SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Fracassa Philip D.

(Last) (First) (Middle)
1835 DUEBER AVENUE SW

(Street)
CANTON OH 44706

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/14/2014
3. Issuer Name and Ticker or Trading Symbol
TIMKEN CO [ TKR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,305 D
Common Stock (Restricted) 10,325(1) D
Common Stock 2,925 I 401(k)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) 02/04/2009(2) 02/04/2018 Common Stock 7,500 $30.7 D
Employee Stock Option (right to buy) 02/08/2011(3) 02/08/2020 Common Stock 10,000 $22.67 D
Employee Stock Option (right to buy) 02/08/2012(4) 02/08/2021 Common Stock 5,600 $49.91 D
Employee Stock Option (right to buy) 02/09/2013(5) 02/09/2022 Common Stock 6,000 $51.76 D
Employee Stock Option (right to buy) 02/07/2014(6) 02/07/2023 Common Stock 4,500 $56.27 D
Employee Stock Option (right to buy) 02/13/2015(7) 02/13/2024 Common Stock 19,400 $57.1 D
Restricted Share Unit 02/13/2017(8) 02/13/2017 Common Stock 7,900 $0.0 D
Explanation of Responses:
1. Includes: (a) August 6, 2012 grant of 10,000 Restricted Shares, subject to forfeiture under certain specified circumstances, that vest 100% on August 6, 2017 and (b) grant of 325 Restricted Shares in 2010 and 2011 that are subject to vesting in 25 percent annual increments from the date of grant.
2. The option became exercisable in annual 25 percent increments beginning on February 4, 2009.
3. The option became exercisable in annual 25 percent increments beginning on February 8, 2011.
4. The option became exercisable in annual 25 percent increments beginning on February 8, 2012.
5. The option became exercisable in annual 25 percent increments beginning on February 9, 2013.
6. The option became exercisable in annual 25 percent increments beginning on February 7, 2014.
7. The option will become exercisable in annual 25 percent increments beginning on February 13, 2015.
8. Grant of Restricted Share Units that vest 100% on February 13, 2017.
Remarks:
/s/ Philip D. Fracassa 02/14/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.