FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
ELIZABETH ARDEN INC [ RDEN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/15/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 1,000 | A | $15.825 | 3,219,321(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 121 | A | $15.828 | 3,219,442(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,800 | A | $15.83 | 3,222,242(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 100 | A | $15.833 | 3,222,342(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,580 | A | $15.835 | 3,224,922(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,146 | A | $15.84 | 3,227,068(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,168 | A | $15.845 | 3,229,236(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 3,512 | A | $15.85 | 3,232,748(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 1,100 | A | $15.855 | 3,233,848(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,315 | A | $15.86 | 3,236,163(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 4,903 | A | $15.865 | 3,241,066(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,200 | A | $15.87 | 3,243,266(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 2,100 | A | $15.875 | 3,245,366(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 8,600 | A | $15.88 | 3,253,966(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 300 | A | $15.883 | 3,254,266(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 1,012 | A | $15.885 | 3,255,278(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 3,810 | A | $15.89 | 3,259,088(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 700 | A | $15.895 | 3,259,788(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 1,300 | A | $15.9 | 3,261,088(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 500 | A | $15.903 | 3,261,588(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 900 | A | $15.905 | 3,262,488(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 100 | A | $15.908 | 3,262,588(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 600 | A | $15.91 | 3,263,188(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 950 | A | $15.915 | 3,264,138(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 600 | A | $15.92 | 3,264,738(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 100 | A | $15.925 | 3,264,838(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 300 | A | $15.93 | 3,265,138(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 100 | A | $15.945 | 3,265,238(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 200 | A | $15.95 | 3,265,438(1)(2) | I | See Footnotes(1)(2) | ||
Common Stock, par value $0.01 per share | 10/15/2014 | P | 300 | A | $15.955 | 3,265,738(1)(2) | I | See Footnotes(1)(2) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Nightingale GP LLC is the General Partner of Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. and may be deemed the beneficial owner of shares of Common Stock beneficially owned by Nightingale Onshore Holdings L.P. and Nightingale Offshore Holdings L.P. Rhone Capital IV L.P. indirectly controls Nightingale GP LLC and may be deemed the beneficial owner of shares of Common Stock beneficially owned by Nightingale GP LLC. Rhone Holdings IV L.L.C. is the General Partner of Rhone Capital IV L.P. and may be deemed the beneficial owner of shares of Common Stock beneficially owned by Rhone Capital IV L.P. Rhone Capital L.L.C. is the sole member of Rhone Holdings IV L.L.C. and may be deemed the beneficial owner of shares of Common Stock beneficially owned by Rhone Holdings IV L.L.C. |
2. This Statement is being filed by Nightingale Onshore Holdings L.P., Nightingale Offshore Holdings L.P., Nightingale GP LLC, Rhone Capital IV L.P., Rhone Holdings IV L.L.C., and Rhone Capital L.L.C. (collectively, the "Reporting Persons"). One or more of the Reporting Persons are party to a shareholders agreement that relate to the voting of the shares covered by this Report and, as such, may be deemed to be a member, or members, of a group holding over 10% of the outstanding Common Stock of the Issuer for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934. The filing of this Report is not an admission that the Reporting Persons are members of a group or beneficial owners of any shares other than those in which they have a pecuniary interest. |
Remarks: |
Form 2 of 3. |
/s/ M. Allison Steiner, Authorized Signatory for Nightingale Onshore Holdings L.P. | 10/17/2014 | |
/s/ M. Allison Steiner, Authorized Signatory for Nightingale Offshore Holdings L.P. | 10/17/2014 | |
/s/ M. Allison Steiner, Authorized Signatory for Nightingale GP LLC | 10/17/2014 | |
/s/ M. Allison Steiner, Authorized Signatory for Rhone Capital IV L.P. | 10/17/2014 | |
/s/ M. Allison Steiner, Authorized Signatory for Rhone Holdings IV L.L.C. | 10/17/2014 | |
/s/ M. Allison Steiner, Authorized Signatory for Rhone Capital L.L.C. | 10/17/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |