FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/30/2006 |
3. Issuer Name and Ticker or Trading Symbol
SUPERVALU INC [ SVU ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4,726 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy)(1) | 06/15/2001 | 06/14/2011 | Common Stock | 7,066 | $33.98 | D | |
Non-Qualified Stock Option (right to buy)(1) | 06/07/2002 | 06/06/2012 | Common Stock | 6,304 | $38.08 | D | |
Non-Qualified Stock Option (right to buy)(2) | 05/27/1997 | 05/26/2007 | Common Stock | 1,739 | $38.23 | D | |
Non-Qualified Stock Option (right to buy)(1) | 06/16/2000 | 06/15/2010 | Common Stock | 5,987 | $40.1 | D | |
Non-Qualified Stock Option (right to buy)(2) | 05/26/1998 | 05/25/2008 | Common Stock | 1,739 | $52.82 | D | |
Non-Qualified Stock Option (right to buy)(1) | 09/02/1999 | 09/01/2009 | Common Stock | 4,443 | $54.04 | D |
Explanation of Responses: |
1. Pursuant to the merger of Albertson's, Inc. into SUPERVALU INC. on June 2, 2006, an option granted to the reporting person to purchase shares of Albertson's, Inc. common stock under the Albertson's 1995 Amended and Restated Stock-Based Incentive Plan vested in its entirety, and pursuant to the merger, such option was converted into an option to purchase the number of shares of SUPERVALU INC. common stock indicated. |
2. Pursuant to the merger between SUPERVALU INC. and Albertson's, Inc. on June 2, 2006, the reporting person vested 100% in all of the shares under the Albertson's 1995 Stock Option Plan for Non-Employee Directors. |
By: Warren E. Simpson, Attorney in Fact For: A. Gary Ames | 06/30/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |