0000949853-11-000006.txt : 20110503 0000949853-11-000006.hdr.sgml : 20110503 20110502201627 ACCESSION NUMBER: 0000949853-11-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110502 EFFECTIVENESS DATE: 20110503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P.A.W. CAPITAL CORP CENTRAL INDEX KEY: 0000949853 IRS NUMBER: 061386936 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04519 FILM NUMBER: 11802625 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 BUSINESS PHONE: 203-862-3388 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 FORMER COMPANY: FORMER CONFORMED NAME: PAW CAPITAL CORP DATE OF NAME CHANGE: 19960730 13F-HR 1 pawpart032011.txt PAW 1ST QTR 2011 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P.A.W. CAPITAL PARTNERS INC. Address: 4 Greenwich Office Park, 3rd Floor Greenwich, CT. 06831 13 File Number: 28-04519 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Arnold L. Barnes Title: Phone: Signature, Place and Date of Signing: Arnold L. Barnes April 18, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 91 Form 13F Information Table Value Total: 165524 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ABBOTT LABORATORIES COM STK COMMON STOCK 002824100 1864 38000 SH SOLE 38000 0 0 D ABERCROMBIE & FITCH CO CL A CO COMMON STOCK 002896207 939 16000 SH SOLE 16000 0 0 D AEROPOSTALE COM STK COMMON STOCK 007865108 486 20000 SH SOLE 20000 0 0 D ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 2519 120000 SH SOLE 120000 0 0 D ALTRIA GROUP INC COMMON STOCK 02209S103 390 15000 SH SOLE 15000 0 0 D APPLE INC COM STK COMMON STOCK 037833100 2021 5800 SH SOLE 5800 0 0 D AT&T INC COM COMMON STOCK 00206R102 459 15000 SH SOLE 15000 0 0 D AUDIOCODES LTD COM STK COMMON STOCK M15342104 714 120000 SH SOLE 120000 0 0 D AUTOMATIC DATA PROCE SSING INC COMMON STOCK 053015103 410 8000 SH SOLE 8000 0 0 D AVAGO TECHNOLOGIES LTD COMMON STOCK Y0486S104 1244 40000 SH SOLE 40000 0 0 D AVIAT NETWORKS INC INC COM ST COMMON STOCK 05366Y102 3722 720000 SH SOLE 720000 0 0 D BEBE STORES INC COM STK COMMON STOCK 075571109 351 60000 SH SOLE 60000 0 0 D BEBE STORES INC COM STK OPTIONS - CALLS 99OD35BG7 515 88000 SH CALL SOLE 88000 0 0 D BED BATH BEYOND INC COM STK COMMON STOCK 075896100 3572 74000 SH SOLE 74000 0 0 D BLUE COAT SYST COMMON STOCK 09534T508 3098 110000 SH SOLE 110000 0 0 D BP AMOCO PLC ADR ADRS STOCKS 055622104 3443 78000 SH SOLE 78000 0 0 D BRIDGELINE SOFTWARE INC COM S COMMON STOCK 10807Q205 358 325000 SH SOLE 325000 0 0 D BRISTOL MYERS SQUIBB CO COM S COMMON STOCK 110122108 396 15000 SH SOLE 15000 0 0 D CALLIDUS SOFTWRE COMMON STOCK 13123E500 1580 230000 SH SOLE 230000 0 0 D CARMAX INC COM STK OPTIONS - CALLS 99OD6MRC9 257 8000 SH CALL SOLE 8000 0 0 D CARMIKE CINEMAS INC COM STK COMMON STOCK 143436400 1073 150000 SH SOLE 150000 0 0 D CHECK POINT SOFTWARE TECHNOLO COMMON STOCK M22465104 2553 50000 SH SOLE 50000 0 0 D CHEESECAKE FACTORY I NC COM ST COMMON STOCK 163072101 632 21000 SH SOLE 21000 0 0 D CHIPOTLE MEXICAN GRILL INC COM COMMON STOCK 169656105 817 3000 SH SOLE 3000 0 0 D CISCO SYSTEMS INC COM STK OPTIONS - CALLS 99OD1BSM5 3430 200000 SH CALL SOLE 200000 0 0 D COCA COLA CO COM STK COMMON STOCK 191216100 398 6000 SH SOLE 6000 0 0 D CONSTANT CONTACT INC COM STK COMMON STOCK 210313102 698 20000 SH SOLE 20000 0 0 D DECKERS OUTDOOR CORP COM STK COMMON STOCK 243537107 569 6600 SH SOLE 6600 0 0 D DICK'S SPORTING GOODS COM COMMON STOCK 253393102 704 17600 SH SOLE 17600 0 0 D DU PONT E I DE NEMOURS & CO. C COMMON STOCK 263534109 440 8000 SH SOLE 8000 0 0 D FOOT LOCKER INC COM STK COMMON STOCK 344849104 493 25000 SH SOLE 25000 0 0 D GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 401 20000 SH SOLE 20000 0 0 D GUESS INC COM STK COMMON STOCK 401617105 984 25000 SH SOLE 25000 0 0 D HEWLETT-PACKARD CO COM STK COMMON STOCK 428236103 2458 60000 SH SOLE 60000 0 0 D IGATE CORP COM STK COMMON STOCK 45169U105 4599 245000 SH SOLE 245000 0 0 D INTEL CORP COM STK COMMON STOCK 458140100 1614 80000 SH SOLE 80000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 356 6000 SH SOLE 6000 0 0 D K-SWISS INC CL A COM STK COMMON STOCK 482686102 158 14000 SH SOLE 14000 0 0 D KENEXA CORP COM STK COMMON STOCK 488879107 1380 50000 SH SOLE 50000 0 0 D KOHLS CORP COM STK COMMON STOCK 500255104 902 17000 SH SOLE 17000 0 0 D LIZHAN ENVIRONMENTAL CORP COMMON STOCK G55329109 66 25000 SH SOLE 25000 0 0 D LOWES COS INC COM STK COMMON STOCK 548661107 529 20000 SH SOLE 20000 0 0 D MACYS INC COM STK OPTIONS - CALLS 99OD45896 485 20000 SH CALL SOLE 20000 0 0 D MAGMA DESIGN AUTOMAT ION INC C COMMON STOCK 559181102 1266 185700 SH SOLE 185700 0 0 D MARVELL TECHNOLOGY G ROUP LTD COMMON STOCK G5876H105 2333 150000 SH SOLE 150000 0 0 D MATTEL INC COM STK COMMON STOCK 577081102 411 16500 SH SOLE 16500 0 0 D MEDIAMIND TECHOLOGIE S INC COMMON STOCK 58449C100 9115 660000 SH SOLE 660000 0 0 D MERCK & CO COMMON STOCK 58933Y105 3037 92000 SH SOLE 92000 0 0 D MONSTER WORLDWIDE INC COM COMMON STOCK 611742107 1431 90000 SH SOLE 90000 0 0 D NUANCE COMMUNICATION S INC COM COMMON STOCK 67020Y100 2933 150000 SH SOLE 150000 0 0 D O2MICRO INTERNATIONA L LTD ADR ADRS STOCKS 67107W100 570 75000 SH SOLE 75000 0 0 D OCLARO INC COM STK COMMON STOCK 67555N206 1725 150000 SH SOLE 150000 0 0 D OPENWAVE SYSTEMS INC COM STK COMMON STOCK 683718308 685 320000 SH SOLE 320000 0 0 D OWENS CORNING INC OPTIONS - PUTS 99OCV3FJ3 1440 40000 SH PUT SOLE 40000 0 0 D PAIN THERAPEUTICS IN C COM STK COMMON STOCK 69562K100 1052 110000 SH SOLE 110000 0 0 D PEPSICO INC COM STK COMMON STOCK 713448108 322 5000 SH SOLE 5000 0 0 D PFIZER INC COM COMMON STOCK 717081103 