-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O7GhF4JAlAM1PFYY+CdmuXE+Z47lSDO+4Mioye0gnm6gG+s2MAbKqyodF7IWIUJa LzMlzhEYgVd6iTJaGVUjdg== 0000734072-97-000152.txt : 19970130 0000734072-97-000152.hdr.sgml : 19970130 ACCESSION NUMBER: 0000734072-97-000152 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970129 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRINITY INDUSTRIES INC CENTRAL INDEX KEY: 0000099780 STANDARD INDUSTRIAL CLASSIFICATION: RAILROAD EQUIPMENT [3743] IRS NUMBER: 750225040 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20249 FILM NUMBER: 97512946 BUSINESS ADDRESS: STREET 1: 2525 STEMMONS FREEWAY CITY: DALLAS STATE: TX ZIP: 75207-2401 BUSINESS PHONE: 2146314420 FORMER COMPANY: FORMER CONFORMED NAME: TRINITY STEEL CO INC DATE OF NAME CHANGE: 19720407 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PIONEERING MANAGEMENT CORP /ADV CENTRAL INDEX KEY: 0000734072 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 131961193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 STATE ST CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 8008211239 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEERING MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 19930824 SC 13G/A 1 SCHEDULE 13G TRINITY INDUSTRIES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Under the Securities and Exchange Act of 1934 (Amendment No. 1 ) TRINITY INDUSTRIES (Name of Issuer) Common (Title of Class of Securities ) 896522109 (CUSIP NUMBER) 1) Name of Reporting SS or IRS Identification Pioneering Management Nos. of Above Persons Corporation 2) Check the Appropriate Box (a) of A Member of Group (See Instructions) (b) X 3) SEC Use Only 4) Citizenship of Place of Organization Number of (5) Sole Voting Power 4220200 Shares Beneficially Owned (6) Shared Voting Power 0 by Each Reporting Person With (7) Sole Dispositive 243700 Power (8) Shared Dispositive 3976500 Power 9) Aggregate Amount Bene- 4220200 ficially Owned by Each Reporting Person 10) Check if the aggregate Amount in Row (9) Ex- clude Certain Shares (See Instructions) 11) Percent of Class Represented By Amount in Row 9. 9.82% 12) Type of Reporting Person (See Instructions) IA Item 1(a) Name of Issuer. TRINITY INDUSTRIES Item 1(b) Address of User's Principal Executive Office's Mr. F. Dean Phelps Vice President TRINITY INDUSTRIES 2525 Stemmons Freeway Dallas, TX 75207-2401 Item 2(a) Name of Person Filing. Pioneering Management Corporation Item 2(b) Address of Principal Business Office: 60 State Street, Boston, MA 02109 Item 2(c) Citizenship: State Of Delaware - Pioneering Management Corporation. Item 2(d) Title of Class of Securities. Common Stock Item 2(e) CUSIP Number. 896522109 Item 3 The person filing this statement pursuant to Rule 13-1(b) or 13d-2 is: (a) Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership (a) Amount Beneficially Owned 4220200 (b) Percent of Class 9.82% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote 4220200 (ii) shared power to vote or to direct vote 0 (iii) sole power to dispose or to direct disposition of 243700 (iv) shared power to dispose or to direct disposition 3976500 Item 5. Ownership of Five Percent or Less of a Class. Inapplicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Inapplicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company. Inapplicable. Item 8. Identification and Classification of Members of the Group. Inapplicable. Item 9. Notice of Dissolution of the Group. Inapplicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transactions having such purposes or effect. After reasonable inquiry and to the best of my knowledge and believe, I certify that the information set forth in this statement is true, complete and correct. January 29, 1997 Date /s/ William H. Keough Signature William H. Keough, Senior Vice President Chief Financial Officer and Treasure Type Name and Title -----END PRIVACY-ENHANCED MESSAGE-----