0000098246-17-000037.txt : 20170301
0000098246-17-000037.hdr.sgml : 20170301
20170301154219
ACCESSION NUMBER: 0000098246-17-000037
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170301
DATE AS OF CHANGE: 20170301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIFFANY & CO
CENTRAL INDEX KEY: 0000098246
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944]
IRS NUMBER: 133228013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 727 FIFTH AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122305321
MAIL ADDRESS:
STREET 1: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARQUIS CHARLES K.
CENTRAL INDEX KEY: 0001016748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09494
FILM NUMBER: 17653860
MAIL ADDRESS:
STREET 1: C/O TIFFANY & CO. LEGAL DEPT
STREET 2: 727 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: MARQUIS CHARLES K
DATE OF NAME CHANGE: 20101019
FORMER NAME:
FORMER CONFORMED NAME: MARQUIS CHALES K
DATE OF NAME CHANGE: 19960613
4
1
wf-form4_148840092537265.xml
FORM 4
X0306
4
2017-02-27
0
0000098246
TIFFANY & CO
TIF
0001016748
MARQUIS CHARLES K.
TIFFANY & CO.
727 FIFTH AVENUE
NEW YORK
NY
10022
1
0
0
0
Common Stock $.01 Par
2016-05-28
5
G
0
E
848
0
D
49269
D
Common Stock $.01 Par
2016-12-19
5
G
0
E
650
0
D
28980
I
By Revocable Trust
Common Stock $.01 Par
2017-02-27
4
M
0
10000
37.645
A
59269
D
Common Stock $.01 Par
2017-02-27
4
S
0
10000
92.01
D
49269
D
Common Stock $.01 Par
56000
I
By Irrevocable Trust
Non-Qualified Stock Option (Right to Buy)
37.645
2017-02-27
4
M
0
10000
0
D
2018-01-17
Common Stock $.01 Par
10000.0
0
D
Shares transferred to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
1,269 shares in the total is an unvested restricted stock unit grant.
Shares were transferred to a 501(c)(3) entity.
848 shares were transferred on 5/28/16 from directly owned shares to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. On 12/19/16 the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03 transferred 650 shares to a 501(c)(3) entity.
Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.
Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010.
Total grant 10,000 shares. 0 shares previously exercised.
/s/ John C. Duffy, Attorney-in-Fact
2017-03-01