0001140361-12-023347.txt : 20120507 0001140361-12-023347.hdr.sgml : 20120507 20120507164008 ACCESSION NUMBER: 0001140361-12-023347 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120507 DATE AS OF CHANGE: 20120507 EFFECTIVENESS DATE: 20120507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP CENTRAL INDEX KEY: 0000949615 IRS NUMBER: 954486379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05066 FILM NUMBER: 12818342 BUSINESS ADDRESS: STREET 1: 1800 AVE OF THE STARS STREET 2: 3RD FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 3RD FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA DATE OF NAME CHANGE: 19960605 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: KAYNE ANDERSON CAPITAL ADVISORS, L.P Address: 1800 AVENUE OF THE STARS THIRD FLOOR LOS ANGELES, CA 90067 Form 13F File Number: 028-05066 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Michael J. O'Neil Title: Chief Compliance Officer Phone: 310-282-7905 Signature, Place, and Date of Signing: /s/ Michael J. O'Neil Los Angeles, California 5/7/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: $ 8,847,554 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 801-67089 KA Fund Advisors, LLC ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Capital Product Partners L P COM UNIT LP Y11082107 68,029 8,388,399 SH SOLE 1 8,388,399 0 0 Capital Product Partners L P COM UNIT LP Y11082107 4,981 614,268 SH SOLE 614,268 0 0 Costamare Inc SHS Y1771G102 4,420 321,000 SH SOLE 1 321,000 0 0 Golar Lng Partners LP COM UNIT LPI Y2745C102 74,761 2,014,058 SH SOLE 1 2,014,058 0 0 Navios Maritime Acquis Corp SHS Y62159101 1,669 512,020 SH SOLE 512,020 0 0 Navios Maritime Holdings Inc COM Y62196103 2,728 649,655 SH SOLE 649,655 0 0 Navios Maritime Partners L P UNIT LPI Y62267102 73,762 4,424,861 SH SOLE 1 4,424,861 0 0 Navios Maritime Partners L P UNIT LPI Y62267102 7,133 427,909 SH SOLE 427,909 0 0 Ocean Rig UDW Inc SHS Y64354205 1,988 117,678 SH SOLE 117,678 0 0 Safe Bulkers Inc COM Y7388L103 15,628 2,339,602 SH SOLE 1 2,339,602 0 0 Teekay Lng Partners L P PRTNRSP UNITS Y8564M105 92,480 2,361,601 SH SOLE 1 2,361,601 0 0 Teekay Offshore Partners L P PARTNERSHIP UN Y8565J101 224,389 7,761,673 SH SOLE 1 7,761,673 0 0 Teekay Offshore Partners L P PARTNERSHIP UN Y8565J101 30,427 1,052,458 SH SOLE 1,052,458 0 0 Advent Claymore Cv Secs & In COM 00764C109 470 28,843 SH SOLE 28,843 0 0 Alliance Holdings GP LP COM UNITS LP 01861G100 89,683 2,059,327 SH SOLE 1 2,059,327 0 0 Alliance Holdings GP LP COM UNITS LP 01861G100 46,864 1,076,107 SH SOLE 1,076,107 0 0 Alliance Res Partner L P UT LTD PART 01877R108 9,880 164,400 SH SOLE 1 164,400 0 0 Alliance Res Partner L P UT LTD PART 01877R108 1,508 25,100 SH SOLE 25,100 0 0 Alpine Global Premier Pptys COM SBI 02083A103 