-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpxDcqZD6zbrDKrnQkbxS3w0Kse21foYfSNqXpZg2qy/1oVoSA1cq4qEhoUOlcoK bngsoyJfFzv7DscPBmfCcA== 0001144204-02-000884.txt : 20020913 0001144204-02-000884.hdr.sgml : 20020913 20020913144539 ACCESSION NUMBER: 0001144204-02-000884 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020913 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NYFIX INC CENTRAL INDEX KEY: 0000099047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 061344888 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-48196 FILM NUMBER: 02763594 BUSINESS ADDRESS: STREET 1: 333 LUDLOW STREET CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2034258000 FORMER COMPANY: FORMER CONFORMED NAME: TRANS AIRE ELECTRONICS INC DATE OF NAME CHANGE: 19910916 FORMER COMPANY: FORMER CONFORMED NAME: TRINITECH SYSTEMS INC DATE OF NAME CHANGE: 19940404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BELSON JEROME CENTRAL INDEX KEY: 0000900685 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 495 BROADWAY 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 2129419500 MAIL ADDRESS: STREET 1: BELSON ENTERPRISES, INC. STREET 2: 495 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 SC 13D 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) NYFIX, INC. (f/k/a Trinitech Systems, Inc.) ---------------------------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 896406-10-5 -------------- (CUSIP Number) Edward B. Winslow, Esq. Jacobs Persinger & Parker 77 Water Street, New York, New York 10005 212-344-1866 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 21, 2002 ------------------------------------------------------ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------------------------------------------------- CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jerome Belson - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES 1,013,950 BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING 118,350 PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER 1,013,950 --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER 118,350 --------------------------------------------------------------- 2 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,132,300 shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN /X/ ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.7% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 3 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Maxine Belson - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING 22,000 PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER 22,000 --------------------------------------------------------------- 4 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 22,000 shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.07% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 5 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Matthew Belson - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING 66,350 PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER 66,350 --------------------------------------------------------------- 6 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 66,350 shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.2% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 7 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) The Jerome Belson Foundation, f/k/a The Joseph Belsky Foundation - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES 330,000 BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING --- PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER 330,000 --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER --- --------------------------------------------------------------- 8 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 330,000 shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.1% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 9 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Marjorie Belson - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING 30,000 PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER 30,000 --------------------------------------------------------------- 10 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,000 shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.1% - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 11 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Brianne Goldstein - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING --- PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER --- --------------------------------------------------------------- 12 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) --- - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 