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U.S. Securities and Exchange Commission


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Concise Directory

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  *  Phone Numbers
  *  Commissioners
  *  Principal Offices
  *  Regional Offices
  *  Historical Summary

*
Toll-Free Consumer Information No. 1-800-SEC-0330
Investor Information and Complaints (202) 551-6551
Filings By Registered Companies (202) 551-8090
Forms and Publications (202) 551-4040
Instant Information Recording (202) 942-8088
Personnel Locator (202) 551-6000
Disability Accommodations
SEC Website http://www.sec.gov
Alternate TTY User Telephone Access: Dial the toll free Federal Relay Service number 1-800-877-8339 and provide the SEC number of the office or individual you are calling. For more information about using the Federal Relay Service see: http://fts.gsa.gov/frs/tollfree.htm

Commissioners Terms expire June 5
Mary Jo White, Chair
   (202) 551-2100
2019
Luis A. Aguilar
   (202) 551-2500
2015
Daniel M. Gallagher
   (202) 551-2600
2016
Kara M. Stein
   (202) 551-2800
2017
Michael S. Piwowar
   (202) 551-2700
2018

The Chairman and Commissioners may continue to serve approximately 18 months after terms expire if they are not replaced before then.


Principal Offices

SEC Headquarters
100 F Street, NE
Washington, DC 20549

Office of the Chief Operating Officer
Jeff Heslop, Chief Operating Officer
(202) 551-2200

Office of the General Counsel
Anne Small, General Counsel
(202) 551-5100

Division of Corporation Finance
Keith F. Higgins, Director
(202) 551-3110

Division of Enforcement
Andrew Ceresney, Director
(202) 551-4500

Division of Investment Management
Norm Champ, Director
(202) 551-6720

Division of Economic and Risk Analysis
Mark Flannery, Director
(202) 551-6600

Division of Trading and Markets
Stephen Luparello, Director
(202) 551-5500

Office of Acquisitions
Vance Cathell, Director
(202) 551-8385

Office of Administrative Law Judges
Brenda P. Murray, Chief Administrative Law Judge
(202) 551-6030

Office of the Chief Accountant
Paul Beswick, Chief Accountant
(202) 551-5300

Office of Compliance Inspections and Examinations
Andrew Bowden, Director
(202) 551-6200

Office of Credit Ratings
Thomas Butler, Director
(212) 336-9080

Office of Equal Employment Opportunity
Alta G. Rodriguez, Director
(202) 551-6040

Office of Ethics Counsel
Shira Pavis Minton, Director
(202) 551-5170

Office of Financial Management
Kenneth Johnson, Chief Financial Officer
(202) 551-7840

Office of Human Resources
Lacey Dingman, Director
(202) 551-7500

Office of Information Technology
Thomas A. Bayer, Chief Information Officer
(202) 551-8800

Office of the Inspector General
Carl W. Hoecker, Inspector General
(202) 551-6061

Office of International Affairs
Paul A. Leder, Director
(202) 551-6690

Office of the Investor Advocate
Rick Fleming, Investor Advocate
(202) 551-3302

Office of Investor Education and Advocacy
Lori Schock, Director
(202) 551-6500

Office of Legislative and Intergovernmental Affairs
Timothy Henseler, Director
(202) 551-2010

Office of Minority and Women Inclusion
Pamela A. Gibbs, Director
(202) 551-6046

Office of Municipal Securities
John Cross, Director
(202) 551-5680

Office of Public Affairs
John Nester, Director
(202) 551-4120

Office of the Secretary
Brent Fields, Secretary
(202) 551-5400

Office of Support Operations
Barry Walters, Director/Chief FOIA Officer
(202) 551-8400

 

http://www.sec.gov/about/concise.shtml


Modified: 09/08/2014