3,769 579,919 SH SOLE 579,919 0 0 Apollo Coml Real Est Fin Inc COM 03762U105 1,565 100,000 SH SOLE 100,000 0 0 Arch Coal Inc COM 039380100 535 50,000 SH SOLE 50,000 0 0 Astrazeneca PLC SPONSORED ADR 046353108 5,561 125,000 SH SOLE 125,000 0 0 Boardwalk Pipeline Partners UT LTD PARTNER 096627104 32,497 1,228,190 SH SOLE 1 1,228,190 0 0 Boardwalk Pipeline Partners UT LTD PARTNER 096627104 8,717 329,458 SH SOLE 329,458 0 0 Breitburn Energy Partners LP COM UT LTD PTN 106776107 48,463 2,534,691 SH SOLE 1 2,534,691 0 0 Bristol Myers Squibb Co COM 110122108 1,687 50,000 SH SOLE 50,000 0 0 Buckeye Partners L P UNIT LTD PARTN 118230101 212,257 3,604,672 SH SOLE 1 3,604,672 0 0 Buckeye Partners L P UNIT LTD PARTN 118230101 59,960 980,077 SH SOLE 980,077 0 0 CAI International Inc COM 12477X106 1,051 57,841 SH SOLE 57,841 0 0 CBRE Clarion Global Real Est COM 12504G100 1,423 177,000 SH SOLE 177,000 0 0 Centerpoint Energy Inc COM 15189T107 23,502 1,191,800 SH SOLE 1 1,191,800 0 0 Chesapeake Granite Wash Tr COM SH BEN INT 165185109 22,135 846,100 SH SOLE 1 846,100 0 0 Chesapeake Midstream Partner UNIT 16524K108 72,777 2,448,779 SH SOLE 1 2,448,779 0 0 Chesapeake Midstream Partner UNIT 16524K108 33,882 1,140,054 SH SOLE 1,140,054 0 0 Cohen & Steers Closed End Op COM 19248P106 2,098 164,443 SH SOLE 164,443 0 0 Colony Finl Inc COM 19624R106 2,193 133,900 SH SOLE 133,900 0 0 Consol Energy Inc COM 20854P109 20,074 588,700 SH SOLE 1 588,700 0 0 Copano Energy L L C COM UNITS 217202100 54,725 1,532,918 SH SOLE 1 1,532,918 0 0 Copano Energy L L C COM UNITS 217202100 3,557 99,646 SH SOLE 99,646 0 0 Crestwood Midstream Prtners COM UNITS REPSTG 226372100 119,263 4,294,698 SH SOLE 1 4,294,698 0 0 Crestwood Midstream Prtners COM UNITS REPSTG 226372100 22,036 772,949 SH SOLE 772,949 0 0 Crosstex Energy L P COM 22765U102 8,820 516,108 SH SOLE 1 516,108 0 0 Crosstex Energy L P COM 22765U102 798 46,734 SH SOLE 46,734 0 0 DCP Midstream Partners LP COM UT LTD PTN 23311P100 146,957 3,205,872 SH SOLE 1 3,205,872 0 0 DCP Midstream Partners LP COM UT LTD PTN 23311P100 46,744 1,019,726 SH SOLE 1,019,726 0 0 ECA Marcellus Tr I COM UNIT 26827L109 1,409 65,800 SH SOLE 1 65,800 0 0 Eaton Vance Tx Adv Glb Div O COM 27828U106 2,682 137,000 SH SOLE 137,000 0 0 El Paso Corp COM 28336L109 112,848 3,818,886 SH SOLE 1 3,818,886 0 0 El Paso Corp COM 28336L109 60,312 2,041,049 SH SOLE 2,041,049 0 0 El Paso Pipeline Partners L COM UNIT LPI 283702108 170,697 4,892,438 SH SOLE 1 4,892,438 0 0 El Paso Pipeline Partners L COM UNIT LPI 283702108 70,294 2,014,741 SH SOLE 2,014,741 0 0 Enbridge Energy Partners L P COM 29250R106 134,031 4,327,770 SH SOLE 1 4,327,770 0 0 Enbridge Energy Partners L P COM 29250R106 37,143 1,199,344 SH SOLE 1,199,344 0 0 Enbridge Energy Management