13F-HR 1 a2202819z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 ------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Williams, Jones & Associates, LLC ---------------------------------- Address: 717 Fifth Avenue ---------------------------------- 17th Floor ---------------------------------- New York, NY 10022 ---------------------------------- Form 13F File Number: 28-05092 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: KENNETH PAULO ------------------------------- Title: SENIOR VICE PRESIDENT ------------------------------- Phone: 212-935-8758 ------------------------------- Signature, Place, and Date of Signing: /s/ Kenneth Paulo New York, N.Y. May 13, 2011 ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ WILLIAMS, JONES & ASSOCIATES, LLC. FORM 13F SUMMARY PAGE AS OF DATE: 12/31/10 Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 261 -------------------- Form 13F Information Table Value Total: $1,454,968 -------------------- (thousands) List of Other Included Managers: NONE Williams Jones Investment Management FORM 13F 31-Mar-11
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ----------------------------- -------------- --------- ------------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ----------------------------- -------------- --------- ------------- ---------- --- ---- ---------- -------- ---- -------- -------- 3M CO COM cs 88579Y101 818 8745 SH Sole 8745 ABB LTD SPONSORED ADR cs 000375204 6288 259945 SH Sole 259945 ABBOTT LABS COM cs 002824100 6053 123396 SH Sole 123396 ACCENTURE PLC-CL A cs G1150C101 294 5350 SH Sole 5350 AFLAC INC cs 001055102 577 10940 SH Sole 10940 ALTRIA GROUP INC COM cs 02209S103 651 25007 SH Sole 25007 AMAZON COM INC COM cs 023135106 325 1806 SH Sole 1806 AMERICAN TOWER CORP CL A cs 029912201 19700 380155 SH Sole 380155 AMGEN INC COM cs 031162100 362 6775 SH Sole 6775 ANADARKO PETE CORP cs 032511107 302 3692 SH Sole 3692 ANNALY CAP MGMT INC cs 035710409 2019 115724 SH Sole 115724 APACHE CORP COM cs 037411105 753 5755 SH Sole 5755 APPLE INC COM cs 037833100 48861 140200 SH Sole 140200 APPLIED MINERALS INC COM cs 03823M100 253 312817 SH Sole 312817 AT&T INC cs 00206R102 782 25569 SH Sole 25569 AUTOMATIC DATA PROCESSING INC cs 053015103 4830 94139 SH Sole 94139 BANK NOVA SCOTIA HALIFAX COM cs 064149107 611 9945 SH Sole 9945 BANK OF AMERICA CORPORATION CO cs 060505104 1733 130018 SH Sole 130018 BAXTER INTL INC cs 071813109 366 6800 SH Sole 6800 BECTON DICKINSON & CO COM cs 075887109 4412 55410 SH Sole 55410 BERKSHIRE HATHAWAY INC DEL CL cs 084670108 1002 8 SH Sole 8 BERKSHIRE HATHAWAY INC DEL CL cs 084670702 7721 92329 SH Sole 92329 BERRY PETEROLEUM CO CL A cs 085789105 1044 20700 SH Sole 20700 BHP LIMITED SPON ADR cs 088606108 523 5450 SH Sole 5450 BLACKROCK INC cs 09247X101 221 1100 SH Sole 1100 BLACKSTONE GROUP L P UNIT cs 09253U108 20387 1140212 SH Sole 1140212 BOEING CO cs 097023105 318 4300 SH Sole 4300 BOOZ ALLEN HAMILTON HLDG CORP cs 099502106 198 11000 SH Sole 11000 BP PLC SPONSORED ADR cs 055622104 243 5500 SH Sole 5500 BRAINSTORM CELL THERAPEUTICS C cs 10501E102 15 50000 SH Sole 50000 BRISTOL MYERS SQUIBB CO COM cs 110122108 14126 534459 SH Sole 534459 BROOKFIELD ASSET MANAGEMENT CL cs 112585104 219 6753 SH Sole 6753 BUCKEYE PARTNERS LTD cs 118230101 629 9900 SH Sole 9900 BUNGE LTD. cs g16962105 295 4082 SH Sole 4082 CABOT OIL & GAS CORP cs 127097103 11367 214600 SH Sole 214600 CANADIAN NAT RES LTD COM cs 136385101 6940 140410 SH Sole 140410 CANADIAN NATL RY CO COM cs 136375102 365 4850 SH Sole 4850 CANADIAN PAC RY LTD COM cs 13645T100 2372 36862 SH Sole 36862 CATERPILLAR INC DEL COM cs 149123101 2454 22039 SH Sole 22039 CAVIUM NETWORKS INC cs 14965A101 405 9016 SH Sole 9016 CDN IMPERIAL BK OF COMMERCE CO cs 136069101 8827 102201 SH Sole 102201 CENOVUS ENERGY INC cs 15135U109 1998 50745 SH Sole 50745 CHEVRON CORP NEW COM cs 166764100 13279 123610 SH Sole 123610 CHIMERA INVT CORP COM cs 16934Q109 154 39000 SH Sole 39000 CHUBB CORP COM cs 171232101 7848 128000 SH Sole 128000 CISCO SYS INC COM cs 17275R102 6159 359133 SH Sole 359133 CITIGROUP INC cs 172967424 273 61729 SH Sole 61729 CME GROUP INC COM cs 12572Q105 20721 68716 SH Sole 68716 COCA COLA CO COM cs 191216100 1248 18811 SH Sole 18811 COLGATE PALMOLIVE CO COM cs 194162103 16773 207692 SH Sole 207692 CONOCOPHILLIPS COM cs 20825C104 13728 171901 SH Sole 171901 CORECARE SYS INC COM cs 218908101 1 15000 SH Sole 15000 CORN PRODS INTL INC cs 219023108 778 15014 SH Sole 15014 COSTCO WHSL CORP NEW COM cs 22160K105 13308 181506 SH Sole 181506 CROWN CASTLE INTL CORP cs 228227104 24509 576012 SH Sole 576012 CSX CORP cs 126408103 212 2700 SH Sole 2700 DANAHER CORP DEL COM cs 235851102 17145 330339 SH Sole 330339 DCP MIDSTREAM PARTNERS LP UT L cs 23311P100 16901 417312 SH Sole 417312 DEERE & CO cs 244199105 494 5100 SH Sole 5100 DEVON ENERGY CORP cs 25179M103 527 5745 SH Sole 5745 DIGITALGLOBE INC. cs 25389M877 1188 42388 SH Sole 42388 DIRECTV CL A cs 25490A101 2916 62316 SH Sole 62316 DNP SELECT INCOME FD cs 23325P104 116 12200 SH Sole 12200 DOMINION RES INC VA NEW COM cs 25746U109 299 6700 SH Sole 6700 DOVER CORP cs 260003108 4381 66645 SH Sole 66645 DOW CHEMICAL CO cs 260543103 260 6875 SH Sole 6875 DU PONT E I DE NEMOURS & CO cs 263534109 735 13362 SH Sole 13362 DUKE ENERGY CORP cs 26441C105 755 41588 SH Sole 41588 EATON CORP. cs 278058102 4118 74285 SH Sole 74285 EATON VANCE TAX MANAGED GLOBAL cs 27829F108 469 44302 SH Sole 44302 ECOLAB INC COM cs 278865100 9582 187808 SH Sole 187808 EL PASO CORP cs 28336L109 253 14083 SH Sole 14083 EL PASO PIPELINE PARTNERS L P cs 283702108 16909 466700 SH Sole 466700 EMC CORP cs 268648102 2181 82160 SH Sole 82160 EMERSON ELECTRIC CO cs 