FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/03/2006 |
3. Issuer Name and Ticker or Trading Symbol
ELIZABETH ARDEN INC [ RDEN ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, $.01 Par Value | 20,395(1) | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy)(2) | 08/10/2006 | 08/10/2015 | Common Stock, $.01 Par Value | 9,000 | $23.4 | D |
Explanation of Responses: |
1. Includes (i) 949 shares of Common Stock; (ii) 100 shares of Common Stock held with spouse as joint tenants with right of survivorship; (iii) 15,000 shares of performance-accelerated restricted stock awarded on 3/22/05. The PARS vest if Issuer's total shareholder return exceeds the total shareholder return of the Russell 2000 Index over a 3, 4, 5 or 6 year period from the date of grant; (iv) 246 shares of restricted stock awarded on 5/13/05 pursuant to Issuer's 2004 Stock Incentive Plan that vests in full one year from date of award; and (v) 4,100 shares of performance-based restricted stock awarded on 8/10/05 pursuant to Issuer's 2004 Stock Incentive Plan, of which one third vests two years from the date of grant and the remaining two thirds vests three years from the date of grant but only if the Reporting Person is still employed with the Issuer at the time of vesting and the Issuer achieves certain earnings targets over the fiscal years that comprise the vesting measurement periods. |
2. Stock option granted pursuant to the Issuer's 2004 Stock Incentive Plan, exercisable in thirds on the first, second and third anniversary of the date of grant. |
L. HOY HEISE | 05/10/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |