0000949853-11-000011.txt : 20111102 0000949853-11-000011.hdr.sgml : 20111102 20111101175050 ACCESSION NUMBER: 0000949853-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111101 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P.A.W. CAPITAL CORP CENTRAL INDEX KEY: 0000949853 IRS NUMBER: 061386936 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04519 FILM NUMBER: 111172412 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 BUSINESS PHONE: 203-862-3388 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 FORMER COMPANY: FORMER CONFORMED NAME: PAW CAPITAL CORP DATE OF NAME CHANGE: 19960730 13F-HR 1 pawpart092011.txt PAW CAPITAL PARTNERS Q3 2011 13F HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P.A.W. CAPITAL PARTNERS INC. Address: 4 Greenwich Office Park, 3rd Floor Greenwich, CT. 06831 13 File Number: 28-04519 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Arnold L. Barnes Title: Phone: Signature, Place and Date of Signing: Arnold L. Barnes October 31, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: 150105 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D 57TH Street General Acquisitio COMMON STOCK 316816107 221 56300 SH SOLE 56300 0 0 D 57TH Street General Acquisitio WARRANTS 316816123 42 120500 SH SOLE 120500 0 0 D ABBOTT LABORATORIES COM STK COMMON STOCK 002824100 409 8000 SH SOLE 8000 0 0 D ABERCROMBIE & FITCH CO CL A CO COMMON STOCK 002896207 862 14000 SH SOLE 14000 0 0 D ACTUATE CORP COM STK COMMON STOCK 00508B102 1104 200000 SH SOLE 200000 0 0 D ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 2613 145000 SH SOLE 145000 0 0 D ALTRIA GROUP INC COMMON STOCK 02209S103 402 15000 SH SOLE 15000 0 0 D APPLE INC COM STK COMMON STOCK 037833100 1907 5000 SH SOLE 5000 0 0 D ARCOS DORADOS HOLDIN GS INC CO COMMON STOCK G0457F107 232 10000 SH SOLE 40000 0 0 D AT&T INC COM COMMON STOCK 00206R102 428 15000 SH SOLE 15000 0 0 D AUDIOCODES LTD COM STK COMMON STOCK M15342104 624 200000 SH SOLE 200000 0 0 D AUTOMATIC DATA PROCE SSING INC COMMON STOCK 053015103 377 8000 SH SOLE 8000 0 0 D AVIAT NETWORKS INC INC COM ST COMMON STOCK 05366Y102 1528 650000 SH SOLE 650000 0 0 D BEBE STORES INC COM STK COMMON STOCK 075571109 2688 400000 SH SOLE 400000 0 0 D BED BATH BEYOND INC COM STK COMMON STOCK 075896100 3181 55500 SH SOLE 55500 0 0 D BP AMOCO PLC ADR ADRS STOCKS 055622104 2453 68000 SH SOLE 68000 0 0 D BRIDGELINE SOFTWARE INC COM S COMMON STOCK 10807Q205 160 300000 SH SOLE 300000 0 0 D BRISTOL MYERS SQUIBB CO COM S COMMON STOCK 110122108 377 12000 SH SOLE 12000 0 0 D BROADCOM CORP CL A COM STK COMMON STOCK 111320107 3662 110000 SH SOLE 110000 0 0 D CALIX NETWORKS INC COM STK COMMON STOCK 13100M509 1560 200000 SH SOLE 200000 0 0 D CALLIDUS SOFTWRE