Concise Directory
Quick Links
| Toll-Free Consumer Information No. |
1-800-SEC-0330 |
| Investor Information and Complaints |
(202) 551-6551 |
| Filings By Registered Companies |
(202) 551-8090 |
| Forms and Publications |
(202) 551-4040 |
| Instant Information Recording |
(202) 942-8088 |
| Personnel Locator |
(202) 551-6000 |
| Disability Accommodations |
(202) 551-5148 |
| SEC Website |
http://www.sec.gov |
| Alternate TTY User Telephone Access: Dial the toll free Federal Relay Service number
1-800-877-8339 and provide the SEC number of the office or individual you are calling. For more information about using the Federal Relay Service see: http://fts.gsa.gov/frs/tollfree.htm
|
|
| Commissioners |
Terms expire June 5 |
Christopher Cox, Chairman
(202) 551-2100 |
2009 |
Paul S. Atkins
(202) 551-2700 |
2008 |
Kathleen L. Casey
(202) 551-2600 |
2011 |
Principal Offices
|
SEC Headquarters
100 F Street, NE
Washington, DC 20549
Division of Corporation Finance
John W. White, Director
(202) 551-3110
Division of Enforcement
Linda C. Thomsen, Director
(202) 551-4500
Division of Investment Management
Andrew J. Donohue, Director
(202) 551-6720
Division of Trading and Markets
Erik R. Sirri, Director
(202) 551-5500
Office of the General Counsel
Brian Cartwright, General Counsel
(202) 551-5100
Office of Administrative Law Judges
Brenda P. Murray, Chief Administrative Law Judge
(202) 551-6030
Office of Administrative Services
Vacant
(202) 551-7400
Office of the Chief Accountant
Conrad Hewitt, Chief Accountant
(202) 551-5300
Office of Economic Analysis
James Overdahl, Chief Economist
(202) 551-6600
Office of Equal Employment Opportunity
Deborah K. Balducchi, Director
(202) 551-6040
Office of the Executive Director
Diego Tomás Ruiz, Executive Director
(202) 551-4300
|
Office of Financial Management
Kristine Chadwick, Associate Executive Director
(202) 551-7840
Office of Compliance Inspections and Examinations
Lori A. Richards, Director
(202) 551-6200
Office of Freedom of Information and Privacy Act Operations
Celia Winter, FOIA Officer
(202) 551-8300
Office of Human Resources
Jeffrey Risinger
(202) 551-7500
Office of Information Technology
R. Corey Booth
(202) 551-8800
Office of the Inspector General
H. David Kotz, Inspector General
(202) 551-6061
Office of International Affairs
Ethiopis Tafara, Director
(202) 551-6690
Office of Investor Education and Advocacy
Kristin J. Kaepplein, Director
(202) 551-6500
Office of Legislative and Intergovernmental Affairs
Jonathan W. Burks, Director
(202) 551-2010
Office of Public Affairs
John Nester, Director
(202) 551-4120
Office of Risk Assessment
Jonathan S. Sokobin, Director
(202) 551-4350
Office of the Secretary
Nancy Morris, Secretary
(202) 551-5400
|
Regional Offices
New York Regional Office
Mark Schonfeld, Regional Director
3 World Financial Center, Suite 400
New York, NY 10281-1022
(212) 336-1100
State jurisdiction: New York, New Jersey
Boston Regional Office
David Bergers, Regional Director
33 Arch Street, 23rd Floor
Boston, MA 02110-1424
(617) 573-8900
TTY (617) 424-5933
State jurisdiction: Connecticut, Maine, Massachusetts, New Hampshire, Vermont, Rhode Island
Philadelphia Regional Office
Daniel M. Hawke, Regional Director
The Mellon Independence Center
701 Market Street
Philadelphia, PA 19106-1532
(215) 597-3100
State jurisdiction: Delaware, Maryland, Pennsylvania, Virginia, West Virginia, District of Columbia
Miami Regional Office
David Nelson, Regional Director
801 Brickell Ave., Suite 1800
Miami, FL 33131
(305) 982-6300
State jurisdiction: Florida, Mississippi, Louisiana, US Virgin Islands, Puerto Rico
Atlanta Regional Office
Katherine Addleman, Regional Director
3475 Lenox Road, N.E.
Suite 1000
Atlanta, GA 30326-1232
(404) 842-7600
TTY (404) 842-7676
State jurisdiction: Georgia, North Carolina, South Carolina, Tennessee, Alabama
Chicago Regional Office
Merri Jo Gillette, Regional Director
175 W. Jackson Boulevard
Suite 900
Chicago, IL 60604
(312) 353-7390
TTY (312) 886-6256
State jurisdiction: Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, Wisconsin
Denver Regional Office
George Curtis, Regional Director
1801 California Street
Suite 1500
Denver, CO 80202-2656
Voice/TTY (303) 844-1000
State jurisdiction: Colorado, Nebraska, New Mexico, North Dakota, South Dakota, Wyoming
Fort Worth Regional Office
Rose Romero, Regional Director
801 Cherry Street
Suite 1900
Fort Worth, TX 76102
Voice/TTY (817) 978-3821
State jurisdiction: Texas, Oklahoma, Arkansas, Kansas (except for the exam program which is administered by the Denver Regional Office
Salt Lake Regional Office
Kenneth D. Israel, Jr., Regional Director
15 W. South Temple Street
Suite 1800
Salt Lake City, UT 84101
Voice/TTY (801) 524-5796
Voice/TTY (817) 978-3821
State jurisdiction: Utah
Los Angeles Regional Office
Rosalind Tyson, Acting Regional Director
5670 Wilshire Boulevard
Suite 1100
Los Angeles, CA 90036-3648
(323) 965-3998
TTY (323) 525-3631
State jurisdiction: Arizona, Hawaii, Guam, Nevada, Southern California (zip codes 93599 and below, except for 93200-93299)
San Francisco Regional Office
Marc Fagel and Daryl Hagel, Co-Acting Regional Directors
44 Montgomery Street
Suite 1100
San Francisco, CA 94104
(415) 705-2500
TTY (415) 705-2517
State jurisdiction: Washington, Alaska, Montana, Idaho, Northern California (zip codes 93600 and up plus 93200-93299)
http://www.sec.gov/about/concise.shtml
