-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K4riSFvUMEmkzt4KU/zY6nUZovFEpYcTcxNbgKVeX6wQRgVRoYHDoOK4Z3i+E470 BhpzDmnh74Na2W0hP6kpCA== 0001047469-10-000776.txt : 20100212 0001047469-10-000776.hdr.sgml : 20100212 20100212100821 ACCESSION NUMBER: 0001047469-10-000776 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 EFFECTIVENESS DATE: 20100212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS JONES & ASSOCIATES LLC CENTRAL INDEX KEY: 0000949743 IRS NUMBER: 133449010 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05092 FILM NUMBER: 10595019 BUSINESS ADDRESS: STREET 1: 717 FIFTH AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129358757 MAIL ADDRESS: STREET 1: 717 FIFTHE AVE STREET 2: SUITE 2400 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAMS JONES & ASSOCIATES INC /NY DATE OF NAME CHANGE: 19990319 13F-HR 1 a2196054z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 ------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Williams, Jones & Associates, LLC ---------------------------------- Address: 717 Fifth Avenue ---------------------------------- 17th Floor ---------------------------------- New York, NY 10022 ---------------------------------- Form 13F File Number: 28-05092 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: KENNETH PAULO ------------------------------- Title: SENIOR VICE PRESIDENT ------------------------------- Phone: 212-935-8758 ------------------------------- Signature, Place, and Date of Signing: /s/ Kenneth Paulo New York, N.Y. February 12, 2010 - ------------------------------- ----------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 236 -------------------- Form 13F Information Table Value Total: $1,069,062,000 -------------------- (thousands) List of Other Included Managers: NONE WILLIAM JONES & ASSOCIATES FORM 13F 31-Dec-09
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ------------------------------- -------------- --------- ----------- ------------------- --------- -------- ----------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------- -------------- --------- ----------- --------- --- ---- ---------- -------- ---- ------ ----------- 3M CO cs 88579Y101 775 9380 SH Sole 9380 ABB LTD SPONSORED ADR cs 000375204 4533 237345 SH Sole 237345 ABBOTT LABORATORIES cs 002824100 4227 78298 SH Sole 78298 ADOBE SYS INC cs 00724F101 211 5750 SH Sole 5750 AFLAC INC cs 001055102 493 10670 SH Sole 10670 ALLIANCEBERNSTEIN HOLDING LP cs 01881G106 1367 48630 SH Sole 48630 ALPHA NATURAL RESOURCES INC cs 02076X102 4536 104565 SH Sole 104565 AMAZON COM INC COM cs 023135106 362 2688 SH Sole 2688 AMERICAN TOWER CORP CL A cs 029912201 20096 465069 SH Sole 465069 AMGEN INC cs 031162100 652 11525 SH Sole 11525 ANADARKO PETE CORP cs 032511107 541 8667 SH Sole 8667 ANNALY CAP MGMT INC cs 035710409 25976 1497190 SH Sole 1497190 APACHE CORP cs 037411105 584 5664 SH Sole 5664 APPLE INC cs 037833100 16981 80534 SH Sole 80534 AT&T INC cs 00206R102 891 31797 SH Sole 31797 AUTOMATIC DATA PROCESSING INC cs 053015103 625 14600 SH Sole 14600 BANK OF AMERICA cs 060505104 2194 145684 SH Sole 145684 BARCLAYS BK PLC IPATH S&P ETN cs 06740C519 6194 80600 SH Sole 80600 BAXTER INTL INC COM cs 071813109 286 4880 SH Sole 4880 BECTON DICKINSON AND CO cs 075887109 1760 22320 SH Sole 22320 BERKSHIRE HATHAWAY INC DEL CL cs 084670108 1488 15 SH Sole 15 BERKSHIRE HATHAWAY INC DEL CL cs 084670702 6487 1974 SH Sole 1974 BERRY PETEROLEUM CO CL A cs 085789105 603 20700 SH Sole 20700 BHP LIMITED SPON ADR cs 088606108 551 7200 SH Sole 7200 BLACKROCK INC cs 09247X101 5554 23920 SH Sole 23920 BLACKSTONE GROUP L P UNIT cs 09253U108 10645 811350 SH Sole 811350 BOARDWALK PIPELINE PARTNERS LP cs 096627104 4349 144819 SH Sole 144819 BOEING CO cs 097023105 227 4200 SH Sole 4200 BP PLC SPONSORED ADR cs 055622104 2392 41264 SH Sole 41264 BRISTOL MYERS SQUIBB CO cs 110122108 9726 385200 SH Sole 385200 BROADPOINT GLEACHER SECURITIES cs 11134a103 236 53000 SH Sole 53000 BROOKFIELD ASSET MANAGEMENT CL cs 112585104 377 17015 SH Sole 17015 BROOKFIELD INFRAST PARTNERS LP cs G16252101 264 15750 SH Sole 15750 BUCKEYE PARTNERS LTD cs 118230101 12718 233575 SH Sole 233575 BUNGE LTD. cs g16962105 518 8122 SH Sole 8122 CABOT OIL & GAS CORP cs 127097103 4513 103525 SH Sole 103525 CAMERON INTERNATIONAL CORP cs 13342B105 316 7556 SH Sole 7556 CANADIAN NATL RY CO COM cs 136375102 217 4000 SH Sole 4000 CANADIAN NATURAL RESOURCES cs 136385101 5679 78930 SH Sole 78930 CATERPILLAR INC cs 149123101 1232 21614 SH Sole 21614 CAVIUM NETWORKS INC cs 14965A101 4244 178092 SH Sole 178092 CDN IMPERIAL BK OF COMMERCE cs 136069101 4300 66549 SH Sole 66549 CENOVUS ENERGY INC COM cs 15135U109 1360 53955 SH Sole 53955 CHEVRON CORP cs 166764100 9925 128916 SH Sole 128916 CHIMERA INVT CORP cs 16934Q109 5161 1330275 SH Sole 1330275 CHINA INTEGRATED ENERGY INC CO cs 16948P105 158 22400 SH Sole 22400 CHINA REAL ESTATE INFORMATION cs 16948Q103 1287 117175 SH Sole 117175 CHUBB CORP cs 171232101 811 16486 SH Sole 16486 CISCO SYS INC cs 17275R102 33703 1407799 SH Sole 1407799 CITIGROUP INC cs 172967101 143 43087 SH Sole 43087 COCA COLA CO cs 191216100 2140 37549 SH Sole 37549 COCA COLA ENTERPRISE cs 191219104 1388 65458 SH Sole 65458 COHEN & STEERS QUALITY RLTY FD cs 19247L106 86 14124 SH Sole 14124 COLGATE PALMOLIVE CO cs 194162103 17699 215448 SH Sole 215448 COMCAST CORP NEW CL A cs 20030N101 251 14907 SH Sole 14907 CONOCOPHILLIPS cs 20825C104 2231 43692 SH Sole 43692 