0001571049-15-009803.txt : 20151204 0001571049-15-009803.hdr.sgml : 20151204 20151204161435 ACCESSION NUMBER: 0001571049-15-009803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151202 FILED AS OF DATE: 20151204 DATE AS OF CHANGE: 20151204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELIZABETH ARDEN INC CENTRAL INDEX KEY: 0000095052 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 590914138 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2400 SW 145 AVENUE STREET 2: SUITE 2S CITY: MIRAMAR STATE: FL ZIP: 33027 BUSINESS PHONE: 954-364-6900 MAIL ADDRESS: STREET 1: 2400 SW 145 AVENUE STREET 2: SUITE 2S CITY: MIRAMAR STATE: FL ZIP: 33027 FORMER COMPANY: FORMER CONFORMED NAME: FRENCH FRAGRANCES INC DATE OF NAME CHANGE: 19951212 FORMER COMPANY: FORMER CONFORMED NAME: SUAVE SHOE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Holdings IV L.L.C. CENTRAL INDEX KEY: 0001617623 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06370 FILM NUMBER: 151270243 BUSINESS ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-218-6794 MAIL ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Capital IV L.P. CENTRAL INDEX KEY: 0001617506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06370 FILM NUMBER: 151270244 BUSINESS ADDRESS: STREET 1: 630 FIFTH AVENUE STREET 2: SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-218-6700 MAIL ADDRESS: STREET 1: 630 FIFTH AVENUE STREET 2: SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nightingale GP LLC CENTRAL INDEX KEY: 0001617653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06370 FILM NUMBER: 151270245 BUSINESS ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-218-6700 MAIL ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nightingale Offshore Holdings L.P. CENTRAL INDEX KEY: 0001617651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06370 FILM NUMBER: 151270246 BUSINESS ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-218-6700 MAIL ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nightingale Onshore Holdings L.P. CENTRAL INDEX KEY: 0001617652 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06370 FILM NUMBER: 151270247 BUSINESS ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: 212-218-6700 MAIL ADDRESS: STREET 1: 630 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rhone Capital L.L.C. CENTRAL INDEX KEY: 0001469539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06370 FILM NUMBER: 151270248 BUSINESS ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 BUSINESS PHONE: (212) 218-6700 MAIL ADDRESS: STREET 1: 630 5TH AVENUE, SUITE 2710 CITY: NEW YORK STATE: NY ZIP: 10111 4 1 t1502870_x1-f4.xml OWNERSHIP DOCUMENT X0306 4 2015-12-02 0 0000095052 ELIZABETH ARDEN INC RDEN 0001469539 Rhone Capital L.L.C. 630 5TH AVENUE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001617652 Nightingale Onshore Holdings L.P. 630 FIFTH AVENUE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001617651 Nightingale Offshore Holdings L.P. 630 FIFTH AVENUE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001617653 Nightingale GP LLC 630 FIFTH AVENUE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001617506 Rhone Capital IV L.P. 630 FIFTH AVENUE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 0001617623 Rhone Holdings IV L.L.C. 630 FIFTH AVENUE, 27TH FLOOR NEW YORK NY 10111 1 0 1 0 Common Stock, $.01 par value per share 2015-12-02 4 A 0 11400 0.00 A 4075487 I See footnotes Common Stock, $.01 par value per share 2015-12-02 4 A 0 9410 10.52 A 4084897 I See footnotes Grant of Restricted Stock Units issued pursuant to the Issuer's 2014 Non-Employee Director Stock Award Plan (the "Plan") to persons who are managing directors of Rhone Group L.L.C. and, at the time of grant, directors of the Issuer. This grant will vest in full three years from the date of grant, subject to the terms and conditions of the Plan. These persons each have an understanding with entities affiliated with Rhone Capital L.L.C. pursuant to which they each hold reported securities for the benefit of entities affiliated with Rhone Capital L.L.C. Shares issued pursuant to the Plan in lieu of a cash payment of the annual director retainer to persons who are managing directors of Rhone Group L.L.C. and, at the time of grant, directors of the Issuer. These persons each have an understanding with entities affiliated with Rhone Capital L.L.C. pursuant to which they each hold reported securities for the benefit of entities affiliated with Rhone Capital L.L.C. Nightingale GP LLC is the General Partner of Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. and may be deemed the beneficial owner of securities beneficially owned by Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. Rhone Capital IV L.P. indirectly controls Nightingale GP LLC and may be deemed the beneficial owner of securities beneficially owned by Nightingale GP LLC. Rhone Holdings IV L.L.C. is the General Partner of Rhone Capital IV L.P. and may be deemed the beneficial owner of securities beneficially owned by Rhone Capital IV L.P. Rhone Capital L.L.C. is the sole member of Rhone Holdings IV L.L.C. and may be deemed the beneficial owner of securities beneficially owned by Rhone Holdings IV L.L.C. This Statement is being filed by Nightingale Onshore Holdings L.P., Nightingale Offshore Holdings L.P., Nightingale GP LLC, Rhone Capital IV L.P., Rhone Holdings IV L.L.C., and Rhone Capital L.L.C. (collectively, the "Reporting Persons"). One or more of the Reporting Persons are party to a shareholders agreement that relate to the voting of the shares covered by this Report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. The filing of this Report is not an admission that the Reporting Persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest. /s/ M. Allison Steiner, Authorized Signatory for Rhone Capital L.L.C 2015-12-04 /s/ M. Allison Steiner, Authorized Signatory for Nightingale Onshore Holdings L.P 2015-12-04 /s/ M. Allison Steiner, Authorized Signatory for Nightingale Offshore Holdings L.P. 2015-12-04 /s/ M. Allison Steiner, Authorized Signatory for Nightingale GP LLC 2015-12-04 /s/ M. Allison Steiner, Authorized Signatory for Rhone Capital IV L.P. 2015-12-04 /s/ M. Allison Steiner, Authorized Signatory for Rhone Holdings IV L.L.C. 2015-12-04