Public Statements

Public Statements

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Public statements by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Public Statements prior to 2012, click View Archive.

 
Date Title Speaker
July 2014
July 17, 2014 Statement on the Anniversary of the Dodd-Frank Act

Chair Mary Jo White

July 10, 2014 Opening Statement at Investor Advisory Committee Meeting

Chair Mary Jo White

June 2014
June 4, 2014 Statement on 2nd Circuit Decision

Andrew Ceresney
Director, SEC Division of Enforcement

May 2014
May 15, 2014 Comment Letter on the OFR Asset Management and Financial Stability Report

Commissioner Daniel M. Gallagher

May 12, 2014 Statement on Jury’s Verdict in Case Against the Wylys:

Andrew Ceresney
Director, SEC Division of Enforcement

April 2014
April 29, 2014 Statement of the Division of Corporation Finance on the Conflict Minerals Decision

Keith F. Higgins
Director, SEC Division of Corporation Finance

April 29, 2014 Statement on WKSI Waivers

Commissioner Daniel M. Gallagher

April 28, 2014 Dissenting Statement in the Matter of The Royal Bank of Scotland Group, plc, Regarding Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer

Commissioner Kara M. Stein

April 28, 2014 Joint Statement on the Conflict Minerals Decision

Commissioners Daniel M. Gallagher and Michael S. Piwowar

March 2014
March 26, 2014 Statement at SEC Roundtable on Cybersecurity

Commissioner Luis A. Aguilar

March 26, 2014 Opening Statement at SEC Roundtable on Cybersecurity

Chair Mary Jo White

March 12, 2014 Statement on Judge's Ruling on Sanctions for Fabrice Tourre

Andrew Ceresney
Director, SEC Division of Enforcement

March 6, 2014 Statement on Jury Verdict in Insider Trading Case

Andrew Ceresney
Director, SEC Division of Enforcement

March 4, 2014 Statement on Proposed SEC Budget for Fiscal 2015

Chair Mary Jo White

February 2014
Feb. 25, 2014 Statement on the Re-Opening of the Comment Period for Asset-Backed Securities Disclosure and Registration

Commissioner Michael S. Piwowar

Feb. 20, 2014 Statement on Court Filing by SEC to Protect Whistleblowers From Retaliation

Sean McKessy
Chief, Office of the Whistleblower

Feb. 11, 2014 Statement on Verdict in Jury Trial of Fund Manager Involved in Petters Ponzi Scheme

Andrew Ceresney
Director, SEC Division of Enforcement

Feb. 4, 2014 Statement on Life Partners Verdict

Andrew Ceresney
Director, SEC Division of Enforcement

January 2014
Jan. 29, 2014 Statement on Financial Accounting Foundation Announcement

Chair Mary Jo White

Jan. 14, 2014 Dissenting Statement Regarding Adoption of Interim Final Rule Regarding Certain CDOs Backed by TruPS as a "Companion Rule" to the Volcker Rule

Commissioner Michael S. Piwowar

Jan. 8, 2014 Statement on the Commission’s Issuance of Certain Exemptive Orders Related to Rule 17g-5(c)(1)

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission[1]

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Last Updated

Date: July 17, 2014

Title: Statement on the Anniversary of the Dodd-Frank Act

Speaker

Date: June 4, 2014

Title: Statement on 2nd Circuit Decision

Speaker

Date: April 29, 2014

Title: Statement on WKSI Waivers

Speaker

Date: April 28, 2014

Title: Joint Statement on the Conflict Minerals Decision

Speaker

Date: March 26, 2014

Title: Statement at SEC Roundtable on Cybersecurity

Speaker

Date: March 26, 2014

Title: Opening Statement at SEC Roundtable on Cybersecurity

Speaker

Date: March 6, 2014

Title: Statement on Jury Verdict in Insider Trading Case

Speaker

Date: March 4, 2014

Title: Statement on Proposed SEC Budget for Fiscal 2015

Speaker

Date: Feb. 4, 2014

Title: Statement on Life Partners Verdict

Speaker