CORECARE SYS INC COM cs 218908101 1 15000 SH Sole 15000 CORN PRODS INTL INC cs 219023108 439 15020 SH Sole 15020 COSTCO WHSL CORP cs 22160K105 10728 181314 SH Sole 181314 CROWN CASTLE INTL CORP cs 228227104 21842 559483 SH Sole 559483 CURRENCYSHARES AUSTRALIAN DLR cs 23129U101 428 4750 SH Sole 4750 CURRENCYSHARES CDN DLR TR cs 23129X105 749 7900 SH Sole 7900 CURRENCYSHARES EURO TRUST cs 23130C108 257 1800 SH Sole 1800 CVS CAREMARK CP cs 126650100 317 9852 SH Sole 9852 DANAHER CORP DEL cs 235851102 13114 174385 SH Sole 174385 DCP MIDSTREAM PARTNERS LP cs 23311P100 3184 107662 SH Sole 107662 DEERE & CO cs 244199105 341 6300 SH Sole 6300 DEVON ENERGY CORP cs 25179M103 413 5615 SH Sole 5615 DIGITALGLOBE INC. cs 25389M877 484 20000 SH Sole 20000 DIRECTV CL A cs 25490A101 5547 166321 SH Sole 166321 DISNEY WALT CO cs 254687106 4067 126107 SH Sole 126107 DNP SELECT INCOME FD cs 23325P104 109 12200 SH Sole 12200 DOMINION RES INC VA NEW COM cs 25746U109 266 6842 SH Sole 6842 DOW CHEMICAL CO cs 260543103 445 16100 SH Sole 16100 DU PONT E I DE NEMOURS & CO cs 263534109 564 16737 SH Sole 16737 DUKE ENERGY CORP cs 26441C105 592 34424 SH Sole 34424 DUOYUAN GLOBAL WTR INC SPONSOR cs 266043108 555 15500 SH Sole 15500 E-HOUSE CHINA HDLG cs 26852w103 340 18750 SH Sole 18750 EAGLE BULK SHIPPING INC cs Y2187A101 101 20500 SH Sole 20500 EATON VANCE TAX MNG GBL DV EQT cs 27829F108 774 62802 SH Sole 62802 EATON VANCE TX MGD DIV EQ INC cs 27828N102 407 31000 SH Sole 31000 ECOLAB INC cs 278865100 3158 70850 SH Sole 70850 EL PASO CORP cs 28336L109 124 12583 SH Sole 12583 EL PASO PIPELINE PARTNERS L P cs 283702108 5541 213460 SH Sole 213460 ENBRIDGE INC COM cs 29250N105 2570 55600 SH Sole 55600 ENCANA CORP cs 292505104 1748 53955 SH Sole 53955 ENCORE ENERGY PARTNERS cs 29257a106 1483 74800 SH Sole 74800 ENERGIZER HLDGS INC COM cs 29266R108 318 5185 SH Sole 5185 ENERGY TRANSFER EQUITY L P cs 29273V100 5607 183350 SH Sole 183350 ENERGY TRANSFERS PARTNERS LP cs 29273R109 16571 368482 SH Sole 368482 ENSTAR GROUP LTD cs G3075P101 1244 17034 SH Sole 17034 ENTERPRISE PRODS PARTNERS L P cs 293792107 41180 1311040 SH Sole 1311040 ENZON PHARMACEUTICALS INC COM cs 293904108 168 15933 SH Sole 15933 EOG RESOURCES INC cs 26875P101 2731 28065 SH Sole 28065 EQUINIX INC COM NEW cs 29444U502 584 5500 SH Sole 5500 EQUITABLE RES INC COM cs 294549100 264 6000 SH Sole 6000 EXELON CORP cs 30161N101 214 4374 SH Sole 4374 EXXON MOBIL CORP cs 30231G102 17136 251304 SH Sole 251304 FPL GROUP INC cs 302571104 514 9740 SH Sole 9740 FRANKLIN STREET PROPERTIES cs 35471R106 556 38089 SH Sole 38089 FREEHOLD ROYALTY TRUST cs 355904103 667 46575 SH Sole 46575 GAP INC cs 364760108 209 10000 SH Sole 10000 GENERAL ELECTRIC CO cs 369604103 3727 