0001571049-15-009803.txt : 20151204
0001571049-15-009803.hdr.sgml : 20151204
20151204161435
ACCESSION NUMBER: 0001571049-15-009803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151202
FILED AS OF DATE: 20151204
DATE AS OF CHANGE: 20151204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELIZABETH ARDEN INC
CENTRAL INDEX KEY: 0000095052
STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844]
IRS NUMBER: 590914138
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2400 SW 145 AVENUE
STREET 2: SUITE 2S
CITY: MIRAMAR
STATE: FL
ZIP: 33027
BUSINESS PHONE: 954-364-6900
MAIL ADDRESS:
STREET 1: 2400 SW 145 AVENUE
STREET 2: SUITE 2S
CITY: MIRAMAR
STATE: FL
ZIP: 33027
FORMER COMPANY:
FORMER CONFORMED NAME: FRENCH FRAGRANCES INC
DATE OF NAME CHANGE: 19951212
FORMER COMPANY:
FORMER CONFORMED NAME: SUAVE SHOE CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Holdings IV L.L.C.
CENTRAL INDEX KEY: 0001617623
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06370
FILM NUMBER: 151270243
BUSINESS ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-218-6794
MAIL ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Capital IV L.P.
CENTRAL INDEX KEY: 0001617506
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06370
FILM NUMBER: 151270244
BUSINESS ADDRESS:
STREET 1: 630 FIFTH AVENUE
STREET 2: SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-218-6700
MAIL ADDRESS:
STREET 1: 630 FIFTH AVENUE
STREET 2: SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nightingale GP LLC
CENTRAL INDEX KEY: 0001617653
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06370
FILM NUMBER: 151270245
BUSINESS ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-218-6700
MAIL ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nightingale Offshore Holdings L.P.
CENTRAL INDEX KEY: 0001617651
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06370
FILM NUMBER: 151270246
BUSINESS ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-218-6700
MAIL ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nightingale Onshore Holdings L.P.
CENTRAL INDEX KEY: 0001617652
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06370
FILM NUMBER: 151270247
BUSINESS ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-218-6700
MAIL ADDRESS:
STREET 1: 630 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rhone Capital L.L.C.
CENTRAL INDEX KEY: 0001469539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06370
FILM NUMBER: 151270248
BUSINESS ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: (212) 218-6700
MAIL ADDRESS:
STREET 1: 630 5TH AVENUE, SUITE 2710
CITY: NEW YORK
STATE: NY
ZIP: 10111
4
1
t1502870_x1-f4.xml
OWNERSHIP DOCUMENT
X0306
4
2015-12-02
0
0000095052
ELIZABETH ARDEN INC
RDEN
0001469539
Rhone Capital L.L.C.
630 5TH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001617652
Nightingale Onshore Holdings L.P.
630 FIFTH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001617651
Nightingale Offshore Holdings L.P.
630 FIFTH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001617653
Nightingale GP LLC
630 FIFTH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001617506
Rhone Capital IV L.P.
630 FIFTH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
0001617623
Rhone Holdings IV L.L.C.
630 FIFTH AVENUE, 27TH FLOOR
NEW YORK
NY
10111
1
0
1
0
Common Stock, $.01 par value per share
2015-12-02
4
A
0
11400
0.00
A
4075487
I
See footnotes
Common Stock, $.01 par value per share
2015-12-02
4
A
0
9410
10.52
A
4084897
I
See footnotes
Grant of Restricted Stock Units issued pursuant to the Issuer's 2014 Non-Employee Director Stock Award Plan (the "Plan") to persons who are managing directors of Rhone Group L.L.C. and, at the time of grant, directors of the Issuer. This grant will vest in full three years from the date of grant, subject to the terms and conditions of the Plan. These persons each have an understanding with entities affiliated with Rhone Capital L.L.C. pursuant to which they each hold reported securities for the benefit of entities affiliated with Rhone Capital L.L.C.
Shares issued pursuant to the Plan in lieu of a cash payment of the annual director retainer to persons who are managing directors of Rhone Group L.L.C. and, at the time of grant, directors of the Issuer. These persons each have an understanding with entities affiliated with Rhone Capital L.L.C. pursuant to which they each hold reported securities for the benefit of entities affiliated with Rhone Capital L.L.C.
Nightingale GP LLC is the General Partner of Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. and may be deemed the beneficial owner of securities beneficially owned by Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. Rhone Capital IV L.P. indirectly controls Nightingale GP LLC and may be deemed the beneficial owner of securities beneficially owned by Nightingale GP LLC. Rhone Holdings IV L.L.C. is the General Partner of Rhone Capital IV L.P. and may be deemed the beneficial owner of securities beneficially owned by Rhone Capital IV L.P. Rhone Capital L.L.C. is the sole member of Rhone Holdings IV L.L.C. and may be deemed the beneficial owner of securities beneficially owned by Rhone Holdings IV L.L.C.
This Statement is being filed by Nightingale Onshore Holdings L.P., Nightingale Offshore Holdings L.P., Nightingale GP LLC, Rhone Capital IV L.P., Rhone Holdings IV L.L.C., and Rhone Capital L.L.C. (collectively, the "Reporting Persons"). One or more of the Reporting Persons are party to a shareholders agreement that relate to the voting of the shares covered by this Report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. The filing of this Report is not an admission that the Reporting Persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest.
/s/ M. Allison Steiner, Authorized Signatory for Rhone Capital L.L.C
2015-12-04
/s/ M. Allison Steiner, Authorized Signatory for Nightingale Onshore Holdings L.P
2015-12-04
/s/ M. Allison Steiner, Authorized Signatory for Nightingale Offshore Holdings L.P.
2015-12-04
/s/ M. Allison Steiner, Authorized Signatory for Nightingale GP LLC
2015-12-04
/s/ M. Allison Steiner, Authorized Signatory for Rhone Capital IV L.P.
2015-12-04
/s/ M. Allison Steiner, Authorized Signatory for Rhone Holdings IV L.L.C.
2015-12-04