-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OL9xQGFBiS6KTfPewuAlmeX9pVL+47p3D98RI5ZoGPOXY4ggXT7hE9ELGFi4YSVb Qk5V3xcVbrzhkdSZj3Uk4A== 0000009631-09-000071.txt : 20090813 0000009631-09-000071.hdr.sgml : 20090813 20090813155954 ACCESSION NUMBER: 0000009631-09-000071 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090813 DATE AS OF CHANGE: 20090813 EFFECTIVENESS DATE: 20090813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF NOVA SCOTIA / CENTRAL INDEX KEY: 0000009631 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 134941099 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11475 FILM NUMBER: 091010490 BUSINESS ADDRESS: STREET 1: 44 KING STREET WEST STREET 2: SCOTIA PLAZA 8TH FL. CITY: TORONTO STATE: A6 ZIP: M5H 1H1 BUSINESS PHONE: (416)866-7555 MAIL ADDRESS: STREET 1: 44 KING STREET WEST STREET 2: SCOTIA PLAZA 8TH FL. CITY: TORONTO STATE: A6 ZIP: M5H 1H1 13F-HR 1 sbank.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Bank of Nova Scotia Address: 40 King St. West Scotia Plaza 9th Floor Toronto, Ontario M5H 1H1 13F File Number: 28-11475 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Abdurrehman Muhammadi Title: Vice President, Financial Accounting and Reporting Phone: 416-866-7898 Signature, Place, and Date of Signing: /s/ Abdurrehman Muhammadi Toronto, On, Canada August 14, 2009 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-11461 Scotia Capital Inc. 28-11460 Scotia Cassels Investment Counsel Ltd. 28-11459 Bank of Nova Scotia Trust Co. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 247 Form13F Information Table Value Total: $9,144,537 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-11472 BNS Investment Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCENTURE LTD BERMUDA CL A G1150G111 4183 125000 SH SOLE 125000 0 0 ADVANTAGE ENERGY INCOME FD TR UNIT 00762L101 1201 285000 SH SOLE 285000 0 0 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 154 10200 SH DEFINED 10200 0 0 AEGON N V NY REGISTRY SH 007924103 127 20729 SH DEFINED 20729 0 0 AFLAC INC COM 001055102 457 14350 SH SOLE 14350 0 0 AGNICO EAGLE MINES LTD COM 008474108 13143 249507 SH SOLE 249507 0 0 AGRIUM INC COM 008916108 10376 259836 SH SOLE 259836 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 90 12300 SH DEFINED 12300 0 0 ALCOA INC COM 013817101 126 12250 SH DEFINED 1 12250 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 1481 35946 SH SOLE 35946 0 0 AMERICAN INTL GROUP INC COM 026874107 58 50000 SH SOLE 50000 0 0 AMGEN INC COM 031162100 5294 100000 SH SOLE 100000 0 0 ANADARKO PETE CORP COM 032511107 6809 150000 SH SOLE 150000 0 0 ANGLO AMERN PLC ADR NEW 03485P201 20983 1434280 SH DEFINED 1 1434280 0 0 APPLE INC COM 037833100 986 6934 SH DEFINED 1 6934 0 0 APPLIED MATLS INC COM 038222105 2194 200000 SH SOLE 200000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 5811 216750 SH SOLE 216750 0 0 AT&T INC COM 00206R102 7452 300000 SH SOLE 300000 0 0 AUGUSTA RES CORP COM NEW 050912203 299 161684 SH SOLE 161684 0 0 AURIZON MINES LTD COM 05155P106 180 50000 SH SOLE 50000 0 0 AVON PRODS INC COM 054303102 391 15003 SH SOLE 15003 0 0 BALLARD PWR SYS INC NEW COM 058586108 148 83000 SH SOLE 83000 0 0 BANCO SANTANDER SA ADR 05964H105 961 79500 SH DEFINED 1 79500 0 0 BANK MONTREAL QUE COM 063671101 787263 18680771 SH SOLE 18680771 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 3483 93167 SH DEFINED 1 93167 0 0 BANK OF AMERICA CORPORATION COM 060505104 16326 1236787 SH SOLE 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27 12900 SH DEFINED 12900 0 0 DISNEY WALT CO COM DISNEY 254687106 327 14000 SH SOLE 14000 0 0 DOW CHEM CO COM 260543103 4438 275000 SH SOLE 275000 0 0 EASTMAN KODAK CO COM 277461109 44 15000 SH DEFINED 15000 0 0 EL PASO CORP COM 28336L109 2307 250000 SH SOLE 250000 0 0 ELECTRONIC ARTS INC COM 285512109 4207 193700 SH SOLE 193700 0 0 ENBRIDGE INC COM 29250N105 215 6212 SH DEFINED 1 6212 0 0 ENBRIDGE INC COM 29250N105 494507 14251849 SH SOLE 14251849 0 0 ENCANA CORP COM 292505104 337504 6807349 SH SOLE 6807349 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 1633 950000 SH SOLE 950000 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 5643 261200 SH SOLE 261200 0 0 ERICSSON L M TEL CO ADR B SEK 10 294821608 9291 950000 SH SOLE 950000 0 0 EXTERRAN HLDGS INC COM 30225X103 5325 332000 SH SOLE 332000 0 0 EXXON MOBIL CORP COM 30231G102 606 8680 SH DEFINED 1 8680 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 822 200000 SH SOLE 200000 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 943 18821 SH DEFINED 1 18821 0 0 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