291011104 292 4990 SH Sole 4990 ENBRIDGE ENERGY PARTNERS L P C cs 29250R106 8006 123900 SH Sole 123900 ENBRIDGE INC cs 29250N105 5982 97355 SH Sole 97355 ENCANA CORP cs 292505104 1629 47175 SH Sole 47175 ENERGY TRANSFER EQUITY L P UT cs 29273V100 12205 271225 SH Sole 271225 ENERGY TRANSFERS PARTNERS LP cs 29273R109 10344 199850 SH Sole 199850 ENERPLUS CORP COM cs 292766102 537 16970 SH Sole 16970 ENTERPRISE PRODS PARTNERS L P cs 293792107 59918 1391496 SH Sole 1391496 ENZON PHARMACEUTICALS INC COM cs 293904108 190 17433 SH Sole 17433 EOG RESOURCES INC cs 26875P101 27820 234746 SH Sole 234746 EQUINIX INC COM NEW cs 29444U502 405 4450 SH Sole 4450 EQUITABLE RES INC COM cs 294549100 299 6000 SH Sole 6000 EXELON CORP COM cs 30161N101 261 6338 SH Sole 6338 EXXON MOBIL CORP COM cs 30231G102 17634 209607 SH Sole 209607 FINISAR CORP COM NEW cs 31787A507 9757 396646 SH Sole 396646 FIRST COMWLTH FINL CORP PA COM cs 319829107 110 16000 SH Sole 16000 FREEHOLD RTY TR UT TR cs 356500108 975 41575 SH Sole 41575 FREEPORT-MCMORAN COPPER AND GO cs 35671D857 3122 56200 SH Sole 56200 GAP INC cs 364760108 237 10455 SH Sole 10455 GENERAL ELECTRIC CO COM cs 369604103 4163 207654 SH Sole 207654 GENERAL MLS INC COM cs 370334104 6959 190406 SH Sole 190406 GENESEE & WYO INC CL A cs 371559105 15234 261750 SH Sole 261750 GILEAD SCIENCES INC cs 375558103 344 8100 SH Sole 8100 GLOBAL TELECOM & TECHNOLGY INC cs 378979108 161 132337 SH Sole 132337 GLOBALSTAR INC cs 378973408 14 11010 SH Sole 11010 GOLDMAN SACHS GROUP INC cs 38141G104 3875 24450 SH Sole 24450 GOLUB CAP BDC INC COM cs 38173M102 967 61250 SH Sole 61250 GOOGLE INC CL A cs 38259P508 43457 74062 SH Sole 74062 GRAINGER W W INC COM cs 384802104 238 1730 SH Sole 1730 HALLIBURTON CO COM cs 406216101 622 12484 SH Sole 12484 HARTFORD FINANCIAL SERVICES GR cs 416515104 2454 91140 SH Sole 91140 HECKMANN CORP COM cs 422680108 12688 1937125 SH Sole 1937125 HEWLETT PACKARD CO COM cs 428236103 278 6783 SH Sole 6783 HOME DEPOT INC cs 437076102 202 5450 SH Sole 5450 HONEYWELL INTL INC cs 438516106 560 9385 SH Sole 9385 HUNTINGTON BANCSHARES INC COM cs 446150104 420 63268 SH Sole 63268 ILLINOIS TOOL WKS INC COM cs 452308109 930 17315 SH Sole 17315 INDIA FUND cs 454089103 3029 91931 SH Sole 91931 INERGY L P UNIT LTD PTNR cs 456615103 992 24750 SH Sole 24750 INTEL CORP COM cs 458140100 5059 250716 SH Sole 250716 INTERNATIONAL BUSINESS MACHS C cs 459200101 20384 125000 SH Sole 125000 ION SIGNATURE TECHNOLOGY INC cs 449784107 50 50000 SH Sole 50000 ISHARES COMEX GOLD TR ISHARES cs 464285105 363 25910 SH Sole 25910 ISHARES FTSE CHINA 25 INDEX FU cs 464287184 13091 291504 SH Sole 291504 ISHARES MSCI AUSTRALIA cs 464286103 4172 156725 SH Sole 156725 ISHARES MSCI BRAZIL cs 464286400 980 12647 SH Sole 12647 ISHARES MSCI CANADA cs 464286509 12058 358770 SH Sole 358770 ISHARES MSCI EAFE INDEX cs 464287465 