-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IuBrijbKE6AUwdrv1QX4KSwEOmKhj0EQSiaWyCHxOLRhjlyn11+fLi2ZKeGuyZa7 fvyyeM+n2fal0zIYyAQeEg== 0001179110-10-011067.txt : 20100629 0001179110-10-011067.hdr.sgml : 20100629 20100629182645 ACCESSION NUMBER: 0001179110-10-011067 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100618 FILED AS OF DATE: 20100629 DATE AS OF CHANGE: 20100629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HERBST ARTHUR L JR CENTRAL INDEX KEY: 0001199395 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23213 FILM NUMBER: 10925063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG INNOVATIONS INC CENTRAL INDEX KEY: 0000949874 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 431718931 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13705 SHORELINE COURT CITY: EARTH CITY STATE: MO ZIP: 63045 BUSINESS PHONE: 3143440010 MAIL ADDRESS: STREET 1: 13705 SHORELINE CT CITY: EARTH CITY STATE: MO ZIP: 63045 4/A 1 edgar.xml FORM 4/A - X0303 4/A 2010-06-18 2010-06-22 0 0000949874 YOUNG INNOVATIONS INC YDNT 0001199395 HERBST ARTHUR L JR 13705 SHORELINE COURT EAST EARTH CITY MO 63045 0 1 0 0 President Common Stock 2010-06-18 4 M 0 3300 14.02 A 101497 D Common Stock 2010-06-18 4 S 0 3300 25.76 D 98197 D Common Stock 3326 I By spouse Common Stock 4402 I By daughters Stock Option 14.02 2010-06-18 4 M 0 3300 0 D 2001-10-11 2011-10-11 Common Stock 3300 67454 D Stock Option 14.02 2010-06-21 4 M 0 6700 0 D 2001-10-11 2011-10-11 Common Stock 6700 60754 D This grant of 150,000 options vests as follows: 75,000 options on 1/1/2002, 37,500 options on 1/1/2003, 22,500 options on 1/1/2004 and 15,000 options on 1/1/2005. This price represents the weighted average purchase price for multiple transactions on the same day. The price of the transactions reported on this line ranged from $25.75 to $25.78. Upon request by the Commission Staff, the issuer or a security holder of the issuer, Arthur Herbst, will undertake to provide full information regarding the number of shares purchased at each separate price. The previously filed Form 4 for Arthur Herbst, dated 4/5/2010, included a clerical errorfor the "Date Exercisable" (field 6) and the "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)" (field 9). The fields should have read 10/11/2001 and 70,754, respectively. These changes have been appropriately considered and the fields are correctly stated on this Form. This amendment is being filed to correct an error with respect to the number of options exercised. This amendment is being filed to correct the number of shares disposed. ******* All of the sales reported in the Form 4 were effected pursuant to a rule 10b5-1 trading plan.*** Erin Manning, attorney in fact for Arthur L. Herbst 2010-06-29 -----END PRIVACY-ENHANCED MESSAGE-----