-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WhsdJaxPsaxWZG/5Jc9E93fp7Yb1WcnasxPDBz8/8vlybcTmwXwa8C7be/GaAH9Q M76qS7euxof415HL3Ix85Q== 0000861465-00-000019.txt : 20000216 0000861465-00-000019.hdr.sgml : 20000216 ACCESSION NUMBER: 0000861465-00-000019 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANS LUX CORP CENTRAL INDEX KEY: 0000099106 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 131394750 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-32729 FILM NUMBER: 545368 BUSINESS ADDRESS: STREET 1: 110 RICHARDS AVE CITY: NORWALK STATE: CT ZIP: 06856-5090 BUSINESS PHONE: 2038534321 MAIL ADDRESS: STREET 1: 110 RICHARDS AVENUE CITY: NORWALK STATE: CT ZIP: 06856-5090 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KILLEN GROUP INC CENTRAL INDEX KEY: 0000861465 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 232213851 STATE OF INCORPORATION: PA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1189 LANCASTER AVE CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 6102967222X19 MAIL ADDRESS: STREET 1: 1199 LANCASTER AVENUE CITY: BERWIN STATE: PA ZIP: 19312 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* TRANS LUX CORP. COMMON STOCK CUSIP Number: 893247106 December 31, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is field: x Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on his form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Killen Group, Inc. IRS #23-2213851 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Incorporated in the Commonwealth of Pennsylvania NUMBER OF 5. SOLE VOTING POWER 58,200 SHARES BENEFICIALLY 6. SHARE VOTING POWER OWNED BY EACH 7. SOLE DISPOSITIVE POWER 92,823 REPORTING PERSON 8. SHARED DISPOSITIVE POWER WITH: 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 92,823 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.6% 12. TYPE OF REPORTING PERSON* I Item 1. (a) The issue is Trans Lux Corp. (b) The issuer's principal offices are located at 110 Richards Avenue, Norwalk, CT 06856-5090 Item 2. (a) The Killen Group, Inc. is a person filing this report. (b) The Killen Group's address is 1189 Lancaster Avenue, Berwyn, Pa 19312. (c) The Killen Group is a corporation incorporated under the laws of the Commonwealth of Pennsylvania. (d) This filing pertains to the common stock of the Issuer. (e) The CUSIP number for the common stock is 893247106. Item 3. The Killen Group, Inc. is an Investment Adviser in accordance with Sec. 240.13d-1(b)(1) (ii)(E). Item 4. (a) The Killen Group is the beneficial owner of 92,823 shares of the Issuer's common stock. (b) The amount owned by The Killen Group is 9.6% of the shares outstanding. (c) (i) The Killen Group has the sole power to vote or to direct the vote of 58,200 shares of common stock. (iii) The Killen Group has the sole power to dispose or to direct the disposition of 92,823 shares of common stock. Item 5. Not Applicable. Item 6. Other persons who have the right to receive dividends and the right to the proceeds of a sale of the securities are the clients of The Killen Group, for whom the securities were purchased. Item 7. Not applicable. Item 8. Not applicable. Item 9. Not applicable. Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above, were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer or such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 2000 The Killen Group, Inc. /s/Robert E. Killen Robert E. Killen, Chairman & CEO -----END PRIVACY-ENHANCED MESSAGE-----