Speeches

Speeches

Subscribe RSS Email Subscription

Speeches by the Chairman, Commissioners, and staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.  To view Speeches prior to 2012, click View Archive.

 
Date Title Speaker
April 2014
April 16, 2014 Closing Remarks at the SEC's 24th Annual International Institute for Market Development

Commissioner Daniel M. Gallagher

April 15, 2014 What Drives the Complexity and Speed of our Markets?

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

April 15, 2014 The Future of Capital Formation

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

April 11, 2014 Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting

Keith F. Higgins

Director, Division of Corporation Finance

April 8, 2014 Remarks before The North American Securities Administrators Association 2014 Public Policy Conference

Commissioner Kara M. Stein

April 8, 2014 NASAA and the SEC: Presenting a United Front to Protect Investors

Commissioner Luis A. Aguilar

April 7, 2014 Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development

Commissioner Michael S. Piwowar

April 3, 2014 Remarks Before the SEC / Academy of Finance Student Shadowing Program

Commissioner Daniel M. Gallagher

April 3, 2014 Remarks before the 5th Annual DCIIA Public Policy Forum

David W. Grim

Deputy Director, Division of Investment Management[1]

April 2, 2014 Taking an Informed Approach to Issues Facing the Mutual Fund Industry

Commissioner Luis A. Aguilar

March 2014
March 31, 2014 Keynote Address - SIFMA Compliance & Legal Society Annual Seminar

Chair Mary Jo White

March 28, 2014 Keynote Address at the 2014 Angel Capital Association Summit

Keith F. Higgins, Director, Division of Corporation Finance

March 27, 2014 Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance

Commissioner Daniel M. Gallagher

March 24, 2014 Perspectives on Strengthening Enforcement

Chair Mary Jo White

March 21, 2014 Protecting the Retail Investor

Chair Mary Jo White

March 20, 2014 Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe

Keith F. Higgins, Director, Division of Corporation Finance

March 18, 2014 Encouraging Economic Discourse

Craig M. Lewis, Chief Economist and Director,
Division of Economic and Risk Analysis

March 17, 2014 Remarks to the 2014 Mutual Funds and Investment Management Conference

Norm Champ

Director, Division of Investment Management[*]

March 12, 2014 Statement at SEC Open Meeting

Chair Mary Jo White

March 12, 2014 Statement at SEC Open Meeting

Commissioner Michael S. Piwowar

March 12, 2014 Statement at SEC Open Meeting

Commissioner Daniel M. Gallagher

March 12, 2014 Statement at SEC Open Meeting

Commissioner Kara M. Stein

March 12, 2014 Statement at SEC Open Meeting

Commissioner Luis A. Aguilar

March 6, 2014 People Handling Other Peoples’ Money

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

March 6, 2014 Remarks at AIMA Global Policy & Regulatory Forum

Commissioner Michael S. Piwowar

March 3, 2014 Remarks Given at the Institute of International Bankers 25th Annual Washington Conference

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

February 2014
Feb. 22, 2014 Slide Presentation (PDF): Regarding Audit Committees at SEC Speaks 2014

Paul Beswick
Chief Accountant
Office of the Chief Accountant

Feb. 21, 2014 An Open Letter to the SEC Staff

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Feb. 21, 2014 Remarks at the “SEC Speaks” Conference

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Feb. 21, 2014 Addressing Known Risks to Better Protect Investors

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Feb. 21, 2014 Chairman’s Address at SEC Speaks 2014

Chair Mary Jo White

Feb. 6, 2014 Remarks before Trader Forum 2014 Equity Trading Summit

Commissioner Kara M. Stein

Feb. 5, 2014 Statement at an Open Meeting of the Commission to Consider the Public Company Accounting Oversight Board’s Proposed 2014 Budget and Accounting Support Fee

Commissioner Daniel M. Gallagher

Feb. 5, 2014 Statement on the Commission’s Consideration of the Public Company Accounting Oversight Board’s Proposed 2014 Budget and Accounting Support Fee

Commissioner Kara M. Stein

Feb. 5, 2014 Protecting Investors Requires a Strong PCAOB

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Feb. 5, 2014 Statement at Open Meeting on 2014 PCAOB Budget

Commissioner Michael S. Piwowar

Feb. 5, 2014 Statement at Open Meeting on 2014 PCAOB Budget

Chair Mary Jo White

Feb. 4, 2014 Remarks on the Volcker Rule’s Market Making Exemption

John Ramsay
Acting Director
Division of Trading and Markets

Feb. 4, 2014 Protecting the Financial Future of Seniors and Retirees

Commissioner Luis A. Aguilar

January 2014
Jan. 27, 2014 The SEC in 2014

Chair Mary Jo White

Jan. 27, 2014 Advancing and Defending the SEC’s Core Mission

Commissioner Michael S. Piwowar

Jan. 24, 2014 Remarks to the Forum for Corporate Directors, Orange County, California

Commissioner Daniel M. Gallagher

Jan. 15, 2014 The Philosophies of Capital Requirements

Commissioner Daniel M. Gallagher

Jan. 15, 2014 Making A Difference Through Public Service

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Subscribe RSS Email Subscription

Last Updated

Date: April 16, 2014

Title: Closing Remarks at the SEC's 24th Annual International Institute for Market Development

Speaker

Commissioner Daniel M. Gallagher

Date: April 15, 2014

Title: What Drives the Complexity and Speed of our Markets?

