U.S. Securities and Exchange Commission Organizational Chart — Text Version

The Commission consists of four Commissioners and one Chairman with the following staff support structure.

• Divisions and Offices reporting to the Office of the Chairman
• Five Divisions
• Corporation Finance
• Enforcement
• Investment Management
• Risk, Strategy, and Financial Innovation
• Trading and Markets
• Eighteen Offices
• Chief Operating Officer
• Administrative Services
• Financial Management
• Freedom of Information and Records Management Services
• Human Resources
• Information Technology
• Administrative Law Judges
• Chief Accountant
• Compliance Inspections and Examinations
• Equal Employment Opportunity
• General Counsel
• Inspector General
• International Affairs
• Investor Education and Advocacy
• Legislative and Intergovernmental Affairs
• Minority and Women Inclusion
• Public Affairs
• Secretary
• Regional Offices reporting to both Division of Enforcement and Office of Compliance Inspections and Examinations
• New York Regional Office
• Boston Regional Office
• Philadelphia Regional Office
• Atlanta Regional Office
• Miami Regional Office
• Chicago Regional Office
• Fort Worth Regional Office
• Denver Regional Office
• Salt Lake City Regional Office
• Los Angeles Regional Office
• San Francisco Regional Office

Note: The Office of Credit Ratings, the Office of Investor Advocate, and the Office of Municipal Securities, required by P.L. 111-203, are in the process of being established.