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Agenda and Participants

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Agenda and Participants


9 a.m.

Update from Co-Chairs of Advisory Committee

9:15 a.m.

Presentations and Discussion of Market Structure Issues and Impact on IPOs

• Jay Ritter – Cordell Professor of Finance, Warrington College of Business Administration, University of Florida

• David Weild – Chairman and CEO, Capital Markets Advisory Partners and Head of the Capital Markets Group of Grant Thornton LLP

• Edward Kim – Managing Director, Capital Markets Advisory Partners and Managing Director of the Capital Markets Group of Grant Thornton LLP

Noon

Lunch and a Presentation by SEC Enforcement Staff on Compliance Risks Facing Small and Emerging Companies

1 p.m.

Presentations and Discussion of Disclosure Rules for Smaller Public Companies

• Steven E. Bochner, Partner, Wilson Sonsini Goodrich & Rosati

• Jeff Schwartz, Associate Professor, University of Utah, S.J. Quinney College of Law

• Robert Bartlett, Professor of Law, University of California - Berkeley School of Law

3:30 p.m.

Discussion of Next Steps/Closing Comments

4 p.m.

Meeting Concludes