246301 SH Sole 246301 GENERAL MILLS INC cs 370334104 9946 140464 SH Sole 140464 GILEAD SCIENCES INC cs 375558103 400 9233 SH Sole 9233 GLAXOSMITHKLINE PLC SPONS ADR cs 37733W105 506 11980 SH Sole 11980 GLOBAL TELECOM & TECHNOLGY INC cs 378979108 36 30000 SH Sole 30000 GLOBALSTAR INC cs 378973408 10 12012 SH Sole 12012 GOLDMAN SACHS GROUP INC cs 38141G104 3710 21975 SH Sole 21975 GOOGLE INC cs 38259P508 12057 19447 SH Sole 19447 HALLIBURTON CO COM cs 406216101 376 12484 SH Sole 12484 HEWLETT PACKARD CO cs 428236103 26470 513872 SH Sole 513872 HOME DEPOT INC cs 437076102 397 13718 SH Sole 13718 HONEYWELL INTL INC cs 438516106 361 9200 SH Sole 9200 HRPT PPTYS TR COM SH BEN INT cs 40426W101 82 12700 SH Sole 12700 HUNTINGTON BANCSHARES INC cs 231 63268 SH Sole 63268 ILLINOIS TOOL WORKS INC cs 452308109 1237 25769 SH Sole 25769 INDIA FUND INC cs 454089103 3179 103555 SH Sole 103555 INTEL CORP cs 458140100 9400 460793 SH Sole 460793 INTERNATIONAL BUSINESS MACHS cs 459200101 11302 86341 SH Sole 86341 ION SIGNATURE TECHNOLOGY INC cs 449784107 50 50000 SH Sole 50000 ISHARES CHINA 25 INDEX cs 464287184 21239 502466 SH Sole 502466 ISHARES COMEX GOLD TR ISHARES cs 464285105 278 2591 SH Sole 2591 ISHARES INC MSCI AUSTRALIA cs 464286103 5179 226750 SH Sole 226750 ISHARES INC MSCI BRAZIL cs 464286400 8301 111265 SH Sole 111265 ISHARES INC MSCI CDA INDEX cs 464286509 7285 276695 SH Sole 276695 ISHARES INC MSCI PAC J IDX cs 464286665 929 22450 SH Sole 22450 ISHARES SILVER TRUST cs 46428Q109 304 18400 SH Sole 18400 ISHARES TR MSCI EAFE IDX cs 464287465 5849 105768 SH Sole 105768 ISHARES TR MSCI EMERG MKT cs 464287234 9890 238313 SH Sole 238313 ISHARES TR NASDAQ BIOTECH INDX cs 464287556 3011 36775 SH Sole 36775 ITC HLDGS CORP cs 465685105 2417 46405 SH Sole 46405 J CREW GROUP INC cs 46612H402 731 16350 SH Sole 16350 JACOBS ENGR GROUP INC cs 469814107 2012 53508 SH Sole 53508 JOHNSON & JOHNSON cs 478160104 20815 323170 SH Sole 323170 JOY GLOBAL INC cs 481165108 335 6500 SH Sole 6500 JPMORGAN CHASE cs 46625H100 4077 97841 SH Sole 97841 KIMBERLY CLARK CORP cs 494368103 1042 16348 SH Sole 16348 KINDER MORGAN ENERGY PARTNERS cs 494550106 9900 162354 SH Sole 162354 KRAFT FOODS INC CL A cs 50075N104 5638 207424 SH Sole 207424 LABORATORY CORP NEW cs 50540R409 9958 133054 SH Sole 133054 LEUCADIA NATL CORP cs 527288104 3850 161843 SH Sole 161843 LILLY ELI & CO COM cs 532457108 565 15830 SH Sole 15830 LOEWS CORP cs 540424108 436 12000 SH Sole 12000 LYRIS INC COM cs 55235L104 35 110000 SH Sole 110000 MAGELLAN MIDSTREAM PARTNERS cs 559080106 17220 397416 SH Sole 397416 MCDONALDS CORP cs 580135101 21056 337220 SH Sole 337220 MEDCO HEALTH SOLUTIONS INC cs 58405U102 844 13213 SH Sole 13213 MERCK & CO INC cs 58933Y105 