COMMON STOCK 13123E500 1959 425000 SH SOLE 425000 0 0 D CARMAX INC COM STK COMMON STOCK 143130102 298 12500 SH SOLE 12500 0 0 D CARMIKE CINEMAS INC COM STK COMMON STOCK 143436400 992 150000 SH SOLE 150000 0 0 D CASUAL MALE RETAIL G ROUP INC COMMON STOCK 148711302 188 50000 SH SOLE 50000 0 0 D CHIPOTLE MEXICAN GRILL INC COM COMMON STOCK 169656105 303 1000 SH SOLE 1000 0 0 D COCA COLA CO COM STK COMMON STOCK 191216100 405 6000 SH SOLE 6000 0 0 D CONSTANT CONTACT INC COM STK COMMON STOCK 210313102 3199 185000 SH SOLE 185000 0 0 D DICK'S SPORTING GOODS COM COMMON STOCK 253393102 552 16500 SH SOLE 16500 0 0 D DU PONT E I DE NEMOURS & CO. C COMMON STOCK 263534109 320 8000 SH SOLE 8000 0 0 D FOOT LOCKER INC COM STK COMMON STOCK 344849104 221 11000 SH SOLE 11000 0 0 D FORTUNE BRANDS INC COM OPTIONS - PUTS 99ODRMD49 1082 20000 SH PUT SOLE 20000 0 0 D GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 304 20000 SH SOLE 20000 0 0 D GENESCO INC COM STK COMMON STOCK 371532102 412 8000 SH SOLE 8000 0 0 D GLAXO SMITHKLINE SPONS PLC ADR ADRS STOCKS 37733W105 2808 68000 SH SOLE 68000 0 0 D GOOGLE INC CL A COM STK COMMON STOCK 38259P508 3090 6000 SH SOLE 6000 0 0 D IGATE CORP COM STK COMMON STOCK 45169U105 5943 515000 SH SOLE 515000 0 0 D INTEL CORP COM STK COMMON STOCK 458140100 1067 50000 SH SOLE 50000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 382 6000 SH SOLE 6000 0 0 D KENEXA CORP COM STK COMMON STOCK 488879107 2815 180000 SH SOLE 180000 0 0 D KID BRANDS INC COM STK COMMON STOCK 49375T100 131 49800 SH SOLE 49800 0 0 D KOHLS CORP COM STK COMMON STOCK 500255104 393 8000 SH SOLE 8000 0 0 D LIFETIME FITNESS COMMON STOCK 53217R207 332 9000 SH SOLE 9000 0 0 D LOWES COS INC COM STK COMMON STOCK 548661107 484 25000 SH SOLE 25000 0 0 D MACYS INC COM STK COMMON STOCK 55616P104 579 22000 SH SOLE 22000 0 0 D MAGMA DESIGN AUTOMAT ION INC C COMMON STOCK 559181102 569 125000 SH SOLE 125000 0 0 D MARVELL TECHNOLOGY G ROUP LTD COMMON STOCK G5876H105 5806 400000 SH SOLE 400000 0 0 D MERCK & CO COMMON STOCK 58933Y105 3662 112000 SH SOLE 112000 0 0 D MGM RESORT INTL COM STK COMMON STOCK 552953101 130 14000 SH SOLE 14000 0 0 D MONSTER WORLDWIDE INC COM COMMON STOCK 611742107 2693 375000 SH SOLE 375000 0 0 D NUANCE COMMUNICATION S INC COM COMMON STOCK 67020Y100 2848 140000 SH SOLE 140000 0 0 D O2MICRO INTERNATIONA L LTD ADR ADRS STOCKS 67107W100 1564 375000 SH SOLE 375000 0 0 D OCLARO INC COM STK COMMON STOCK 67555N206 582 160000 SH SOLE 160000 0 0 D OPENWAVE SYSTEMS INC COM STK COMMON STOCK 683718308 468 300000 SH SOLE 300000 0 0 D PANERA BREAD CO CL A COM STK OPTIONS - PUTS 99ODSFGM0 2079 20000 SH PUT SOLE 20000 0 0 D PEPSICO INC COM STK COMMON STOCK 713448108 310 5000 SH SOLE 5000 0 0 