5913 98406 SH Sole 98406 ISHARES MSCI EMERGING MARKET cs 464287234 9390 192851 SH Sole 192851 ISHARES MSCI GERMANY cs 464286806 259 10000 SH Sole 10000 ISHARES MSCI HONG KONG cs 464286871 349 18410 SH Sole 18410 ISHARES MSCI PAC EX JAPAN cs 464286665 1258 26050 SH Sole 26050 ISHARES MSCI SINGAPORE cs 464286673 437 32000 SH Sole 32000 ISHARES SILVER TRUST cs 46428Q109 423 11500 SH Sole 11500 ISHARES TR NASDAQ BIOTECH INDX cs 464287556 3307 33020 SH Sole 33020 ITC HLDGS CORP cs 465685105 1118 15995 SH Sole 15995 IVANHOE MINES LTD cs 46579N103 17812 648662 SH Sole 648662 JACOBS ENGR GROUP INC cs 469814107 1743 33900 SH Sole 33900 JEFFERIES GROUP INC. cs 472319102 4847 194365 SH Sole 194365 JOHNSON & JOHNSON COM cs 478160104 14796 249717 SH Sole 249717 JOY GLOBAL INC cs 481165108 456 4615 SH Sole 4615 JPMORGAN CHASE & CO COM cs 46625H100 18808 407975 SH Sole 407975 KANSAS CITY SOUTHERN COM NEW cs 485170302 2359 43325 SH Sole 43325 KEYCORP NEW COM cs 493267108 124 14000 SH Sole 14000 KIMBERLY CLARK CORP COM cs 494368103 354 5418 SH Sole 5418 KINDER MORGAN ENERGY PARTNERS cs 494550106 5285 71327 SH Sole 71327 KRAFT FOODS INC CL A cs 50075N104 1484 47328 SH Sole 47328 LABORATORY CORP AMER HLDGS COM cs 50540R409 11487 124679 SH Sole 124679 LEUCADIA NATL CORP COM cs 527288104 15781 420367 SH Sole 420367 LIHUA INTL INC cs 532352101 6342 722295 SH Sole 722295 LINN ENERGY LLC UNIT LTD LIAB cs 536020100 253 6500 SH Sole 6500 LOEWS CORP cs 540424108 517 12000 SH Sole 12000 LYRIS INC COM cs 55235L104 36 140000 SH Sole 140000 MAGELLAN MIDSTREAM PARTNERS cs 559080106 7641 127642 SH Sole 127642 MARKET VECTORS ETF TR AGRIBUS cs 57060U605 7847 140020 SH Sole 140020 MARKET VECTORS ETF TR GOLD MIN cs 57060U100 7280 121135 SH Sole 121135 MARKET VECTORS ETF TR VIETNAM cs 57060U761 631 26600 SH Sole 26600 MCDONALDS CORP cs 580135101 18767 246643 SH Sole 246643 MEDCO HEALTH SOLUTIONS INC cs 58405U102 524 9324 SH Sole 9324 MERCK & CO INC cs 58933Y105 548 16598 SH Sole 16598 METLIFE INC cs 59156R108 206 4596 SH Sole 4596 MFA FINANCIAL INC COM cs 55272X102 22528 2747320 SH Sole 2747320 MICROSOFT CORP COM cs 594918104 18602 732631 SH Sole 732631 MILLENNIUM CELL INC cs 60038B105 0 10000 SH Sole 10000 MOSAIC CO cs 61945A107 4997 63455 SH Sole 63455 MURPHY OIL CORP cs 626717102 220 3000 SH Sole 3000 NATIONAL OILWELL VARCO INC COM cs 637071101 610 7700 SH Sole 7700 NATURAL RESOURCE PARTNERS L P cs 63900P103 33160 945525 SH Sole 945525 NESTLE S A SPONS ADR REG SH cs 641069406 1395 24275 SH Sole 24275 NETAPP INC COM cs 64110D104 12530 260245 SH Sole 260245 NEXTERA ENERGY INC COM cs 65339F101 537 9740 SH Sole 9740 NORFOLK SOUTHERN CORP cs 655844108 391 5650 SH Sole 5650 NORTHERN OIL & GAS INC NEV COM cs 665531109 1458 54625 SH Sole 54625 NUSTAR ENERGY LP UNIT cs 67058H102 3148 46375 SH Sole 46375 NUSTAR GP HOLDINGS LLC cs 211 5800 SH Sole 