0000009984-17-000037.txt : 20170504
0000009984-17-000037.hdr.sgml : 20170504
20170504130313
ACCESSION NUMBER: 0000009984-17-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170502
FILED AS OF DATE: 20170504
DATE AS OF CHANGE: 20170504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARNES GROUP INC
CENTRAL INDEX KEY: 0000009984
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490]
IRS NUMBER: 060247840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
BUSINESS PHONE: 8605837070
MAIL ADDRESS:
STREET 1: 123 MAIN ST
CITY: BRISTOL
STATE: CT
ZIP: 06010
FORMER COMPANY:
FORMER CONFORMED NAME: ASSOCIATED SPRING CORP
DATE OF NAME CHANGE: 19760518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STEPHENS CHRISTOPHER J
CENTRAL INDEX KEY: 0001453850
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04801
FILM NUMBER: 17813006
MAIL ADDRESS:
STREET 1: 123 MAIN STREET
CITY: BRISTOL
STATE: CT
ZIP: 06010
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-02
0000009984
BARNES GROUP INC
B
0001453850
STEPHENS CHRISTOPHER J
BARNES GROUP INC.
123 MAIN STREET
BRISTOL
CT
06010
0
1
0
0
SVP, Finance and CFO
Common Stock
2017-05-02
4
M
0
13600
26.59
A
105266.13
D
Common Stock
2017-05-02
4
S
0
12500
54.82
D
92766.13
D
Common Stock
2017-05-02
4
S
0
1100
55.52
D
91666.13
D
Common Stock
1924.27
I
By Company's 401(k) Plan
Employee Stock Option (right to buy)
26.59
2017-05-02
4
M
0
13600
D
2021-02-08
Common Stock
13600
0
D
Includes balances of 1633 Restricted Stock Units granted 2/12/2014, 666 granted 2/12/2014, 3799 granted 2/11/2015, 7000 granted 2/10/2016 and 4800 granted 2/8/2017, that are subject to forfeiture if certain events occur.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.44 to $55.40, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.44 to $55.61, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.
1 for 1.
William K. Piotrowski, pursuant to a Power of Attorney
2017-05-04