SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: December 31, 2014
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
DUGGAN ROBERT W

(Last) (First) (Middle)
1933 CLIFF DRIVE #30

(Street)
SANTA BARBARA CA 93107

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PHARMACYCLICS INC [ PCYC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Chairman & CEO
3. Date of Earliest Transaction (Month/Day/Year)
06/21/2011
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/21/2011 P 678,000 A $8.85 12,081,244 (1) D
Common Stock 8,404 I By child (2)
Common Stock 8,404 I By child (2)
Common Stock 8,404 I By child (2)
Common Stock 8,404 I By child (2)
Common Stock 8,404 I By child (2)
Common Stock 1,024,046 I By spouse (2)
Common Stock 10,421 I By Blazon Corp. (3)
Common Stock 334,647 I By MultiAccess Computing Corp. (4)
Common Stock 524,114 I Managed Accounts (5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 1,909,676 Shares previously reported as owned by RWD Acquisition LLC ("RWD Acquisition"). Robert W. Duggan is the sole member of RWD Acquisition.
2. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
3. Shares directly owned by Blazon Corp. ("Blazon"). As the sole stockholder of Blazon, Mr. Duggan may be deemed to beneficially own the Shares owned by Blazon. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
4. Shares directly owned by MultiAccess Computing Corp. ("MultiAccess"). As the sole stockholder of MultiAccess, Mr. Duggan may be deemed to beneficially own the Shares owned by MultiAccess. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein.
5. Shares held in managed accounts pursuant to agreements with Robert W. Duggan & Associates ("RWD&A"), of which Robert W. Duggan is a principal. Mr. Duggan disclaims beneficial ownership of such Shares except to the extent of his pecuniary interest therein. The custody of 78,600 Shares previously held in managed accounts pursuant to agreements with RWD&A was returned to the clients as the relationships have expired. Accordingly, Mr. Duggan is no longer deemed to beneficially own such Shares.
/s/ Robert W. Duggan 06/24/2011
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.