0000098246-20-000127.txt : 20201130 0000098246-20-000127.hdr.sgml : 20201130 20201130201218 ACCESSION NUMBER: 0000098246-20-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201125 FILED AS OF DATE: 20201130 DATE AS OF CHANGE: 20201130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bogliolo Alessandro CENTRAL INDEX KEY: 0001719191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 201359531 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127558000 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_160678510047843.xml FORM 4 X0306 4 2020-11-25 0 0000098246 TIFFANY & CO TIF 0001719191 Bogliolo Alessandro TIFFANY & CO. 200 FIFTH AVENUE NEW YORK NY 10010 1 1 0 0 Chief Executive Officer Common Stock $.01 Par 2020-11-25 4 M 0 42273 108.99 A 81645 D Common Stock $.01 Par 2020-11-25 4 M 0 112286 85.26 A 193931 D Common Stock $.01 Par 2020-11-25 4 S 0 126972 131.6061 D 66959 D Common Stock $.01 Par 2020-11-30 4 S 0 5245 131.2926 D 61714 D Employee Stock Option (Right to Buy) 108.99 2020-11-25 4 M 0 42273 0 D 2028-01-17 Common Stock $.01 Par 42273.0 0 D Employee Stock Option (Right to Buy) 85.26 2020-11-25 4 M 0 112286 0 D 2029-01-17 Common Stock $.01 Par 112286.0 0 D The price in Column 4 is a weighted average price. The price actually received ranged from $131.5000 to $131.7250 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options. The price in Column 4 is a weighted average price. The price actually received ranged from $131.290 to $131.300 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The sale represents shares sold to cover the exercise price and applicable taxes in connection with the exercise of the underlying options. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2018. The options were originally scheduled to vest in equal installments on January 17, 2019, 2020, 2021 and 2022. 42,273 options that were initially scheduled to vest on January 17, 2022 were accelerated and vested on November 23, 2020. Total grant 169,092 shares. 126,819 shares previously exercised. Options granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 17, 2019. The options were originally scheduled to vest in equal installments on January 17, 2020, 2021, 2022 and 2023. 56,143 options that were initially scheduled to vest on January 17, 2022, and 56,143 options that were initially scheduled to vest on January 17, 2023, were accelerated and vested on November 23, 2020. Total grant 224,572 shares. 112,286 shares previously exercised. /s/ Catherine W.H. So, Attorney-in-Fact 2020-11-30