-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RRNf4voPgFsEZ51BnKVVgGBCbbUqqpsq8aU+Omyg1RgA9gTDerD2hvV3DKQ1085b ZOarYfcrtikyV/HvcvyjCA== 0000914760-02-000003.txt : 20020413 0000914760-02-000003.hdr.sgml : 20020413 ACCESSION NUMBER: 0000914760-02-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: YOUNG INNOVATIONS INC CENTRAL INDEX KEY: 0000949874 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 431718931 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52883 FILM NUMBER: 2506892 BUSINESS ADDRESS: STREET 1: 13705 SHORELINE COURT CITY: EARTH CITY STATE: MO ZIP: 63045 BUSINESS PHONE: 3143440010 MAIL ADDRESS: STREET 1: 13705 SHORELINE CT CITY: EARTH CITY STATE: MO ZIP: 63045 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RICHMOND GEORGE E CENTRAL INDEX KEY: 0001055125 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 13705 SHORELINE COURT EAST CITY: EARTH CITY STATE: MO ZIP: 63045 BUSINESS PHONE: 3143440010 MAIL ADDRESS: STREET 1: 13705 SHORELINE COURT EAST CITY: EARTH CITY STATE: MO ZIP: 63045 SC 13G/A 1 y4879413g.txt AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) YOUNG INNOVATIONS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 987520 10 3 (CUSIP Number) December 31, 2001 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) / / Rule 13d-1(c) /X/ Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. Page 1 of 5 CUSIP Number 987520 10 3 Schedule 13G 1. NAME OF REPORTING PERSON IRS. IDENTIFICATION NUMBER. OF ABOVE PERSON (ENTITIES ONLY) George E. Richmond 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER 2,494,565 6. SHARED VOTING POWER -0- 7. SOLE DISPOSITIVE POWER 2,494,565 8. SHARED DISPOSITIVE POWER -0- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,494,565 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |X| Amount excludes 735 shares of common stock held by Mr. Richmond's spouse. Mr. Richmond has no voting or dispositive power over such shares and disclaims beneficial ownership of those 735 shares. 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 42.5% 12. TYPE OF REPORTING PERSON IN Page 2 of 5 CUSIP Number 987520 10 3 Schedule 13G Item 1. (a) Name of Issuer: Young Innovations, Inc. (b) Address of Issuer's Principal Executive Offices: 13705 Shoreline Court East Earth City, MO 63045 Item 2. (a) Name of person filing: George E. Richmond (b) Address of principal business office or, if none, residence: 13705 Shoreline Court East Earth City, MO 63045 (c) Citizenship: United States citizen (d) Title of Class of Securities: Common Stock, par value $.01 per share (e) CUSIP Number: 987520 10 3 Item 3. If this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) / / Broker or dealer registered under section 15 of the Act. (b) / / Bank as defined in section 3(a)(6) of the Act. (c) / / Insurance company as defined in section 3(a)(19) of the Act. (d) / / Investment company registered under section 8 of the Investment Company Act of 1940. (e) / / An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E). (f) / / An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F). (g) / / A parent holding company or control person in accordance with section 240.13d-1(b)(ii)(G). (h) / / A savings association as defined in section 3(b) of the Federal Deposit Insurance Act. Page 3 of 5 (i) / / A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. (j) / / Group, in accordance with section 240.13d-1(b) (1)(ii)(J). If this statement is filed pursuant to section 240.13d-1(c), check this box: / / Item 4. Ownership. (a) Amount beneficially owned: 2,494,565 (b) Percent of class: 42.5% (c) Number of shares as to which such persons have: (i) Sole power to vote or to direct the vote: 2,494,565 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 2,494,565 (iv) Shared power to dispose or to direct the disposition of: 2,494,565 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Page 4 of 5 Item 10. Certification Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 10, 2002 /s/ George E. Richmond ------------------------- George E. Richmond Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----