0000949853-21-000002.txt : 20210510 0000949853-21-000002.hdr.sgml : 20210510 20210510163254 ACCESSION NUMBER: 0000949853-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P.A.W. CAPITAL CORP CENTRAL INDEX KEY: 0000949853 IRS NUMBER: 061386936 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04519 FILM NUMBER: 21907749 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 BUSINESS PHONE: 203-862-3388 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 FORMER COMPANY: FORMER CONFORMED NAME: PAW CAPITAL CORP DATE OF NAME CHANGE: 19960730 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000949853 XXXXXXXX 03-31-2021 03-31-2021 P.A.W. CAPITAL CORP
4 GREENWICH OFFICE PARK 3RD FLOOR GREENWICH CT 06831-5153
13F HOLDINGS REPORT 028-04519 N
Arnold Barnes Chief Compliance Officer 203-862-3394 Arnold Barnes Greenwich CT 05-10-2021 0 65 113643 false
INFORMATION TABLE 2 PAW13F31Mar2021.xml PAW CORP Q12021 13FHR 3M COCOM88579Y1017714000SHSOLE400000ABBOTT LABSCOM0028241007196000SHSOLE600000ABBVIE INCCOM00287Y1097587000SHSOLE700000ALLOT LTDSHSM0854Q1054232265000SHSOLE26500000ALTRIA GROUP INCCOM02209S10381916000SHSOLE1600000AMBARELLA INCSHSG037AX101481948000SHSOLE4800000APTOSE BIOSCIENCES INCCOM NEW03835T2004123690000SHSOLE69000000ARES CAPITAL CORPCOM04010L10374840000SHSOLE4000000ASPEN GROUP INCCOM NEW04530L2031500250000SHSOLE25000000ASURE SOFTWARE INCCOM04649U1023362440000SHSOLE44000000AT&T INCCOM00206R10275725000SHSOLE2500000BLACKROCK TCP CAPITAL CORPCOM09259E10883060000SHSOLE6000000BLACKSTONE GROUP INCCOM09260D1075227000SHSOLE700000C4 THERAPEUTICS INCCOM STK12529R107185050000SHSOLE5000000CHEGG INCCOM163092109171320000SHSOLE2000000CHEVRON CORP NEWCOM1667641007867500SHSOLE750000CISCO SYS INCCOM17275R10287917000SHSOLE1700000COCA COLA COCOM19121610052710000SHSOLE1000000COMSOVEREIGN HLDG CORP*W EXP 12/18/202205650112313250000SHSOLE25000000CUE BIOPHARMA INCCOM22978P1061708140000SHSOLE14000000DIGITAL MEDIA SOLUTIONS INCCOM CL A25401G10642835000SHSOLE3500000DIGITAL TURBINE INCCOM NEW25400W1028036100000SHSOLE10000000DOW INCCOM26055710383113000SHSOLE1300000EIGER BIOPHARMACEUTICALS INCCOM28249U1053363380000SHSOLE38000000EMCORE CORPCOM NEW2908462032621480000SHSOLE48000000ENGINE MEDIA HOLDINGS INCCOM29287R10364760000SHSOLE6000000EVERQUOTE INCCOM CL A30041R1085988165000SHSOLE16500000EXXON MOBIL CORPCOM30231G10278214000SHSOLE1400000GAIA INC NEWCL A36269P1043567300000SHSOLE30000000GALMED PHARMACEUTICALS LTDSHSM47238106686200000SHSOLE20000000GLAXOSMITHKLINE PLCSPONSORED ADR37733W10571420000SHSOLE2000000GOLDMAN SACHS GROUP INCCOM38141G1047852400SHSOLE240000GREENBOX POSCOM NEW39366L2082100150000SHSOLE15000000HYRECAR INCCOM44916T1071960200000SHSOLE20000000IVERIC BIO INCCOM46583P102927150000SHSOLE15000000JOHNSON & JOHNSONCOM4781601048225000SHSOLE500000JPMORGAN CHASE & COCOM46625H1008375500SHSOLE550000KRAFT HEINZ COCOM50075410680020000SHSOLE2000000LOCKHEED MARTIN CORPCOM5398301097392000SHSOLE200000MAGNITE INCCOM55955D1008322200000SHSOLE20000000MARCHEX INCCL B56624R1081686600000SHSOLE60000000MERCK & CO. INCCOM58933Y10580910500SHSOLE1050000MICROSOFT CORPCOM59491810411795000SHSOLE500000MORGAN STANLEYCOM NEW61744644877710000SHSOLE1000000MTBC INCCOM55378G1025069610000SHSOLE61000000OPTIMIZERX CORPCOM NEW68401U204195040000SHSOLE4000000PEPSICO INCCOM7134481087785500SHSOLE550000PFIZER INCCOM71708110379722000SHSOLE2200000PHILIP MORRIS INTL INCCOM7181721097999000SHSOLE900000PLBY GROUP INCCOM72814P1092743140000SHSOLE14000000PROCTER AND GAMBLE COCOM7427181098136000SHSOLE600000R1 RCM INCCOM7493971052715110000SHSOLE11000000RODGERS SILICON VALLEY AQ CO*W EXP 11/30/20277487311114837500SHSOLE3750000RODGERS SILICON VALLEY AQ COCOM77487310393270000SHSOLE7000000ROYAL DUTCH SHELL PLCSPONS ADR A78025920674519000SHSOLE1900000RTW VENTURE FUND LTDCOM2068965741680750000SHSOLE75000000SCHLUMBERGER LTDCOM80685710834012500SHSOLE1250000TERADATA CORPCOM88076W10326670SHSOLE67000TFF PHARMACEUTICALS INCCOM87241J10486463695SHSOLE6369500UNIQURE NVSHSN90064101101130000SHSOLE3000000UNUM GROUPCOM91529Y10669625000SHSOLE2500000USA TECHNOLOGIES INCCOM90328S5003516300000SHSOLE30000000VARONIS SYS INCCOM922280102154030000SHSOLE3000000VERIZON COMMUNICATIONS INCCOM92343V10481414000SHSOLE1400000ZIX CORPCOM98974P1004530600000SHSOLE60000000