13 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Joshua Goldstein - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING --- PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER --- --------------------------------------------------------------- 14 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) --- - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 15 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Toby Goldstein - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING --- PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER --- --------------------------------------------------------------- 16 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) --- - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 17 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jaclyn Belson - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING --- PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER --- --------------------------------------------------------------- 18 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) --- - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 19 CUSIP No. 896406-10-5 SCHEDULE 13D - -------------------------------------------------------------------------------- (1) NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jonathan Belson - -------------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - -------------------------------------------------------------------------------- (3) SEC USE ONLY - -------------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF - -------------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / Not applicable - -------------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF (7) SOLE VOTING POWER SHARES --- BENEFICIALLY --------------------------------------------------------------- OWNED BY EACH (8) SHARED VOTING POWER REPORTING --- PERSON WITH --------------------------------------------------------------- (9) SOLE DISPOSITIVE POWER --- --------------------------------------------------------------- (10)SHARED DISPOSITIVE POWER --- --------------------------------------------------------------- 20 (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- shares - -------------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN / / ROW (11) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) --- - -------------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 21 AMENDMENT NO. 3 SCHEDULE 13D The Schedule 13D as heretofore amended is further amended as follows: ITEM 2. IDENTITY AND BACKGROUND is hereby amended as follows: Brianne Goldstein, Joshua Goldstein, Toby Goldstein, Jaclyn Belson and Jonathan Belson who no longer hold any shares of Common Stock of the Company are eliminated from the listing of the persons filing this Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER is amended to add thereto the following: The following table sets forth the beneficial ownership as of September 12, 2002 of the Common Stock of the Company by the persons filing this Amendment to the Schedule 13D. As of the date of this Amendment such persons, in the aggregate, are the beneficial owners of less than 5% of the Company's outstanding Common Stock. Percentage of Name No. of Shares Outstanding* - ---- ------------- ----------- Jerome Belson 1,135,300 (1) 3.7 Maxine Belson 22,000 (2) 0.07 Matthew Belson 66,350 (2) 0.2 The Jerome Belson Foundation, Inc. 330,000 (3) 1.1 Marjorie Belson 30,000 (2) 0.1 Brianne Goldstein -0- - Joshua Goldstein -0- - Toby Goldstein -0- - Jaclyn Belson -0- - Jonathan Belson -0- - - ----------------- * Based upon 30,767,147 shares reported by the Company in its Quarterly Report on Form 10-Q for the quarter ended June 30, 2002 to be outstanding as of July 31, 2002. (1) Consists of 1,013,950 shares (including 20,000 shares issuable under presently exercisable call options held by Mr. Belson) as to which Mr. Belson has sole voting and investment power and 118,350 shares owned by his 22 family members below over which they have granted to him revocable powers of attorney. Consequently, Mr. Belson may be deemed to share voting and investment power over such 118,350 shares. (2) Voting and investment power over these shares is shared with Jerome Belson by reason of the named owner's grant to him of a power of attorney covering such shares. (3) Jerome Belson is the President and a director of the Foundation and, consequently, may be deemed to be a beneficial owner of such shares. Neither the filing of this Schedule nor any of its contents shall be deemed to be an admission that Mr. Belson owns any shares of the Company beneficially owned by the Foundation for purposes of Section 13(d) of the Securities Exchange Act of 1934 or for any other purpose. (d) Between June 30, 2002 and the date of this Amendment none of the persons filing this Schedule 13D has effected any transactions in the Common Stock of the Company except as set forth in Annex A hereto. All transactions reported in Annex A were open market transactions. 