-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N/odRarXBFSyl1bs7VmN8Ip3LSBD3Du8R2tcdYSwHB4kmbkKhQXP2I5w1kmEists PUBvdDgAgMcPoIL4o2x0mg== 0000950123-97-009438.txt : 19971113 0000950123-97-009438.hdr.sgml : 19971113 ACCESSION NUMBER: 0000950123-97-009438 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19971113 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CREATIVE BAKERIES INC CENTRAL INDEX KEY: 0000949721 STANDARD INDUSTRIAL CLASSIFICATION: BAKERY PRODUCTS [2050] IRS NUMBER: 133832215 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48185 FILM NUMBER: 97715313 BUSINESS ADDRESS: STREET 1: 222 NEW RD CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 9738088248 MAIL ADDRESS: STREET 1: 222 NEW RD CITY: PARSIPPANY STATE: NJ ZIP: 07054 FORMER COMPANY: FORMER CONFORMED NAME: WILLIAM GREENBERG JR DESSERTS & CAFES INC DATE OF NAME CHANGE: 19950918 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PAINE WEBBER GROUP INC CENTRAL INDEX KEY: 0000075754 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132760086 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1285 AVE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127132000 FORMER COMPANY: FORMER CONFORMED NAME: PAINE WEBBER INC DATE OF NAME CHANGE: 19840523 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) CREATIVE BAKERIES, INC. (Name of Issuer) Common Stock (Title of class of securities) 2252681010 (CUSIP number) Check the following box if a fee is being paid with this statement / / (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes). 2 (1) Name of Reporting Persons PaineWebber Group Inc. S.S. or I.R.S. Identification 13-2760086 Nos. of Above Persons (2) Check the Appropriate Box if a Member of (a) Group (b) X (See Instructions) (3) SEC Use Only (4) Citizenship of Place of Organization State of Delaware Number of Shares Beneficially Owned by Each Reporting Person With (5) Sole Voting Power 382,000 (6) Shared Voting Power 0 (7) Sole Dispositive Power 0 (8) Shared Dispositive Power 382,000 (9) Aggregate Amount Beneficially Owned by Each 382,000 Reporting Person (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) (11) Percent of Class Represented by Amount in Row 9 12.10% (12) Type of Reporting Person (See Instructions) HC, CO
3 Item 1 (a) Name of Issuer CREATIVE BAKERIES, INC. Item 1 (b) Address of Issuer's Principal Executive Offices 222 New Road Parsippany, NJ 07054 Item 2 (a) Name of Person Filing PaineWebber Group Inc. Item 2 (b) Address of Principal Business office: 1285 Avenue of the Americas New York, N.Y. 10019-6028 Item 2 (c) Citizenship: State of Delaware Item 2 (d) Title of Class of Securities. COMMON STOCK Item 2 (e) CUSIP Number. 225268101 Item 3 The person filing this statement pursuant to Rule 13-1 (b) or 13-d-2 is: (g) Parent Holding Company, in accordance with 240.13d-1(b) ii(g) Item 4 Ownership (a) Amount Beneficially Owned 382,000 (b) Percent of Class 12.10% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 382,000 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct the disposition of 382,000 Item 5 Ownership of Five Percent or Less of a Class. Inapplicable Item 6 Ownership of More than Five Percent on Behalf of Another Person Inapplicable 4 Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company MHAM 382,000 Mitchell Hutchins Institutional Investors Inc. ("MHII") and Financial Counselors, Inc. ("FCI") are wholly-owned subsidiaries of Mitchell Hutchins Asset Management Inc. ("MHAM"), which in turn is a wholly-owned subsidiary of PaineWebber Incorporated ("PWI"), which is in turn a wholly-owned subsidiary of PaineWebber Group Inc. ("PWG"). PWG is a parent holding company as that term is defined by Rule 13d-1(b) (1) (ii) (G) of the Securities Exchange Act of 1934 (the "Act"). PWI and MHAM are broker-dealers registered under Section 15 of the Act. PWI, MHAM, and FCI are investment advisers registered under Section 203 of the Investment Advisers Act of 1940. Item 8 Identification and Classification of Members of the Group Inapplicable Item 9 Notice of Dissolution of the Group. Inapplicable Item 10 Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transactions having such purposes or effect. After reasonable inquiry and to the best of my knowledge and believe, I certify that the information set forth in this statement is true, complete and correct. Date: NOVEMBER 12, 1997 Signature: /s/ Regina Dolan ----------------------------------------- Name and Title: Regina Dolan Vice President and Chief Financial Officer
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