-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H0BIjmDikuf+1isOL/7VyH7wrqVIp6BRbdxyMbOniDkCUmFOmwXe6x5Hyz4QeIQ5 xQm5vG/v2L3guqYDeMrGPQ== 0000950128-97-000740.txt : 19970513 0000950128-97-000740.hdr.sgml : 19970513 ACCESSION NUMBER: 0000950128-97-000740 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970512 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANTA CORP CENTRAL INDEX KEY: 0000096638 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 231462070 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38014 FILM NUMBER: 97600241 BUSINESS ADDRESS: STREET 1: P.O. BOX 844 STREET 2: WELSH & MCKEAN ROADS CITY: SPRING HOUSE STATE: PA ZIP: 19044 BUSINESS PHONE: 2156574000 MAIL ADDRESS: STREET 1: BRANDYWINE CORPORATE CENTER STREET 2: 650 NAAMANS ROAD CITY: CLAYMONT STATE: DE ZIP: 19703 FORMER COMPANY: FORMER CONFORMED NAME: TSO FINANCIAL CORP DATE OF NAME CHANGE: 19880306 FORMER COMPANY: FORMER CONFORMED NAME: TEACHERS SERVICE ORGANIZATION INC DATE OF NAME CHANGE: 19850812 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PNC BANK CORP CENTRAL INDEX KEY: 0000713676 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 251435979 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: 249 FIFTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15265 BUSINESS PHONE: 4127622281 MAIL ADDRESS: STREET 1: ONE PNC PLAZA STREET 2: FIFTH AVENUE & WOOD STREET CITY: PITTSBURGH STATE: PA ZIP: 15265 FORMER COMPANY: FORMER CONFORMED NAME: PNC BANK CORP /PA/ DATE OF NAME CHANGE: 19930428 FORMER COMPANY: FORMER CONFORMED NAME: PNC FINANCIAL CORP DATE OF NAME CHANGE: 19920703 SC 13G 1 PNC BANK (ADVANTA CORP.) 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Advanta Corp. - ------------------------------------------------------------------------------ (Name of Issuer) Class A Common Stock - ------------------------------------------------------------------------------ (Title of Class of Securities) 007942105 - ------------------------------------------------------------------------------ (CUSIP Number) Page 1 of 8 Pages. CUSIP No. 007942105 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of above persons PNC Bank Corp. 25-1435979 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Pennsylvania Number of Shares 5) Sole Voting Power 1,015,632 Beneficially Owned By Each Reporting Person With 6) Shared Voting Power 0 7) Sole Dispositive Power 685 8) Shared Dispositive Power 1,466,629 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,482,261 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11) Percent of Class Represented by Amount in Row (9) 13.7 12) Type of Reporting Person (See Instructions) HC 2 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Advanta Corp. - ------------------------------------------------------------------------------ (Name of Issuer) Class A Common Stock - ------------------------------------------------------------------------------ (Title of Class of Securities) 007942105 - ------------------------------------------------------------------------------ (CUSIP Number) Page 2 of 8 Pages CUSIP No. 007942105 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of above persons PNC Bancorp, Inc. 51-0326854 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization Delaware Number of Shares 5) Sole Voting Power 1,015,632 Beneficially Owned By Each Reporting Person With 6) Shared Voting Power 0 7) Sole Dispositive Power 685 8) Shared Dispositive Power 1,466,629 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,482,261 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11) Percent of Class Represented by Amount in Row (9) 13.7 12) Type of Reporting Person (See Instructions) HC 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Advanta Corp. - ------------------------------------------------------------------------------ (Name of Issuer) Class A Common Stock - ------------------------------------------------------------------------------ (Title of Class of Securities) 007942105 - ------------------------------------------------------------------------------ (CUSIP Number) Page 3 of 8 Pages CUSIP No. 007942105 1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of above persons PNC Bank, National Association 22-1146430 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [ ] b) [ ] 3) SEC USE ONLY 4) Citizenship or Place of Organization United States Number of Shares 5) Sole Voting Power 1,007,082 Beneficially Owned By Each Reporting Person With 6) Shared Voting Power 0 7) Sole Dispositive Power 385 8) Shared Dispositive Power 1,466,629 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,473,721 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] 11) Percent of Class Represented by Amount in Row (9) 13.6 12) Type of Reporting Person (See Instructions) BK 4 ITEM 1(a) - NAME OF ISSUER: Advanta Corp. ITEM 1(b) - ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: Welsh & McKean Roads, P.O. Box 844, Spring House, Pennsylvania 19477-0844 ITEM 2(a) - NAME OF PERSON FILING: PNC Bank Corp.; PNC Bancorp, Inc.; and PNC Bank, National Association ITEM 2(b) - ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR IF NONE, RESIDENCE: PNC Bank Corp., One PNC Plaza, 249 5th Avenue, Pittsburgh, PA 15222-2707 PNC Bancorp, Inc., 222 Delaware Avenue, Wilmington, DE 19899 PNC Bank, National Association, One PNC Plaza, 249 5th Avenue, Pittsburgh, PA 15222-2707 ITEM 2(c) - CITIZENSHIP: PNC Bank Corp. - Pennsylvania PNC Bancorp, Inc. - Delaware PNC Bank, National Association - United States ITEM 2(d) - TITLE OF CLASS OF SECURITIES: Class A Common Stock ITEM 2(e) - CUSIP NUMBER: 007942105 5 ITEM 3 - IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), or 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act, (b) [ X ] Bank as defined in Section 3(a)(6) of the Act, (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act, (d) [ ] Investment Company registered under Section 8 of the Investment Company Act, (e) [ ] Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940, (f) [ ] Employee Benefit Plan, pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund, (g) [ X ] Parent Holding Company, in accordance with Rule 13d-(b)(ii)(G), (h) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(H). ITEM 4 - OWNERSHIP: The following information is as of April 30, 1997: (a) Amount Beneficially Owned: 2,482,261 shares (b) Percent of Class: 13.7 (c) Number of shares to which such person has: (i) sole power to vote or to direct the vote 1,015,632 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 685 (iv) shared power to dispose or to direct the disposition of 1,466,629 6 ITEM 5 - OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6 - OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Since such securities are held in numerous accounts, principally at PNC Bank, National Association, other persons may have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Such interest of Dennis Alter, one such accountholder, who is Chairman of the Board of Advanta Corp., relates to 1,466,629 shares of Class A Common Stock or approximately 8.1% of such class. ITEM 7 - IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Included are the following subsidiaries of PNC Bank Corp. - HC: PNC Bancorp, Inc. - HC (wholly owned subsidiary of PNC Bank Corp.) PNC Bank, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.) PNC Bank, Delaware - BK (wholly owned subsidiary of PNC Bancorp, Inc.) PNC Bank, Ohio, National Association - BK (wholly owned subsidiary of PNC Bancorp, Inc.) ITEM 8 - IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9 - NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10 - CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. May 9, 1997 ------------------------------------------------------- Date /s/ THOMAS R. MOORE ------------------------------------------------------- Signature - PNC Bank Corp. Thomas R. Moore, Vice President and Assistant Secretary ------------------------------------------------------- Name/Title May 9, 1997 ------------------------------------------------------ Date /s/ PAUL L. AUDET ------------------------------------------------------ Signature - PNC Bancorp, Inc. Paul L. Audet, Vice President ------------------------------------------------------- Name/Title May 9, 1997 ------------------------------------------------------- Date /s/ THOMAS R. MOORE ------------------------------------------------------- Signature - PNC Bank, National Association Thomas R. Moore, Vice President and Assistant Secretary ------------------------------------------------------- Name/Title SEE AGREEMENT ATTACHED AS EXHIBIT A 8 AGREEMENT EXHIBIT A May 9, 1997 The undersigned hereby agree to file a joint statement on Schedule 13G under the Securities Exchange Act of 1934, as amended (the "Act") in connection with their beneficial ownership of common stock issued by Advanta Corp. Each of the undersigned states that it is entitled to individually use Schedule 13G pursuant to Rule 13d-1(c) of the Act. Each of the undersigned is responsible for the timely filing of the statement and any amendments thereto, and for the completeness and accuracy of the information concerning each of them contained therein but none is responsible for the completeness or accuracy of the information concerning the others. This agreement applies to any amendments to Schedule 13G. PNC BANK CORP. BY: /s/ THOMAS R. MOORE ----------------------------------------- Thomas R. Moore, Vice President and Assistant Secretary PNC BANCORP, INC. BY: /s/ PAUL L. AUDET ----------------------------------------- Paul L. Audet, Vice President PNC BANK, NATIONAL ASSOCIATION BY: /s/ THOMAS R. MOORE ----------------------------------------- Thomas R. Moore, Vice President and Assistant Secretary -----END PRIVACY-ENHANCED MESSAGE-----