23 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: September 13, 2002 /s/ Jerome Belson ---------------------------- Jerome Belson /s/ Maxine Belson ---------------------------- Maxine Belson /s/ Matthew Belson ---------------------------- Matthew Belson The Jerome Belson Foundation By: /s/ Jerome Belson ---------------------------- Jerome Belson, President /s/ Marjorie Belson ---------------------------- Marjorie Belson /s/ Brianne Goldstein ---------------------------- Brianne Goldstein /s/ Joshua Goldstein ---------------------------- Joshua Goldstein /s/ Toby Goldstein ---------------------------- Toby Goldstein /s/ Jaclyn Belson ---------------------------- Jaclyn Belson /s/ Jonathan Belson ---------------------------- Jonathan Belson 24 ANNEX A Date Transaction Price Shares ---- ----------- ----- ------ Jerome Belson 7/1/02 Purchase $8.331 5,000 7/10/02 Sale 4.400 4,800 7/10/02 Sale 4.398 1,000 7/12/02 Sale 6.091 4,000 7/12/02 Sale 6.850 2,000 7/12/02 Sale 4.109 20,000 7/12/02 Sale 4.130 20,000 7/12/02 Sale 4.130 20,000 7/12/02 Sale 3.910 20,000 7/15/02 Sale 3.799 25,000 7/16/02 Sale 4.250 10,000 7/16/02 Sale 3.950 15,000 7/16/02 Sale 4.100 33,000 7/16/02 Sale 3.990 5,000 7/16/02 Sale 4.110 2,000 7/16/02 Sale 4.020 5,000 7/16/02 Sale 4.347 5,000 7/16/02 Sale 3.870 7,500 7/16/02 Sale 3.900 7,500 7/16/02 Sale 3.999 10,000 7/17/02 Sale 4.630 5,000 7/17/02 Sale 4.569 5,000 7/19/02 Sale 3.961 4,000 8/5/02 Sale 3.999 1,400 8/5/02 Sale 3.999 5,000 8/5/02 Sale 3.999 8,000 8/5/02 Sale 4.055 3,000 8/5/02 Sale 3.999 2,100 8/5/02 Sale 4.030 2,100 8/6/02 Sale 4.150 4,400 8/6/02 Sale 3.999 1,300 8/6/02 Sale 4.080 5,000 8/6/02 Sale 3.994 2,400 8/6/02 Sale 4.050 100 8/6/02 Sale 4.100 800 8/6/02 Sale 4.050 1,100 8/6/02 Sale 3.999 2,350 8/6/02 Sale 4.120 2,500 8/6/02 Sale 4.100 1,400 8/6/02 Sale 4.030 500 8/6/02 Sale 4.130 600 8/6/02 Sale 4.050 1,400 25 8/7/02 Sale 3.999 3,425 8/7/02 Sale 3.999 1,850 8/7/02 Sale 3.999 2,100 8/7/02 Sale 3.999 2,650 8/7/02 Sale 3.999 15,975 8/8/02 Sale 3.900 1,700 8/8/02 Sale 3.950 1,500 8/8/02 Sale 3.950 1,200 8/8/02 Sale 3.900 2,100 8/8/02 Sale 3.932 850 8/8/02 Sale 3.999 1,100 8/8/02 Sale 3.940 650 8/9/02 Sale 3.925 602 8/9/02 Sale 3.900 1,000 8/13/02 Sale 3.820 2,500 8/13/02 Sale 3.800 1,700 8/14/02 Sale 3.692 1,582 8/15/02 Sale 3.800 3,400 8/15/02 Sale 3.693 68 8/15/02 Sale 3.800 300 8/16/02 Sale 3.850 6,500 8/16/02 Sale 3.800 10,600 8/16/02 Sale 3.820 2,000 8/16/02 Sale 3.900 1,000 8/16/02 Sale 3.800 6,100 8/16/02 Sale 3.800 4,000 8/16/02 Sale 3.850 23,100 8/19/02 Sale 4.050 2,500 8/19/02 Sale 4.050 2,500 8/19/02 Sale 4.070 2,500 8/19/02 Sale 4.060 3,000 8/19/02 Sale 4.250 800 8/19/02 Sale 4.240 1,700 8/19/02 Sale 4.486 3,000 8/19/02 Sale 4.320 2,650 8/19/02 Sale 4.150 1,400 8/19/02 Sale 4.400 1,200 8/19/02 Sale 4.200 2,500 8/19/02 Sale 4.200 2,100 8/19/02 Sale 4.150 1,900 8/19/02 Sale 4.170 100 8/20/02 Sale 4.870 2,300 8/20/02 Sale 4.650 2,500 8/20/02 Sale 4.740 1,000 8/20/02 Sale 4.730 2,000 8/20/02 Sale 4.480 2,500 8/20/02 Sale 4.927 3,650 26 8/20/02 Sale 4.800 3,000 8/21/02 Sale 4.780 4,200 8/21/02 Sale 4.880 750 8/21/02 Sale 4.900 3,500 8/21/02 Sale 4.900 5,000 8/21/02 Sale 4.780 2,500 8/21/02 Sale 4.820 3,000 8/21/02 Sale 4.780 698 8/21/02 Sale 4.900 750 8/21/02 Sale 4.560 50 December 2002 $5.00 call options 7/30/02 Purchase 0.924 15,400 7/30/02 Purchase 0.869 4,600 Maxine Belson 7/17/02 Sale 4.600 49,000 7/17/02 Sale 4.595 1,000 8/21/02 Sale 4.847 13,500 8/21/02 Sale 4.850 3,800 8/21/02 Sale 4.870 700 8/21/02 Sale 4.810 3,650 8/21/02 Sale 4.820 100 8/22/02 Sale 5.350 200 8/22/02 Sale 5.250 500 8/22/02 Sale 5.376 500 8/22/02 Sale 5.240 1,200 8/22/02 Sale 5.300 1,250 8/22/02 Sale 5.340 2,000 8/22/02 Sale 5.290 2,300 8/22/02 Sale 5.180 2,500 8/22/02 Sale 5.260 3,000 8/22/02 Sale 5.300 3,500 8/22/02 Sale 5.180 6,000 8/22/02 Sale 5.250 3,000 8/22/02 Sale 5.011 300 Matthew Belson 7/17/02 Sale 4.200 19,500 7/17/02 Sale 4.210 400 7/17/02 Sale 4.150 100 8/22/02 Sale 5.387 1,150 8/22/02 Sale 5.400 4,500 Brianne Goldstein 8/2/02 Sale 4.054 3,500 27 Joshua Goldstein 8/2/02 Sale 4.015 4,000 Toby Goldstein 8/2/02 Sale 3.924 1,000 8/2/02 Sale 3.904 2,500 Jaclyn Belson 8/2/02 Sale 3.954 3,700 Jonathan Belson 8/2/02 Sale 3.954 500 8/2/02 Sale 3.914 500 8/2/02 Sale 3.954 500 8/2/02 Sale 3.894 500 8/2/02 Sale 4.004 1,500 8/2/02 Sale 3.914 500 28 -----END PRIVACY-ENHANCED MESSAGE-----