D PFIZER INC COM COMMON STOCK 717081103 354 20000 SH SOLE 20000 0 0 D PHILIP MORRIS INTL COMMON STOCK 718172109 374 6000 SH SOLE 6000 0 0 D PIER 1 IMPORTS INC COM STK COMMON STOCK 720279108 215 22000 SH SOLE 22000 0 0 D POWERSHARES QQQ NASD AQ 100 OPTIONS - PUTS 99AQ3VKB7 13123 250000 SH PUT SOLE 250000 0 0 D PROCTER & GAMBLE CO COM COMMON STOCK 742718109 379 6000 SH SOLE 6000 0 0 D QKL STORES INC COM STK COMMON STOCK 74732Y105 61 50500 SH SOLE 50500 0 0 D QUALCOMM INC COM STK COMMON STOCK 747525103 3890 80000 SH SOLE 80000 0 0 D QUIKSILVER INC COM STK OPTIONS - CALLS 99ODK85Z7 61 20000 SH CALL SOLE 20000 0 0 D RADVISION LTD COM STK COMMON STOCK M81869105 858 150000 SH SOLE 150000 0 0 D ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 519 24000 SH SOLE 24000 0 0 D ROYAL DUTCH SHELL PL C ADR ADRS STOCKS 780259206 369 6000 SH SOLE 6000 0 0 D SABA SOFTWARE INC COM STK COMMON STOCK 784932600 1152 200000 SH SOLE 200000 0 0 D SIERRA WIRELESS INC COMMON STOCK 826516106 1370 200000 SH SOLE 200000 0 0 D SONUS NETWORKS INC COM STK COMMON STOCK 835916107 864 400000 SH SOLE 400000 0 0 D SPDR S&P 500 ETF TRUST OPTIONS - PUTS 99OBN85W5 16407 145000 SH PUT SOLE 145000 0 0 D SPDR S&P 500 ETF TRUST OPTIONS - PUTS 99ODJTVJ0 12447 110000 SH PUT SOLE 110000 0 0 D STANDARD MICROSYSTEM S CORP CO COMMON STOCK 853626109 5238 270000 SH SOLE 270000 0 0 D SUPPORT.COM INC COM STK COMMON STOCK 86858W101 396 200000 SH SOLE 200000 0 0 D T3 MOTION INC COM STK COMMON STOCK 89853X306 147 150000 SH SOLE 150000 0 0 D T3 MOTION WT W WARRANTS 89853X124 21 150000 SH SOLE 150000 0 0 D T3 MOTION WT Z WARRANTS 89853X116 33 150000 SH SOLE 150000 0 0 D TARGET CORP COM STK COMMON STOCK 87612E106 3433 70000 SH SOLE 70000 0 0 D TEKELEC COM STK COMMON STOCK 879101103 1208 200000 SH SOLE 200000 0 0 D THQ INC COM STK COMMON STOCK 872443403 1038 600000 SH SOLE 600000 0 0 D TNS COMMON STOCK 872960109 4788 254700 SH SOLE 254700 0 0 D TOLL BROTHERS INC COM STK COMMON STOCK 889478103 433 30000 SH SOLE 30000 0 0 D ULTRATECH INC COM STK COMMON STOCK 904034105 1715 100000 SH SOLE 100000 0 0 D UNDER ARMOUR INC CL A COM STK COMMON STOCK 904311107 213 3200 SH SOLE 3200 0 0 D URBAN OUTFITTERS INC COM STK COMMON STOCK 917047102 335 15000 SH SOLE 15000 0 0 D VERIZON COMMUNICATIONS COMMON STOCK 92343V104 442 12000 SH SOLE 12000 0 0 D WEB COM INC DEL COM STK COMMON STOCK 94733A104 2792 400000 SH SOLE 400000 0 0 D WENDYS CO CL A COM STK COMMON STOCK 95058W100 230 50000 SH SOLE 50000 0 0 D WHOLE FOODS MKT INC COM STK COMMON STOCK 966837106 490 7500 SH SOLE 7500 0 0 D ZALE CORP NEW COM STK COMMON STOCK 988858106 214 75000 SH SOLE 75000 0 0 S REPORT SUMMARY 89 DATA RECORDS 150105 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED