0000098246-17-000037.txt : 20170301 0000098246-17-000037.hdr.sgml : 20170301 20170301154219 ACCESSION NUMBER: 0000098246-17-000037 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170227 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARQUIS CHARLES K. CENTRAL INDEX KEY: 0001016748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 17653860 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO. LEGAL DEPT STREET 2: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: MARQUIS CHARLES K DATE OF NAME CHANGE: 20101019 FORMER NAME: FORMER CONFORMED NAME: MARQUIS CHALES K DATE OF NAME CHANGE: 19960613 4 1 wf-form4_148840092537265.xml FORM 4 X0306 4 2017-02-27 0 0000098246 TIFFANY & CO TIF 0001016748 MARQUIS CHARLES K. TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock $.01 Par 2016-05-28 5 G 0 E 848 0 D 49269 D Common Stock $.01 Par 2016-12-19 5 G 0 E 650 0 D 28980 I By Revocable Trust Common Stock $.01 Par 2017-02-27 4 M 0 10000 37.645 A 59269 D Common Stock $.01 Par 2017-02-27 4 S 0 10000 92.01 D 49269 D Common Stock $.01 Par 56000 I By Irrevocable Trust Non-Qualified Stock Option (Right to Buy) 37.645 2017-02-27 4 M 0 10000 0 D 2018-01-17 Common Stock $.01 Par 10000.0 0 D Shares transferred to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. 1,269 shares in the total is an unvested restricted stock unit grant. Shares were transferred to a 501(c)(3) entity. 848 shares were transferred on 5/28/16 from directly owned shares to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. On 12/19/16 the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03 transferred 650 shares to a 501(c)(3) entity. Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust. Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010. Total grant 10,000 shares. 0 shares previously exercised. /s/ John C. Duffy, Attorney-in-Fact 2017-03-01