-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, SZw796erqp6RgkVmkngAib+V4+wNR2bhclS0+xxNNeZ6n/HjctI36rCKCHbethra TQKPY5mHXK5F1LHfF2d5Pw== 0000912057-94-000475.txt : 19940215 0000912057-94-000475.hdr.sgml : 19940215 ACCESSION NUMBER: 0000912057-94-000475 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: 5944 IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-16427 FILM NUMBER: 94507772 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127558000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS BRETALL SULLIVAN & SMITH INC CENTRAL INDEX KEY: 0000045731 STANDARD INDUSTRIAL CLASSIFICATION: 0000 IRS NUMBER: 94737676 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE POST STREET STREET 2: SUITE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4153918040 MAIL ADDRESS: STREET 1: ONE POST STREET STREET 2: SUITE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS BRETALL MCELDOWNEY & SULLIVAN INC /CA/ DATE OF NAME CHANGE: 19940127 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS BRETALL & MCELDOWNEY INC DATE OF NAME CHANGE: 19600201 SC 13G/A 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* - ----------------------------------------------------------------------------- Tiffany & Company - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock - ----------------------------------------------------------------------------- (Title of Class of Securities) 886547108 - ----------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages - ----------------------- ------------------- CUSIP NO. 886547108 Page 2 of 5 Pages - ----------------------- ------------------- - ---------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: Harris Bretall Sullivan & Smith, Inc. S.S. OR I.R.S.IDENTIFICATION NO. OF ABOVE PERSON: 94-1737676 - ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - ---------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------------------------------------------------- 5 SOLE VOTING POWER 6,880 NUMBER OF SHARES -------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER 0 OWNED BY EACH -------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER 9,380 PERSON WITH -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - ---------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9,380 - ---------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ---------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 .06% - ---------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO, IA - ---------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! Page 2 of 5 Pages ITEM 1. (a) Name of Issuer Tiffany & Company (b) Address of Issuer's Principal Executive Offices Fifth Avenue & 57th Street New York, NY 10022 ITEM 2. (a) Name of Person Filing Harris Bretall Sullivan & Smith, Inc. (b) Address of Principal Business Office or, if none, Residence One Post Street, Suite 2300 San Francisco, CA 94104 (c) Citizenship Harris Bretall Sullivan & Smith, Inc. is a California corporation. (d) Title of Class of Securities Common Stock (e) CUSIP Number 886547108 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in Section 3(a)(6) of the Act (c) / / Insurance Company as defined in Section 3(a)(19) of the act (d) / / Investment Company registered under Section 8 of the Investment Company Act (e) /X/ Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 Page 3 of 5 Pages (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Section 240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with Section 240.13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(H) ITEM 4. OWNERSHIP (a) Amount Beneficially Owned 9,380 (b) Percent of Class .06% (c) Number of shares as to which such person has (i) sole power to vote or to direct the vote 6,880 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 9,380 (iv) shared power to dispose or to direct the disposition of 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable Page 4 of 5 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 10, 1994 HARRIS BRETALL SULLIVAN & SMITH, INC. BY: /s/W.Graeme Bretall ------------------ W. Graeme Bretall President Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----