-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HIBXuTt138Qy3E1h9Ha+bHZ+bXF43fvEuCdPgqsIqOTAOvZ5qy08uLrsOPTe0+wB htdK5Gupfa+0LIngfNi+Tw== 0000949853-10-000009.txt : 20100504 0000949853-10-000009.hdr.sgml : 20100504 20100504094259 ACCESSION NUMBER: 0000949853-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100504 DATE AS OF CHANGE: 20100504 EFFECTIVENESS DATE: 20100504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: P.A.W. CAPITAL CORP CENTRAL INDEX KEY: 0000949853 IRS NUMBER: 061386936 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04519 FILM NUMBER: 10795218 BUSINESS ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 BUSINESS PHONE: 203-862-3388 MAIL ADDRESS: STREET 1: 4 GREENWICH OFFICE PARK STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06831-5153 FORMER COMPANY: FORMER CONFORMED NAME: PAW CAPITAL CORP DATE OF NAME CHANGE: 19960730 13F-HR 1 pawpart032010.txt 1ST QUARTER 2010 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: P.A.W. CAPITAL PARTNERS INC. Address: 4 Greenwich Office Park, 3rd Floor Greenwich, CT. 06831 13 File Number: 28-04519 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Arnold L. Barnes Title: Phone: Signature, Place and Date of Signing: Arnold L. Barnes April 30, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 105 Form 13F Information Table Value Total: 185733 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AARON'S INC COM STK OPTIONS - PUTS 99OCGC8T6 1334 40000 SH PUT SOLE 40000 0 0 D ABBOTT LABORATORIES COM STK COMMON STOCK 002824100 369 7000 SH SOLE 7000 0 0 D AKORN INC COM STK COMMON STOCK 009728106 459 300000 SH SOLE 300000 0 0 D ALLERGAN INC COM STK COMMON STOCK 018490102 1176 18000 SH SOLE 18000 0 0 D ALLSCRIPTS-MISYS HEALTHCARE SO COMMON STOCK 01988P108 1371 70000 SH SOLE 70000 0 0 D ALTRIA GROUP INC COMMON STOCK 02209S103 308 15000 SH SOLE 15000 0 0 D AMDOCS LTD COM STK COMMON STOCK G02602103 1807 60000 SH SOLE 60000 0 0 D AOL INC COMMON STOCK 00184X105 2528 100000 SH SOLE 100000 0 0 D AT&T INC COM COMMON STOCK 00206R102 388 15000 SH SOLE 15000 0 0 D AVAGO TECHNOLOGIES LTD COMMON STOCK Y0486S104 2056 100000 SH SOLE 100000 0 0 D AVIAT NETWORKS INC INC COM ST COMMON STOCK 05366Y102 6232 940000 SH SOLE 940000 0 0 D BED BATH BEYOND INC COM STK COMMON STOCK 075896100 700 16000 SH SOLE 16000 0 0 D BIG LOTS INC COM STK COMMON STOCK 089302103 364 10000 SH SOLE 10000 0 0 D BIGBAND NETWORKS INC COM STK COMMON STOCK 089750509 1012 288000 SH SOLE 288000 0 0 D BLUE COAT SYST COMMON STOCK 09534T508 1552 50000 SH SOLE 50000 0 0 D BP AMOCO PLC ADR ADRS STOCKS 055622104 342 6000 SH SOLE 6000 0 0 D BRIDGELINE SOFTWARE INC COM S COMMON STOCK 10807Q205 768 600000 SH SOLE 600000 0 0 D CALLAWAY GOLF CO COM STK COMMON STOCK 131193104 309 35000 SH SOLE 35000 0 0 D CALLIDUS SOFTWRE COMMON STOCK 13123E500 2360 650000 SH SOLE 650000 0 0 D CELSION CORP COM STK COMMON STOCK 15117N305 1544 357300 SH SOLE 357300 0 0 D CEPHALON INC COM STK COMMON STOCK 156708109 1017 15000 SH SOLE 15000 0 0 D CHICOS FAS INC COM STK COMMON STOCK 168615102 433 30000 SH SOLE 30000 0 0 D CHILDREN'S PLACE RET AIL STORE OPTIONS - PUTS 99OCHC0Y2 267 6000 SH PUT SOLE 6000 0 0 D CHIPOTLE MEXICAN GRILL INC COM COMMON STOCK 169656105 394 3500 SH SOLE 3500 0 0 D CITRIX SYS INC COM STK OPTIONS - PUTS 99OCHH609 4747 100000 SH PUT SOLE 100000 0 0 D COCA COLA CO COM STK COMMON STOCK 191216100 330 6000 SH SOLE 6000 0 0 D COGNIZANT TECHNOLOGY SOLUTION COMMON STOCK 192446102 1529 30000 SH SOLE 30000 0 0 D CORNING INC COM STK COMMON STOCK 219350105 2021 100000 SH SOLE 100000 0 0 D DDI CORP COM STK COMMON STOCK 233162502 544 96000 SH SOLE 96000 0 0 D DECKERS OUTDOOR CORP COM STK COMMON STOCK 243537107 552 4000 SH SOLE 4000 0 0 D DELIAS INC COM STK COMMON STOCK 246911101 1522 880000 SH SOLE 880000 0 0 D DICK'S SPORTING GOODS COM COMMON STOCK 253393102 574 22000 SH SOLE 22000 0 0 D DIVX INC COMMON STOCK 255413106 2205 308000 SH SOLE 308000 0 0 D DOLLAR TREE INC COM STK COMMON STOCK 256746108 355 6000 SH SOLE 6000 0 0 D DU PONT E I DE NEMOURS & CO. C COMMON STOCK 263534109 391 10500 SH SOLE 10500 0 0 D EXAR CORP COM STK COMMON STOCK 300645108 705 100000 SH SOLE 100000 0 0 D FREDS INC CL A COM STK OPTIONS - PUTS 99OC7P487 120 10000 SH PUT SOLE 10000 0 0 D GENERAL ELECTRIC CO COM STK COMMON STOCK 369604103 455 25000 SH SOLE 25000 0 0 D HEWLETT-PACKARD CO COM STK COMMON STOCK 428236103 3189 60000 SH SOLE 60000 0 0 D IGATE CORP COM STK COMMON STOCK 45169U105 1070 110000 SH SOLE 110000 0 0 D INSPIRE PHARMACEUTIC ALS INC C COMMON STOCK 457733103 562 90000 SH SOLE 90000 0 0 D INTEL CORP COM STK COMMON STOCK 458140100 3344 150000 SH SOLE 150000 0 0 D INTEL CORP COM STK OPTIONS - CALLS 99OC64SW6 2229 100000 SH CALL SOLE 100000 0 0 D ISHARES RUSSELL 2000 OPTIONS - PUTS 99OC7KQ43 5424 80000 SH PUT SOLE 80000 0 0 D J CREW GROUP INC COMMON STOCK 46612H402 1790 39000 SH SOLE 39000 0 0 D J CREW GROUP INC OPTIONS - PUTS 99OCGVPN8 230 5000 SH PUT SOLE 5000 0 0 D JOHNSON & JOHNSON COM COMMON STOCK 478160104 391 6000 SH SOLE 6000 0 0 D KID BRANDS INC COM STK COMMON STOCK 49375T100 285 33000 SH SOLE 33000 0 0 D KOHLS CORP COM STK COMMON STOCK 500255104 274 5000 SH SOLE 5000 0 0 D LATTICE SEMICONDUCTO R CORP CO COMMON STOCK 518415104 528 144000 SH SOLE 144000 0 0 D LOWES COS INC COM STK COMMON STOCK 548661107 788 32500 SH SOLE 32500 0 0 D MAGMA DESIGN AUTOMAT ION INC C COMMON STOCK 559181102 2080 800000 SH SOLE 800000 0 0 D MATTEL INC COM STK COMMON STOCK 577081102 523 23000 SH SOLE 23000 0 0 D MICROSOFT CORP COM STK COMMON STOCK 594918104 4393 150000 SH SOLE 150000 0 0 D MONSTER WORLDWIDE INC COM COMMON STOCK 611742107 2907 175000 SH SOLE 175000 0 0 D MOVADO GROUP INC COM OPTIONS - PUTS 99OCGYZC5 113 10000 SH PUT SOLE 10000 0 0 D NAVISITE INC COM STK COMMON STOCK 63935M208 1079 420000 SH SOLE 420000 0 0 D NUANCE COMMUNICATION S INC COM COMMON STOCK 67020Y100 4493 270000 SH SOLE 270000 0 0 D NVIDIA CORP COM STK OPTIONS - PUTS 99OCHDX57 870 50000 SH PUT SOLE 50000 0 0 D O2MICRO INTERNATIONA L LTD ADR ADRS STOCKS 67107W100 329 48000 SH SOLE 48000 0 0 D OCLARO INC COM STK COMMON STOCK 67555N107 3699 1350000 SH SOLE 1350000 0 0 D OPENWAVE SYSTEMS INC COM STK COMMON STOCK 683718308 1380 600000 SH SOLE 600000 0 0 D PALOMAR MED TECHNOLO GIES INC COMMON STOCK 697529303 761 70000 SH SOLE 70000 0 0 D PEPSICO INC COM STK COMMON STOCK 713448108 331 5000 SH SOLE 5000 0 0 D PFIZER INC COM COMMON STOCK 717081103 343 20000 SH SOLE 20000 0 0 D PHILIP MORRIS INTL COMMON STOCK 718172109 313 6000 SH SOLE 6000 0 0 D PHILLIPS-VAN HEUSEN CORP COM S COMMON STOCK 718592108 516 9000 SH SOLE 9000 0 0 D POLO RALPH LAUREN CO RP CL A C COMMON STOCK 731572103 510 6000 SH SOLE 6000 0 0 D POWERSHARES QQQ NASD AQ 100 OPTIONS - PUTS 99OC84J38 14448 300000 SH PUT SOLE 300000 0 0 D PROCTER & GAMBLE CO COM COMMON STOCK 742718109 380 6000 SH SOLE 6000 0 0 D PROGENICS PHARMACEUT ICALS INC COMMON STOCK 743187106 2665 500000 SH SOLE 500000 0 0 D PULTE GROUP INC COM STK COMMON STOCK 745867101 225 20000 SH SOLE 20000 0 0 D QKL STORES INC COM STK COMMON STOCK 74732Y105 71 11000 SH SOLE 11000 0 0 D RADIOSHACK CORP DEL COM STK COMMON STOCK 750438103 306 13500 SH SOLE 13500 0 0 D RADVISION LTD COM STK COMMON STOCK M81869105 551 80500 SH SOLE 80500 0 0 D RADWARE LTD COM STK COMMON STOCK M81873107 7971 361000 SH SOLE 361000 0 0 D RED ROBIN GOURMET BU RGERS INC COMMON STOCK 75689M101 855 35000 SH SOLE 35000 0 0 D RESEARCH IN MOTION LTD COMMON STOCK 760975102 1110 15000 SH SOLE 15000 0 0 D ROYAL DUTCH SHELL PL C ADR ADRS STOCKS 780259206 347 6000 SH SOLE 6000 0 0 D SANMINA-SCI CORP COM STK COMMON STOCK 800907206 2475 150000 SH SOLE 150000 0 0 D SANTARUS INC COM STK COMMON STOCK 802817304 1076 200000 SH SOLE 200000 0 0 D SCHLUMBERGER LTD USD .01 COM COMMON STOCK 806857108 1269 20000 SH SOLE 20000 0 0 D SEAGATE TECHNOLOGY COM STK COMMON STOCK G7945J104 183 10000 SH SOLE 10000 0 0 D SPDR S&P 500 ETF TRUST OPTIONS - PUTS 99OC1KWK6 23400 200000 SH PUT SOLE 200000 0 0 D SPREADTRUM COMMUNICA TION SPO ADRS STOCKS 849415203 1107 198000 SH SOLE 198000 0 0 D STANDARD MICROSYSTEM S CORP CO COMMON STOCK 853626109 2328 100000 SH SOLE 100000 0 0 D SUPPORT.COM INC COM STK COMMON STOCK 86858W101 1635 500000 SH SOLE 500000 0 0 D SYNAPTICS INC COM STK OPTIONS - CALLS 99AKXK064 1657 60000 SH CALL SOLE 60000 0 0 D TAKE-TWO INTERACTIVE SOFTWARE COMMON STOCK 874054109 691 70000 SH SOLE 70000 0 0 D TARGET CORP COM STK COMMON STOCK 87612E106 4471 85000 SH SOLE 85000 0 0 D TEVA PHARM ADRS STOCKS 881624209 1262 20000 SH SOLE 20000 0 0 D THQ INC COM STK COMMON STOCK 872443403 1122 160000 SH SOLE 160000 0 0 D TNS COMMON STOCK 872960109 4237 190000 SH SOLE 190000 0 0 D TOLL BROTHERS INC COM STK COMMON STOCK 889478103 520 25000 SH SOLE 25000 0 0 D TRUE RELIGION APPARE L INC COM COMMON STOCK 89784N104 1275 42000 SH SOLE 42000 0 0 D ULTA SALON COSMETICS & FRAGRA COMMON STOCK 90384S303 498 22000 SH SOLE 22000 0 0 D ULTRATECH INC COM STK COMMON STOCK 904034105 544 40000 SH SOLE 40000 0 0 D UNDER ARMOUR INC CL A COM STK COMMON STOCK 904311107 2220 75500 SH SOLE 75500 0 0 D URBAN OUTFITTERS INC COM STK COMMON STOCK 917047102 457 12000 SH SOLE 12000 0 0 D VERIZON COMMUNICATIONS COMMON STOCK 92343V104 372 12000 SH SOLE 12000 0 0 D VICOR CORP COM STK COMMON STOCK 925815102 6491 470000 SH SOLE 470000 0 0 D VIRAGE LOGIC CORP COM STK COMMON STOCK 92763R104 786 100000 SH SOLE 100000 0 0 D WEB COM INC DEL COM STK COMMON STOCK 94733A104 1635 300000 SH SOLE 300000 0 0 D YAHOO INC COM STK COMMON STOCK 984332106 4133 250000 SH SOLE 250000 0 0 D ZORAN CORP COM STK COMMON STOCK 98975F101 1076 100000 SH SOLE 100000 0 0 S REPORT SUMMARY 105 DATA RECORDS 185733 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
-----END PRIVACY-ENHANCED MESSAGE-----