L SHS UNITS LLI 29250X103 240,720 7,560,320 SH SOLE 1 7,560,320 0 0 Enbridge Energy Management L SHS UNITS LLI 29250X103 31,451 987,812 SH SOLE 987,812 0 0 Enduro Rty Tr TR UNIT 29269K100 13,450 625,300 SH SOLE 1 625,300 0 0 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 122,144 2,603,801 SH SOLE 1 2,603,801 0 0 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 2,890 61,625 SH SOLE 61,625 0 0 Energy Transfer Equity L P COM UT LTD PTN 29273V100 670,639 16,641,191 SH SOLE 1 16,641,191 0 0 Energy Transfer Equity L P COM UT LTD PTN 29273V100 143,333 3,556,666 SH SOLE 3,556,666 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Enerplus Corp COM 292766102 14,254 635,779 SH SOLE 1 635,779 0 0 Enterprise Prods Partners L COM 293792107 404,375 8,012,191 SH SOLE 1 8,012,191 0 0 Enterprise Prods Partners L COM 293792107 206,623 4,093,987 SH SOLE 4,093,987 0 0 Exelon Corp COM 30161N101 3,528 90,000 SH SOLE 90,000 0 0 Exterran Partners LP COM UNITS 30225N105 90,814 4,208,249 SH SOLE 1 4,208,249 0 0 Exterran Partners LP COM UNITS 30225N105 15,126 700,933 SH SOLE 700,933 0 0 France Telecom SPONSORED ADR 35177Q105 2,071 139,500 SH SOLE 139,500 0 0 GDL Fund COM SH BEN IT 361570104 2,776 226,278 SH SOLE 226,278 0 0 General Mls Inc COM 370334104 5,917 150,000 SH SOLE 150,000 0 0 Global Partners LP COM UNITS 37946R109 68,284 2,939,484 SH SOLE 1 2,939,484 0 0 Global Partners LP COM UNITS 37946R109 18,431 793,436 SH SOLE 793,436 0 0 Guess Inc COM 401617105 1,250 40,000 SH SOLE 40,000 0 0 Halliburton Co COM 406216101 1,659 50,000 SH SOLE 50,000 0 0 Hewlett Packard Co COM 428236103 2,383 100,000 SH SOLE 100,000 0 0 Holly Energy Partners L P COM UT LTD PTN 435763107 25,072 410,749 SH SOLE 1 410,749 0 0 Inergy L P UNIT LTD PTNR 456615103 77,178 4,714,645 SH SOLE 1 4,714,645 0 0 Inergy L P UNIT LTD PTNR 456615103 25,774 1,574,491 SH SOLE 1,574,491 0 0 Inergy Midstream L P U LTD PARTNERS 45671U106 33,771 1,615,075 SH SOLE 1 1,615,075 0 0 Inergy Midstream L P U LTD PARTNERS 45671U106 11,105 531,100 SH SOLE 531,100 0 0 Intel Corp COM 458140100 1,124 40,000 SH SOLE 40,000 0 0 Kinder Morgan Management LLC SHS 49455U100 541,847 7,260,457 SH SOLE 1 7,260,457 0 0 Kinder Morgan Management LLC SHS 49455U100 76,924 1,030,744 SH SOLE 1,030,744 0 0 Kinder Morgan Inc Del COM 49456B101 125,058 3,235,666 SH SOLE 1 3,235,666 0 0 Kinder Morgan Inc Del COM 49456B101 19,038 492,587 SH SOLE 492,587 0 0 Kirby Corp COM 497266106 21,941 333,505 SH SOLE 1 333,505 0 0 Kohls Corp COM 500255104 3,001 60,000 SH SOLE 60,000 0 0 LRR Energy LP COM 50214A104 11,274 548,900 SH SOLE 1 548,900 0 0 L-3 Communications Hldgs Inc COM 502424104 3,538 50,000 SH SOLE 50,000 0 0 Legacy Reserves LP UNIT LP INT 524707304 15,468 534,887 SH SOLE 1 534,887 0 0 Loral Space & Communicatns