5800 OCCIDENTAL PETROLEUM CORP cs 674599105 2233 21370 SH Sole 21370 ONEOK PARTNERS LP UNIT LTD PAR cs 68268N103 502 6100 SH Sole 6100 ORACLE CORP cs 68389X105 1054 31580 SH Sole 31580 ORANGE 21 INC cs 685317109 297 185750 SH Sole 185750 PAA NAT GAS STORAGE L P UNIT L cs 693139107 239 10150 SH Sole 10150 PALLADON VENTURES LTD cs 696434208 31 20500 SH Sole 20500 PARKER HANNIFIN CORP cs 701094104 228 2405 SH Sole 2405 PENN VA RESOURCE PARTNERS L P cs 707884102 687 24800 SH Sole 24800 PENN WEST ENERGY TRUST cs 707887105 1224 44175 SH Sole 44175 PEPSICO INC COM cs 713448108 16845 261521 SH Sole 261521 PETROLEO BRASILERO SA PETROBRA cs 71654V408 989 24458 SH Sole 24458 PFIZER INC COM cs 717081103 1817 89440 SH Sole 89440 PHILIP MORRIS INTL INC cs 718172109 263 4008 SH Sole 4008 PLAINS ALL AMERICAN PIPELINE L cs 726503105 6243 97955 SH Sole 97955 PLUM CREEK TIMBER CO INC cs 729251108 4331 99315 SH Sole 99315 POTLATCH CORP cs 737630103 623 15500 SH Sole 15500 POWER CORP CANADA cs 739239101 236 8000 SH Sole 8000 POWERSHARES DB AGRICULTURE FUN cs 73936B408 228 6660 SH Sole 6660 POWERSHARES QQQ NASDAQ 100 UNI cs 73935A104 4726 82296 SH Sole 82296 PROCTER & GAMBLE CO COM cs 742718109 3405 55277 SH Sole 55277 PROTOKINETIX INC cs 743722100 2 60000 SH Sole 60000 QEP RES INC COM cs 74733V100 364 8983 SH Sole 8983 QUALCOMM INC COM cs 747525103 27054 493417 SH Sole 493417 RANGE RESOURCES CORP cs 75281A109 5497 94032 SH Sole 94032 ROCKWELL AUTOMATION INC cs 773903109 9502 100395 SH Sole 100395 ROYAL DUTCH PLC ADR cs 780259206 951 13050 SH Sole 13050 ROYAL DUTCH SHELL PLC ADR B cs 780259107 376 5129 SH Sole 5129 SANDRIDGE ENERGY INC cs 80007P307 859 67140 SH Sole 67140 SCHLUMBERGER LTD COM cs 806857108 26925 288714 SH Sole 288714 SELECT SECTOR SPDR TR SBI INT- cs 81369Y506 811 10167 SH Sole 10167 SHENGKAI INNOVATIONS INC COM cs 82321P104 1468 373550 SH Sole 373550 SOCIEDAD QUIMICA MINERA DE CHI cs 833635105 260 4700 SH Sole 4700 SOUTHWESTERN ENERGY CO COM cs 845467109 39995 930758 SH Sole 930758 SPDR GOLD TRUST cs 78463V107 41167 294343 SH Sole 294343 SPDR KBW REGIONAL BANKING ETF cs 78464A698 2657 99900 SH Sole 99900 SPDR S&P 500 INDEX ETF cs 78462F103 4905 37016 SH Sole 37016 SPDR S&P MIDCAP 400 INDEX cs 78467Y107 594 3310 SH Sole 3310 STAAR SURGICAL CO COM PAR $0.0 cs 852312305 334 60000 SH Sole 60000 STAR GAS PARTNERS L P UNIT LTD cs 85512C105 761 133500 SH Sole 133500 SYNOVUS FINL CORP cs 87161C105 24 10000 SH Sole 10000 SYSCO CORP COM cs 871829107 6711 242291 SH Sole 242291 TARGET CORP COM cs 87612E106 426 8528 SH Sole 8528 TEEKAY OFFSHORE PARTNERS L P P cs 21434 702758 SH Sole 702758 TEMPLETON DRAGON FUND cs 88018T101 1769 57050 SH Sole 57050 TEVA PHARMACEUTICAL INDS LTD A cs 881624209 1203 23987 SH Sole 23987 TJX COS INC NEW cs 872540109 229 4600 SH Sole 4600 TRANSPAC INDUSTRIAL HOLDINGS L cs Y8970F108 102 60000 SH