-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3WUwYf3aFo40pajvOrtp8uNtIggqwiY1NcJS4UYitlU4M3obLDvSvlfNcJ3LNgP JnJY5WnazT1rKdC0o+saDg== 0001130319-02-000950.txt : 20021009 0001130319-02-000950.hdr.sgml : 20021009 20021009162152 ACCESSION NUMBER: 0001130319-02-000950 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021009 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AIM FUNDS MANAGEMENT INC CENTRAL INDEX KEY: 0001131154 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO MAIL ADDRESS: STREET 1: 5140 YOUGE STREET SUITE 900 STREET 2: TORONTO CITY: ONTARIO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TENNANT CO CENTRAL INDEX KEY: 0000097134 STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580] IRS NUMBER: 410572550 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-11048 FILM NUMBER: 02785231 BUSINESS ADDRESS: STREET 1: 701 N LILAC DR STREET 2: PO BOX 1452 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 BUSINESS PHONE: 6125401200 MAIL ADDRESS: STREET 1: 701 N LILAC DR STREET 2: PO BOX 1452 CITY: MINNEAPOLIS STATE: MN ZIP: 55440 FORMER COMPANY: FORMER CONFORMED NAME: TENNANT G H CO DATE OF NAME CHANGE: 19700515 SC 13G/A 1 t07982orsc13gza.txt SCHEDULE 13 G/A PAGE 1 OF 5 - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G. INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(B) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(B) SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* TENNANT CO. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 880345103 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) [ ] *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 880345103 13G PAGE 2 OF 5 - -------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons AIM Funds Management, Inc. No. S.S. or I.R.S. Identification Number - -------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- (3) SEC Use Only - -------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Organized under the Business Corporations Act (Ontario), in the Country of Canada. - -------------------------------------------------------------------------------- Number of (5) Sole Voting Power Shares None ----------------------------------------------------- Beneficially (6) Shared Voting Power 889,100 Owned by ----------------------------------------------------- (7) Sole Dispositive Power Each None ----------------------------------------------------- Reporting (8) Shared Dispositive Power Person With 889,100 - -------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 889,100 - -------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ] (See Instructions) - -------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 10.02% - -------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) O.O. - -------------------------------------------------------------------------------- PAGE 3 OF 5 - -------------------------------------------------------------------------------- ITEM 1 (a) NAME OF ISSUER: TENNANT CO. ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 701 NORTH LILAC DRIVE P. O. BOX 1452 MINNEAPOLIS, MN, 55440 ITEM 2 (a) NAME OF PERSON(S) FILING: AIM Funds Management, Inc. ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 5140 Yonge Street Suite 900 Toronto, Ontario M2N 6X7 ITEM 2 (c) CITIZENSHIP: Organized under the laws of Canada ITEM 2 (d) TITLE OF CLASS OF SECURITIES Common Stock ITEM 2 (e) CUSIP NUMBER: 880345103 ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or Dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment Company registered under Section 8 of the Investment Company Act. (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. (f) [ ] Employee Benefit Plan, Pension Fund which is subject to provisions of Employee Retirement Income Security Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F). (g) [ ] Parent Holding Company in accordance with Rule 13d-1(b)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). PAGE 4 OF 5 - -------------------------------------------------------------------------------- ITEM 4 (a) - (c) OWNERSHIP: The information in items 1 and 5-11 on the cover page (p 2) of this statement on Schedule 13G is hereby incorporated by reference. ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS [ ] Not Applicable. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not Applicable. ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP. Not applicable. ITEM 9 NOTICE OF DISSOLUTION OF GROUP. Not applicable. PAGE 5 OF 5 - -------------------------------------------------------------------------------- ITEM 10 CERTIFICATION: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 9, 2002 - ------------------------------------- (Date) "Susan J. Han" - ------------------------------------- Susan Han, as General Counsel for AIM Funds Management, Inc. -----END PRIVACY-ENHANCED MESSAGE-----