1077 29473 SH Sole 29473 MICROSOFT CORP cs 594918104 27438 899914 SH Sole 899914 MILLENNIUM CELL INC cs 60038B105 0 10000 SH Sole 10000 MONSANTO CO NEW cs 61166W101 1333 16305 SH Sole 16305 MURPHY OIL CORP cs 626717102 225 4150 SH Sole 4150 NATIONAL OILWELL VARCO INC COM cs 637071101 339 7700 SH Sole 7700 NATURAL RESOURCE PARTNERS L P cs 63900P103 15667 646340 SH Sole 646340 NESTLE S A SPONS ADR REG SH cs 641069406 604 12500 SH Sole 12500 NEWS CORP CL A cs 65248e104 151 11025 SH Sole 11025 NGP CAP RES CO cs 62912R107 2516 309473 SH Sole 309473 NORTH EUROPEAN OIL ROYLTY TR cs 659310106 375 12050 SH Sole 12050 NORTHERN TRUST CORP cs 665859104 262 5000 SH Sole 5000 OCCIDENTAL PETROLEUM CORP cs 674599105 1843 22660 SH Sole 22660 ONEOK PARTNERS LP UNIT LTD PAR cs 68268N103 728 11680 SH Sole 11680 ORACLE CORP cs 68389X105 691 28140 SH Sole 28140 PENN VA RESOURCE PARTNERS L P cs 707884102 826 38300 SH Sole 38300 PENN WEST ENERGY TR TR UNIT cs 707885109 1052 59795 SH Sole 59795 PEPSICO INC cs 713448108 26505 435933 SH Sole 435933 PETROLEO BRASILERO SA PETROBRA cs 71654V408 2494 52308 SH Sole 52308 PFIZER INC cs 717081103 1510 83018 SH Sole 83018 PHILIP MORRIS INTL INC cs 718172109 469 9731 SH Sole 9731 PLUM CREEK TIMBER CO INC cs 729251108 1884 49900 SH Sole 49900 POWER CORP CDA COM cs 739239101 222 8000 SH Sole 8000 POWERSHARES DB AGRICULTURE FUN cs 73936B408 293 11100 SH Sole 11100 POWERSHARES QQQ TR UNIT SER 1 cs 73935A104 11884 258808 SH Sole 258808 PROCTER & GAMBLE CO cs 742718109 5183 85486 SH Sole 85486 PROTOKINETIX INC cs 743722100 3 40000 SH Sole 40000 QUALCOMM INC cs 747525103 28224 610127 SH Sole 610127 QUESTAR CORP COM cs 748356102 628 15100 SH Sole 15100 RANGE RESOURCES CORP cs 75281A109 8968 179892 SH Sole 179892 ROYAL DUTCH PLC ADR cs 780259206 1111 18475 SH Sole 18475 ROYAL DUTCH SHELL PLC ADR B cs 780259107 304 5229 SH Sole 5229 SANDRIDGE ENERGY INC cs 80007P307 3277 347547 SH Sole 347547 SCHLUMBERGER LTD cs 806857108 13322 204674 SH Sole 204674 SELECT SECTOR SPDR TR SBI INT- cs 81369Y506 517 9067 SH Sole 9067 SIRIUS XM RADIO INC (RESTRICTE cs 82967N918 171 284493 SH Sole 284493 SOCIEDAD QUIMICA MINERA DE CHI cs 833635105 438 11650 SH Sole 11650 SOUTHWESTERN ENERGY CO cs 845467109 30225 627066 SH Sole 627066 SPDR GOLD TRUST cs 78463V107 38313 357031 SH Sole 357031 SPDR S&P 500 ETF TRUST SERIES- cs 78462F103 5818 52210 SH Sole 52210 SPDR S&P MIDCAP 400 ETF TRUST cs 78467Y107 308 2339 SH Sole 2339 SPECTRA ENERGY PARTNERS LP COM cs 84756N109 2573 87000 SH Sole 87000 SPRINT NEXTEL CORP cs 852061100 81 22126 SH Sole 22126 STAAR SURGICAL CO COM PAR $0.0 cs 852312305 186 60000 SH Sole 60000 STAPLES INC cs 855030102 3142 127778 SH Sole 127778 STAR GAS PARTNERS L P UNIT LTD cs 85512C105 511 123500 SH Sole 123500 SYSCO CORP cs 871829107 5440 194701 SH Sole 194701 TARGET CORP cs 87612E106 672 13900 SH Sole 13900 TCW STRATEGIC INCOME FUND INC cs 872340104 67 15300 SH Sole 15300 TEEKAY OFFSHORE PARTNERS L P cs 10269 514725 SH Sole 514725 TEMPLETON DRAGON FD INC cs 88018T101 1508 55350 SH Sole 55350 TEVA PHARMACEUTICAL INDS LTD A cs 881624209 597 10634 SH Sole 10634 TRANS1 INC. cs 89385x105 220 55725 SH Sole 55725 TRANSOCEAN LTD cs H8817H100 1289 15565 SH Sole 15565 UGI CORP NEW COM cs 902681105 768 31750 SH Sole 31750 UNICA CORP cs 904583101 1819 234725 SH Sole 234725 UNITED TECHNOLOGIES CORP cs 913017109 1444 20800 SH Sole 20800 VALE S A cs 91912E105 3153 108600 SH Sole 108600 VANGUARD EMERGING MARKETS ETF cs 922042858 5663 138131 SH Sole 138131 VANGUARD INTL EQUITY INDEX FD cs 922042866 497 9675 SH Sole 9675 VERIZON COMMUNICATIONS INC cs 92343V104 712 21502 SH Sole 21502 VIRNETX HOLDING CORP COM cs 92823T108 173 59000 SH Sole 59000 VULCAN MATLS CO cs 929160109 1433 27199 SH Sole 27199 WAL MART STORES INC cs 931142103 4375 81850 SH Sole 81850 WALGREEN CO cs 931422109 204 5550 SH Sole 5550 WASTE MANAGEMENT cs 94106L109 372 11000 SH Sole 11000 WEATHERFORD INTERNATIONAL LTD cs h27013103 1082 60415 SH Sole 60415 WELLS FARGO & CO NEW cs 949746101 268 9918 SH Sole 9918 WILLIAMS COS INC cs 969457100 480 22750 SH Sole 22750 WILLIAMS PIPELINE PARTNERS L P cs 96950K103 10023 422025 SH Sole 422025 WISDOMTREE TRUST BRAZILN RL ET cs 97717W240 845 31850 SH Sole 31850 WISDOMTREE TRUST INDIA ERNGS F cs 97717W422 4350 197120 SH Sole 197120 DUFF & PHELPS UTIL CORP BD TR 26432K108 147 12000 SH Sole 12000 VAN KAMPEN DYNAMIC CR OPPORTUN 921166104 118 10000 SH Sole 10000 BARRETT OPPORTUNITY FD INC COM mf 79548m104 217 6696.703 SH Sole 6696.703 BERNSTEIN SANFORD C FUND INC T mf 085568707 296 19362.79 SH Sole 19362.79 CGM FOCUS FUND mf 125325506 473 15899.14 SH Sole 15899.14 GABELLI ASSET FD SH BEN INT mf 362395105 200 4978.876 SH Sole 4978.876 HARDING LOEVNER EMERG MKT PORT mf 412295305 273 6350.675 SH Sole 6350.675 LEGG MASON PARTNERS CAP FD INC mf 524694403 269 13000 SH Sole 13000 MATTHEWS INTL FDS PAC TIGER FD mf 577130107 4077 211987.2 SH Sole 211987.2 PIMCO FDS GBL MLT FD A mf 72201P407 166 15193.5 SH Sole 15193.5 PUTNAM FD FOR GROWTH&INCOME SH mf 746761105 275 22919.51 SH Sole 22919.51 VANGUARD 500 INDEX FUND mf 922908108 382 3724.478 SH Sole 3724.478 VANGUARD INDEX FDS 500 IDX FD mf 922908496 266 3141.915 SH Sole 3141.915 VANGUARD INTL EQUITY INDEX FD mf 922042304 548 21169.04 SH Sole 21169.04 VANGUARD SPECIALIZED PORTFOLIO mf 921908885 860 16959.57 SH Sole 16959.57 DOVER CORPORATION (Special) sb 260003108 97494 2343047 SH Sole 2343047
-----END PRIVACY-ENHANCED MESSAGE-----