I COM 543881106 3,582 45,000 SH SOLE 45,000 0 0 Macquarie Glbl Infra Totl Re COM 55608D101 2,308 125,146 SH SOLE 125,146 0 0 Madison Claymore Call &Eqty COM 556582104 4,353 526,419 SH SOLE 526,419 0 0 Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 168,858 2,334,239 SH SOLE 1 2,334,239 0 0 Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 42,273 584,374 SH SOLE 584,374 0 0 Markwest Energy Partners L P UNIT LTD PARTN 570759100 292,678 5,007,331 SH SOLE 1 5,007,331 0 0 Markwest Energy Partners L P UNIT LTD PARTN 570759100 127,454 2,180,570 SH SOLE 2,180,570 0 0 Martin Midstream Prtnrs L P UNIT L P INT 573331105 172 5,119 SH SOLE 5,119 0 0 Memorial Prodtn Partners L P COM U REP LTD 586048100 6,514 349,500 SH SOLE 1 349,500 0 0 Mid Con Energy Partners LP COM UNIT REPST 59560V109 17,346 736,562 SH SOLE 1 736,562 0 0 NFJ Divid Int & Prem Strtgy COM SHS 65337H109 2,001 112,021 SH SOLE 112,021 0 0 Niska Gas Storage Partners L UNIT LTD LIABI 654678101 19,358 2,029,240 SH SOLE 1 2,029,240 0 0 Niska Gas Storage Partners L UNIT LTD LIABI 654678101 6,996 733,393 SH SOLE 733,393 0 0 NiSource Inc COM 65473P105 5,697 234,000 SH SOLE 1 234,000 0 0 NuStar Energy LP UNIT COM 67058H102 33,273 563,201 SH SOLE 1 563,201 0 0 NuStar Energy LP UNIT COM 67058H102 1,090 18,466 SH SOLE 18,466 0 0 NuStar GP Holdings LLC UNIT RESTG LLC 67059L102 2,586 74,698 SH SOLE 1 74,698 0 0 NuStar GP Holdings LLC UNIT RESTG LLC 67059L102 10,498 303,260 SH SOLE 303,260 0 0 OGE Energy Corp COM 670837103 20,747 387,800 SH SOLE 1 387,800 0 0 Och Ziff Cap Mgmt Group CL A 67551U105 3,248 350,000 SH SOLE 350,000 0 0 Oiltanking Partners L P UNIT LTD 678049107 7,531 245,240 SH SOLE 1 245,240 0 0 Oiltanking Partners L P UNIT LTD 678049107 3,161 102,932 SH SOLE 102,932 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 150,413 2,751,305 SH SOLE 1 2,751,305 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 65,410 1,196,461 SH SOLE 1,196,461 0 0 Oneok Inc New COM 682680103 102,211 1,251,670 SH SOLE 1 1,251,670 0 0 Oneok Inc New COM 682680103 80,294 983,278 SH SOLE 983,278 0 0 Oxford Resource Partners LP COM UNIT RP LP 691807101 1,487 175,000 SH SOLE 175,000 0 0 PAA Nat Gas Storage L P COM UNIT LTD 693139107 21,927 1,154,041 SH SOLE 1,154,041 0 0 PAA Nat Gas Storage L P COM UNIT LTD 693139107 36,425 1,917,114 SH SOLE 1 1,917,114 0 0 PPL Corp UNIT 99/99/9999 69351T601 8,404 155,040 SH SOLE 1 155,040 0 0 Patriot Coal Corp COM 70336T104 312 50,000 SH SOLE 50,000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ------------------- ---------- -------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- Peabody Energy Corp COM 704549104 18,033 622,700 SH SOLE 1 622,700 0 0 Peabody Energy Corp COM 704549104 683 23,614 SH SOLE 23,614 0 0 Pengrowth Energy Corp