0000098246-13-000194.txt : 20131001 0000098246-13-000194.hdr.sgml : 20131001 20131001100414 ACCESSION NUMBER: 0000098246-13-000194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20131001 DATE AS OF CHANGE: 20131001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIFFANY & CO CENTRAL INDEX KEY: 0000098246 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-JEWELRY STORES [5944] IRS NUMBER: 133228013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122305321 MAIL ADDRESS: STREET 1: 727 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NAGGIAR CAROLINE D CENTRAL INDEX KEY: 0001123781 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09494 FILM NUMBER: 131125458 MAIL ADDRESS: STREET 1: C/O TIFFANY & CO LEGAL DEPT STREET 2: 727 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-09-27 0000098246 TIFFANY & CO TIF 0001123781 NAGGIAR CAROLINE D TIFFANY & CO. 727 FIFTH AVENUE NEW YORK NY 10022 0 1 0 0 SENIOR VICE PRESIDENT Common Stock $.01 Par 2013-09-27 4 M 0 21000 23.00 A 48325 D Common Stock $.01 Par 2013-09-27 4 S 0 21000 76.79 D 27325 D Common Stock $.01 Par 49 I By ESOP Employee Stock Option (Right to buy) 23.00 2013-09-27 4 M 0 21000 0 D 2019-01-28 Common Stock 21000 0 D The price in Column 4 is a weighted average price. The prices actually received ranged from $76.75 to $76.88 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Options granted under 16(b) Plan on January 28, 2009. The option vested in four equal installments on January 28, 2010, 2011, 2012 and 2013. Total grant 38,000 shares. 17,000 shares previously exercised. /s/ Patrick B. Dorsey, Attorney-in-Fact 2013-09-30