Sole 60000 TRAVELERS COMPANIES INC COM cs 89417E109 265 4460 SH Sole 4460 TWO HBRS INVT CORP cs 90187B101 1070 102200 SH Sole 102200 UGI CORP NEW COM cs 902681105 979 29750 SH Sole 29750 UNIFI INC COM cs 904677200 263 15500 SH Sole 15500 UNITED TECHNOLOGIES CORP cs 913017109 1678 19825 SH Sole 19825 US BANCORP DEL cs 902973304 5448 206147 SH Sole 206147 VALE S A ADR cs 91912E105 7164 214825 SH Sole 214825 VANGUARD HIGH DIV YLD ETF cs 921946406 7501 169200 SH Sole 169200 VANGUARD MSCI EMERGING MARKETS cs 922042858 12597 257345 SH Sole 257345 VANGUARD SPECIALIZED PORTFOLIO cs 921908844 400 7200 SH Sole 7200 VERIZON COMMUNICATIONS INC COM cs 92343V104 32954 855070 SH Sole 855070 VIRNETX HOLDING CORP COM cs 92823T108 3137 157550 SH Sole 157550 VODAFONE GROUP PLC NEW SPONS A cs 92857W209 6047 210316 SH Sole 210316 WABTEC cs 929740108 1285 18950 SH Sole 18950 WAL MART STORES INC COM cs 931142103 1840 35355 SH Sole 35355 WALT DISNEY INC cs 254687106 4985 115692 SH Sole 115692 WELLS FARGO & CO NEW COM cs 949746101 1204 37976 SH Sole 37976 WILLIAMS COS INC DEL COM cs 969457100 426 13650 SH Sole 13650 WILLIAMS PARTNERS LP cs 96950F104 745 14387 SH Sole 14387 WILLIS GROUP HOLDINGS PLC cs 4807 119100 SH Sole 119100 WINDSTREAM CORP COM cs 97381W104 1752 136100 SH Sole 136100 WINTHROP RLTY TR SH BEN INT cs 976391300 707 57750 SH Sole 57750 WISDOMTREE EMERGING MKTS EQUIT cs 97717W315 12958 212040 SH Sole 212040 WISDOMTREE INDIA EARNINGS FUND cs 97717W422 207 8350 SH Sole 8350 WISDOMTREE INVTS INC COM cs 97717P104 57 10000 SH Sole 10000 DUFF & PHELPS UTIL CORP BD TR ft 26432K108 110 10000 SH Sole 10000 BLACKROCK GLB ALLOCATION FD CL mf 09251T103 231 11499 SH Sole 11499 CGM FOCUS FUND mf 125325506 226 6711 SH Sole 6711 DREYFUS FD INC COM mf 262003106 165 17307 SH Sole 17307 FIDELITY ADVISORS NEW INSIGHTS mf 316071208 230 11038 SH Sole 11038 GABELLI ASSET FD SH BEN INT mf 362395105 243 4659 SH Sole 4659 HARDING LOEVNER EMERG MKT PORT mf 412295305 323 6351 SH Sole 6351 LONGLEAF PARTNERS FDS TR INTL mf 543069405 347 21998 SH Sole 21998 MATTHEWS ASIAN GROWTH AND INC mf 577130206 194 10736 SH Sole 10736 MATTHEWS INTL FDS PAC TIGER FD mf 577130107 4941 212698 SH Sole 212698 PIMCO GLOBAL MULTI ASSET FD CL mf 72201P407 372 31054 SH Sole 31054 PRINCIPAL FDS INC STRG ASMG CG mf 74254V455 151 11167 SH Sole 11167 PUTNAM FD FOR GROWTH&INCOME SH mf 746761105 321 22398 SH Sole 22398 ROYCE FD OPPORTUNITY FD mf 780905832 189 14696 SH Sole 14696 TWEEDY BROWNE GLOBAL VALUE FUN mf 901165100 384 15900 SH Sole 15900 VANGUARD 500 INDEX FUND mf 922908108 306 2506 SH Sole 2506 VANGUARD INTL EQUITY INDEX FD mf 922042304 304 9849 SH Sole 9849 VANGUARD TOTAL STK MKT IDEX SI mf 922908488 639 19815 SH Sole 19815 DOVER CORPORATION (Special) sb 260003108 129993 1977387 SH Sole 1977387 HECKMANN CORP WTRS Exp 11/09/2 wt 422680116 727 765000 SH Sole 765000