Speaker

Gregg E. Berman

Associate Director, Office of Analytics and Research
Division of Trading and Markets
U.S. Securities and Exchange Commission

Date: April 15, 2014

Title: The Future of Capital Formation

Speaker

Craig M. Lewis, Chief Economist and Director of the Division of Economic and Risk Analysis

Date: April 11, 2014

Title: Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting

Speaker

Keith F. Higgins

Director, Division of Corporation Finance

Date: April 8, 2014

Title: NASAA and the SEC: Presenting a United Front to Protect Investors

Speaker

Commissioner Luis A. Aguilar

Date: April 7, 2014

Title: Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development

Speaker

Commissioner Michael S. Piwowar

Date: April 3, 2014

Title: Remarks Before the SEC / Academy of Finance Student Shadowing Program

Speaker

Commissioner Daniel M. Gallagher

Date: April 3, 2014

Title: Remarks before the 5th Annual DCIIA Public Policy Forum

Speaker

David W. Grim

Deputy Director, Division of Investment Management[1]

Date: April 2, 2014

Title: Taking an Informed Approach to Issues Facing the Mutual Fund Industry

Speaker

Commissioner Luis A. Aguilar

Date: March 31, 2014

Title: Keynote Address - SIFMA Compliance & Legal Society Annual Seminar

Speaker

Chair Mary Jo White

Date: March 28, 2014

Title: Keynote Address at the 2014 Angel Capital Association Summit

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: March 24, 2014

Title: Perspectives on Strengthening Enforcement

Speaker

Chair Mary Jo White

Date: March 21, 2014

Title: Protecting the Retail Investor

Speaker

Chair Mary Jo White

Date: March 20, 2014

Title: Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe

Speaker

Keith F. Higgins, Director, Division of Corporation Finance

Date: March 18, 2014

Title: Encouraging Economic Discourse

Speaker

Craig M. Lewis, Chief Economist and Director,
Division of Economic and Risk Analysis

Date: March 17, 2014

Title: Remarks to the 2014 Mutual Funds and Investment Management Conference

Speaker

Norm Champ

Director, Division of Investment Management[*]

Date: March 12, 2014

Title: Statement at SEC Open Meeting

Speaker

Chair Mary Jo White

Date: March 12, 2014

Title: Statement at SEC Open Meeting

Speaker

Commissioner Michael S. Piwowar

Date: March 12, 2014

Title: Statement at SEC Open Meeting

Speaker

Commissioner Daniel M. Gallagher

Date: March 12, 2014

Title: Statement at SEC Open Meeting

Speaker

Commissioner Kara M. Stein

Date: March 12, 2014

Title: Statement at SEC Open Meeting

Speaker

Commissioner Luis A. Aguilar

Date: March 6, 2014

Title: People Handling Other Peoples’ Money

Speaker

Andrew J. Bowden, Director, Office of Compliance Inspections and Examinations

Date: March 6, 2014

Title: Remarks at AIMA Global Policy & Regulatory Forum

Speaker

Commissioner Michael S. Piwowar

Date: March 3, 2014

Title: Remarks Given at the Institute of International Bankers 25th Annual Washington Conference

Speaker

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Date: Feb. 22, 2014

Title: Slide Presentation (PDF): Regarding Audit Committees at SEC Speaks 2014

Speaker

Paul Beswick
Chief Accountant
Office of the Chief Accountant

Date: Feb. 21, 2014

Title: An Open Letter to the SEC Staff

Speaker

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

Date: Feb. 21, 2014

Title: Remarks at the “SEC Speaks” Conference

Speaker

Commissioner Kara M. Stein

U.S. Securities and Exchange Commission

Date: Feb. 21, 2014

Title: Addressing Known Risks to Better Protect Investors

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Date: Feb. 21, 2014

Title: Chairman’s Address at SEC Speaks 2014

Speaker

Chair Mary Jo White

Date: Feb. 6, 2014

Title: Remarks before Trader Forum 2014 Equity Trading Summit

Speaker

Commissioner Kara M. Stein

Date: Feb. 5, 2014

Title: Protecting Investors Requires a Strong PCAOB

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

Date: Feb. 5, 2014

Title: Statement at Open Meeting on 2014 PCAOB Budget

Speaker

Commissioner Michael S. Piwowar

Date: Feb. 5, 2014

Title: Statement at Open Meeting on 2014 PCAOB Budget

Speaker

Chair Mary Jo White

Date: Feb. 4, 2014

Title: Remarks on the Volcker Rule’s Market Making Exemption

Speaker

John Ramsay
Acting Director
Division of Trading and Markets

Date: Feb. 4, 2014

Title: Protecting the Financial Future of Seniors and Retirees

Speaker

Commissioner Luis A. Aguilar

Date: Jan. 27, 2014

Title: The SEC in 2014

Speaker

Chair Mary Jo White

Date: Jan. 27, 2014

Title: Advancing and Defending the SEC’s Core Mission

Speaker

Commissioner Michael S. Piwowar

Date: Jan. 24, 2014

Title: Remarks to the Forum for Corporate Directors, Orange County, California

Speaker

Commissioner Daniel M. Gallagher

Date: Jan. 15, 2014

Title: The Philosophies of Capital Requirements

Speaker

Commissioner Daniel M. Gallagher

Date: Jan. 15, 2014

Title: Making A Difference Through Public Service

Speaker

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission