0001104659-14-080696.txt : 20141114
0001104659-14-080696.hdr.sgml : 20141114
20141114073211
ACCESSION NUMBER: 0001104659-14-080696
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WILLIAMS JONES & ASSOCIATES LLC
CENTRAL INDEX KEY: 0000949743
IRS NUMBER: 133449010
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05092
FILM NUMBER: 141220483
BUSINESS ADDRESS:
STREET 1: 717 FIFTH AVE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2129358757
MAIL ADDRESS:
STREET 1: 717 FIFTH AVE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: WILLIAMS JONES & ASSOCIATES INC /NY
DATE OF NAME CHANGE: 19990319
13F-HR
1
primary_doc.xml
13F-HR
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09-30-2014
09-30-2014
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Williams Jones & Associates LLC
717 Fifth Ave
11th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-05092
N
Jeff Schweon
Managing Director
212-935-5027
Jeff Schweon
New York
NY
11-14-2014
0
373
4976204
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COM
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COM
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COM
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COM
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COM
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COM
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HOLLY ENERGY PARTNERS LP
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HOME DEPOT INC COM
COM
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COM
464286400
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10350
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5175
5175
ISHARES MSCI EAFE INDEX
COM
464287465
3966
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SH
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0
30927
30927
ISHARES MSCI EMERGING MARKET
COM
464287234
702
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0
8441
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ISHARES MSCI MEXICO CAP
COM
464286822
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0
52445
52445
ISHARES S&P MIDCAP 400
COM
464287507
805
5884
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0
2942
2942
ISHARES TR NASDAQ BIOTECH INDX
COM
464287556
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63376
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0
31688
31688
ISHARES TR RUSSELL 2000 INDEX
COM
464287655
2051
18752
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0
9376
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ITT CORP NEW
COM
450911201
460
10240
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0
5120
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JOHNSON & JOHNSON COM
COM
478160104
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0
433314
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JPMORGAN CHASE & CO COM
COM
46625H100
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0
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KANSAS CITY SOUTHERN COM NEW
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0
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KIMBERLY CLARK CORP COM
COM
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KINDER MORGAN ENERGY PARTNERS
COM
494550106
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KINDER MORGAN INC KANS
COM
49456B101
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KIRBY CORP COM
COM
497266106
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KNOWLES CORPORATION
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49926D109
663
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12500
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LABORATORY CORP AMER HLDGS COM
COM
50540R409
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LAMAR ADVERTISING CO CL A
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512815101
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5550
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LEE ENTERPRISES INC
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523768109
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LEUCADIA NATL CORP COM
COM
527288104
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LEVEL 3 COMMUNICATIONS INC
COM
52729N308
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LIBERTY GLOBAL INC COM SER C
COM
G5480U120
1060
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12918
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LIBERTY GLOBAL PLC-A
COM
G5480U104
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LIBERTY MEDIA CORP DELAWARE CO
COM
531229300
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LIBERTY MEDIA CORP SER A
COM
531229102
6154
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LIGHTWAVE LOGIC INC COM
COM
532275104
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40000
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0
20000
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LINEAR TECHNOLOGY CORP COM
COM
535678106
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LOEWS CORP
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540424108
1000
24000
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12000
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LOWES COS INC COM
COM
548661107
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LYONDELLBASELL INDUSTRIES N V
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N53745100
52449
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241345
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M & T BANK CORP
COM
55261F104
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0
2400
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MAGELLAN MIDSTREAM PARTNERS
COM
559080106
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SH
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503831
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MALLINCKRODT PUB LTD CO SHS
COM
G5785G107
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MARATHON PETE CORP COM
COM
56585A102
524
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3095
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MARKET VECTORS BIOTECH ETF
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57060U183
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13060
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MARKWEST ENERGY PARTNERS L P U
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570759100
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MCDERMOTT INTL INC COM
COM
580037109
345
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30200
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MCDONALDS CORP
COM
580135101
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MEDTRONIC INC COM
COM
585055106
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0
5400
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MERCK & CO INC NEW COM
COM
58933Y105
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0
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MFA FINANCIAL INC COM
COM
55272X102
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MICROCHIP TECHNOLOGY INC
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595017104
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MICRON TECHNOLOGY INC
COM
595112103
501
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MICROSOFT CORP COM
COM
594918104
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SH
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MIMEDX GROUP INC COM
COM
602496101
292
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20500
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MONDELEZ INTL INC CL A
COM
609207105
448
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MORGAN STANLEY COM NEW
COM
617446448
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MPLX LP COM UNIT REP LTD
COM
55336V100
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0
33425
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MRI INTERVENTIONS INC COM
COM
55347P100
315
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SH
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0
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NATIONAL OILWELL VARCO INC COM
COM
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NATURAL RESOURCE PARTNERS L P
COM
63900P103
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SH
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NAVISTAR INTL CORP NEW COM
COM
63934E108
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31540
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NESTLE S A SPONSORED ADR
COM
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SH
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NEW MOUNTAIN FIN CORP COM
COM
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NEW YORK REIT INC COM
COM
64976L109
514
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25000
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COM
65339F101
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COM
65341B106
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NIELSEN N V COM
COM
N63218106
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SH
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NIKE INC CL B
COM
654106103
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SH
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NORFOLK SOUTHERN CORP
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NORTHERN TIER ENERGY LP COM UN
COM
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NOVARTIS A G SPONSORED ADR
COM
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COM
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NOW INC COM
COM
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COM
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ONEOK PARTNERS LP UNIT LTD PAR
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PACKAGING CORP OF AMERICA
COM
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536
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4200
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PALLADON VENTURES LTD
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696434208
25
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703
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COM
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SH
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PETROQUEST ENERGY INC COM
COM
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PFIZER INC COM
COM
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COM
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SH
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PHILLIPS 66 COM
COM
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PHILLIPS 66 PARTNERS LP COM UN
COM
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PINNACLE WEST CAP CORP COM
COM
723484101
1212
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PIONEER NATURAL RESOURCES CO
COM
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PLAINS ALL AMERICAN PIPELINE L
COM
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PLAINS GP HLDGS L P SHS A REP
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PLUM CREEK TIMBER CO INC
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PNC FINL SVCS GROUP INC
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POWER CORP CANADA
COM
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444
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8000
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POWERSHARES QQQ NASDAQ 100 UNI
COM
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PPL CORPORATION
COM
69351T106
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PRAXAIR INC COM
COM
74005P104
879
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PROCTER & GAMBLE CO COM
COM
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PROTOKINETIX INC
COM
743722100
3
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PUBLIC SVC ENTERPRISE GROUP CO
COM
744573106
421
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QUALCOMM INC COM
COM
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QUESTAR CORP COM
COM
748356102
1954
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RANGE RES CORP COM
COM
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4826
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RAYMOND JAMES FINANCIAL INC CO
COM
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480
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SH
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0
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RECKITT BENCKISER GROUP PLC
COM
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1906
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11000
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REGENCY ENERGY PARTNERS L P CO
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ROCHE HLDG LTD SPONSORED ADR
COM
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SH
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ROCKWELL AUTOMATION INC
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SH
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0
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ROYAL DUTCH SHELL PLC SPON ADR
COM
780259107
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ROYAL DUTCH SHELL PLC SPONS AD
COM
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SANDRIDGE ENERGY INC
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80007P307
208
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24270
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COM
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SH
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COM
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COM
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510
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505
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COM
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SH
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SOFTBANK CORP ADR
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83404D109
559
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8000
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SPDR DJIA
COM
78467X109
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SPDR GOLD TRUST
COM
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COM
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COM
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COM
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STAAR SURGICAL CO COM PAR $0.0
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COM
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COM
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COM
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TC PIPELINES LP UT COM LTD PRT
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TEEKAY OFFSHORE PARTNERS L P P
COM
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TEMPLETON DRAGON FUND
COM
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COM
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COM
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COM
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COM
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COM
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COM
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OTR
0
20160
20160
YAHOO INC
COM
984332106
50397
1236726
SH
OTR
0
618363
618363
YUM BRANDS INC COM
COM
988498101
695
9660
SH
OTR
0
4830
4830
ZELTIQ AESTHETICS INC COM
COM
98933Q108
453
20000
SH
OTR
0
10000
10000
GOLDQUEST MINING CORP (Canadia
COM
38144c100
4
20000
SH
OTR
0
10000
10000
ALLIANZ FDS RCM MIDCAP INS
Mutual Funds
018919688
166
39666
SH
OTR
0
19833
19833
FIDELITY CONTRAFUND INC COM
Mutual Funds
316071109
508
5028
SH
OTR
0
2514
2514
GABELLI ASSET FD SH BEN INT
Mutual Funds
362395105
614
9317
SH
OTR
0
4659
4659
HARBOR INTL FD INSTL
Mutual Funds
411511306
941
13644
SH
OTR
0
6822
6822
MATTHEWS INTL FDS PAC TIGER FD
Mutual Funds
577130107
12903
456422
SH
OTR
0
228211
228211
PIMCO ALL ASSET FUND - INSTITU
Mutual Funds
722005626
365
29724
SH
OTR
0
14862
14862
PIMCO COMMODITY RR STRAT - INS
Mutual Funds
722005667
205
39321
SH
OTR
0
19660
19660
PUTNAM FD FOR GROWTH&INCOME SH
Mutual Funds
746761105
947
44795
SH
OTR
0
22398
22398
ROWE T PRICE EQUITY INCOME FD
Mutual Funds
779547108
772
22857
SH
OTR
0
11428
11428
ROWE T PRICE INTL FDS INC OVRS
Mutual Funds
77956H757
287
28720
SH
OTR
0
14360
14360
ROYCE FD PENN MUT INV
Mutual Funds
780905840
389
28015
SH
OTR
0
14007
14007
TEMPLETON GROWTH FD INC CL A
Mutual Funds
880199104
565
22451
SH
OTR
0
11225
11225
VANGUARD 500 INDEX FUND - ADM
Mutual Funds
922908710
15785
86733
SH
OTR
0
43366
43366
VANGUARD 500 INDEX FUND - INV
Mutual Funds
922908108
1378
7572
SH
OTR
0
3786
3786
VANGUARD INDEX FDS LCP INDX AD
Mutual Funds
922908579
7366
161284
SH
OTR
0
80642
80642
VANGUARD INTL EQUITY INDEX FD
Mutual Funds
922042767
2738
111603
SH
OTR
0
55802
55802
VANGUARD WORLD FD INTL GR FD A
Mutual Funds
921910501
627
8684
SH
OTR
0
4342
4342
WASHINGTON MUT INVS FD COM
Mutual Funds
939330106
403
9623
SH
OTR
0
4811
4811
DOVER CORPORATION (Special)
COM
260003108
211049
2627276
SH
OTR
0
1313638
1313638
KNOWLES CORPORATION (Special)
COM
49926D109
31279
1180346
SH
OTR
0
590173
590173
AMERICAN INTL GROUP INC WT EXP
COM
026874156
9760
410034
SH
OTR
0
205017
205017
KINDER MORGAN INC DEL WT EXP 0
COM
49456B119
127
34906
SH
OTR
0
17453
17453