1625 80000 SH SOLE 80000 0 0 D PHILIP MORRIS INTL COMMON STOCK 718172109 492 7500 SH SOLE 7500 0 0 D PHILLIPS-VAN HEUSEN CORP COM S COMMON STOCK 718592108 403 6200 SH SOLE 6200 0 0 D PIER 1 IMPORTS INC COM STK COMMON STOCK 720279108 508 50000 SH SOLE 50000 0 0 D POLO RALPH LAUREN CO RP CL A C COMMON STOCK 731572103 371 3000 SH SOLE 3000 0 0 D POWERSHARES QQQ NASD AQ 100 OPTIONS - PUTS 99OD7SRN1 11486 200000 SH PUT SOLE 200000 0 0 D PROCTER & GAMBLE CO COM COMMON STOCK 742718109 370 6000 SH SOLE 6000 0 0 D PULTE GROUP INC COM STK COMMON STOCK 745867101 163 22000 SH SOLE 22000 0 0 D QKL STORES INC COM STK COMMON STOCK 74732Y105 106 40000 SH SOLE 40000 0 0 D QUALCOMM INC COM STK COMMON STOCK 747525103 4386 80000 SH SOLE 80000 0 0 D RADVISION LTD COM STK COMMON STOCK M81869105 1536 135000 SH SOLE 135000 0 0 D RADWARE LTD COM STK COMMON STOCK M81873107 1772 50000 SH SOLE 50000 0 0 D REALNETWORKS INC COM STK COMMON STOCK 75605L104 1488 400000 SH SOLE 400000 0 0 D ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 495 12000 SH SOLE 12000 0 0 D ROYAL DUTCH SHELL PL C ADR ADRS STOCKS 780259206 437 6000 SH SOLE 6000 0 0 D SABA SOFTWARE INC COM STK COMMON STOCK 784932600 1572 160000 SH SOLE 160000 0 0 D SAPIENT CORPORATION COM STK COMMON STOCK 803062108 2290 200000 SH SOLE 200000 0 0 D SIERRA WIRELESS INC COMMON STOCK 826516106 437 40000 SH SOLE 40000 0 0 D SONUS NETWORKS INC COM STK COMMON STOCK 835916107 1429 380000 SH SOLE 380000 0 0 D SPDR S&P 500 ETF TRUST OPTIONS - PUTS 99OD2DYB7 19889 150000 SH PUT SOLE 150000 0 0 D STANDARD MICROSYSTEM S CORP CO COMMON STOCK 853626109 6843 277500 SH SOLE 277500 0 0 D SUPPORT.COM INC COM STK COMMON STOCK 86858W101 830 160000 SH SOLE 160000 0 0 D TARGET CORP COM STK COMMON STOCK 87612E106 2250 45000 SH SOLE 45000 0 0 D THQ INC COM STK COMMON STOCK 872443403 1824 400000 SH SOLE 400000 0 0 D TNS COMMON STOCK 872960109 3192 205000 SH SOLE 205000 0 0 D TOLL BROTHERS INC COM STK COMMON STOCK 889478103 544 27500 SH SOLE 27500 0 0 D TRUE RELIGION APPARE L INC COM COMMON STOCK 89784N104 3558 151600 SH SOLE 151600 0 0 D ULTRATECH INC COM STK COMMON STOCK 904034105 3234 110000 SH SOLE 110000 0 0 D UNDER ARMOUR INC CL A COM STK COMMON STOCK 904311107 272 4000 SH SOLE 4000 0 0 D URBAN OUTFITTERS INC COM STK COMMON STOCK 917047102 2655 89000 SH SOLE 89000 0 0 D VERIZON COMMUNICATIONS COMMON STOCK 92343V104 462 12000 SH SOLE 12000 0 0 D VICOR CORP COM STK COMMON STOCK 925815102 1649 100000 SH SOLE 100000 0 0 D WEB COM INC DEL COM STK COMMON STOCK 94733A104 2915 200000 SH SOLE 200000 0 0 D WHOLE FOODS MKT INC COM STK COMMON STOCK 966837106 527 8000 SH SOLE 8000 0 0 D ZORAN CORP COM STK COMMON STOCK 98975F101 3117 300000 SH SOLE 300000 0 0 S REPORT SUMMARY 91 DATA RECORDS 165524 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED