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Slide Presentation (PDF): Broker-Dealer Rulemaking and Applicability of Auditor Independence Rules to Broker-Dealer Audits

Speech

Slide Presentation (PDF): Broker-Dealer Rulemaking and Applicability of Auditor Independence Rules to Broker-Dealer Audits

 
 

Brian T. Croteau

Deputy Chief Accountant

AICPA/SIFMA FMS National Conference on the Securities Industry 2013

Oct. 25, 2013

Slide Presentation (PDF): AICPA/SIFMA FMS National Conference on the Securities Industry 2013


Last modified: Oct. 28, 2013