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Contact Information

For more information about this enforcement action, contact:

Daniel M. Hawke
Chief, SEC’s Market Abuse Unit and Director, Philadelphia Regional Office
(215) 597-3191

Sanjay Wadhwa
Deputy Chief, SEC’s Market Abuse Unit and Associate Director, New York Regional Office
(212) 336-0181

Amelia A. Cottrell
Assistant Director, SEC’s Market Abuse Unit and New York Regional Office
(212) 336-1056

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Modified: July 29, 2014