COM 70706P104 9,260 985,200 SH SOLE 1 985,200 0 0 Penn VA Resources Partners L COM 707884102 101,121 4,632,246 SH SOLE 1 4,632,246 0 0 Penn VA Resources Partners L COM 707884102 26,584 1,217,783 SH SOLE 1,217,783 0 0 Pitney Bowes Inc COM 724479100 4,395 250,000 SH SOLE 250,000 0 0 Plains All Amern Pipeline L UNIT LTD PARTN 726503105 386,181 4,922,644 SH SOLE 1 4,922,644 0 0 Plains All Amern Pipeline L UNIT LTD PARTN 726503105 223,779 2,852,516 SH SOLE 2,852,516 0 0 Provident Energy Ltd New COM 74386V100 15,258 1,271,544 SH SOLE 1 1,271,544 0 0 Regency Energy Partners L P COM UNITS L P 75885Y107 234,675 9,543,508 SH SOLE 1 9,543,508 0 0 Regency Energy Partners L P COM UNITS L P 75885Y107 49,175 1,999,812 SH SOLE 1,999,812 0 0 Rose Rock Midstream L P COM U REP LTD 777149105 7,508 314,935 SH SOLE 1 314,935 0 0 Rose Rock Midstream L P COM U REP LTD 777149105 9,302 390,186 SH SOLE 390,186 0 0 Royce Value Tr Inc COM 780910105 2,257 162,504 SH SOLE 162,504 0 0 Royce Micro-Cap Tr Inc COM 780915104 1,478 157,117 SH SOLE 157,117 0 0 Sandridge Permian Tr COM UNIT BEN INT 80007A102 41,327 1,772,950 SH SOLE 1 1,772,950 0 0 Sandridge Permian Tr COM UNIT BEN INT 80007A102 2,954 126,761 SH SOLE 126,761 0 0 Sanofi RIGHT 12/31/2020 80105N113 270 200,000 SH SOLE 200,000 0 0 Solar Sr Cap Ltd COM 83416M105 2,073 128,737 SH SOLE 128,737 0 0 Southern Co COM 842587107 1,442 32,100 SH SOLE 1 32,100 0 0 Spectra Energy Partners LP COM 84756N109 19,053 596,345 SH SOLE 1 596,345 0 0 Spectra Energy Partners LP COM 84756N109 58,802 1,840,459 SH SOLE 1,840,459 0 0 Spectra Energy Corp COM 847560109 36,399 1,153,700 SH SOLE 1 1,153,700 0 0 Spectra Energy Corp COM 847560109 18,834 596,958 SH SOLE 596,958 0 0 Suncoke Energy Inc COM 86722A103 1,794 126,296 SH SOLE 1 126,296 0 0 Suncoke Energy Inc COM 86722A103 1,429 100,571 SH SOLE 100,571 0 0 Sunoco Logistics Prtners L P COM UNITS 86764L108 2,627 69,500 SH SOLE 69,500 0 0 Sunoco Inc COM 86764P109 31,664 830,000 SH SOLE 1 830,000 0 0 Sunoco Inc COM 86764P109 18,721 490,736 SH SOLE 490,736 0 0 TC Pipelines LP UT COM LTD PRT 87233Q108 10,459 232,648 SH SOLE 1 232,648 0 0 TC Pipelines LP UT COM LTD PRT 87233Q108 8,465 188,299 SH SOLE 188,299 0 0 Targa Resources Partners LP COM UNIT 87611X105 96,458 2,325,973 SH SOLE 1 2,325,973 0 0 Targa Resources Partners LP COM UNIT 87611X105 30,273 730,001 SH SOLE 730,001 0 0 Targa Res Corp COM 87612G101 52,522 1,155,606 SH SOLE 1 1,155,606 0 0 Targa Res Corp COM 87612G101 15,689 345,214 SH SOLE 345,214 0 0 Tesoro Logistics LP COM UNIT LP 88160T107 23,985 685,886 SH SOLE 1 685,886 0 0 Transmontaigne Partners L P COM UNIT L P 89376V100 13,105 377,016 SH SOLE 1 377,016 0 0 Transmontaigne Partners L P COM UNIT L P 89376V100 4,994 143,675 SH SOLE 143,675 0 0 VOC Energy Tr TR UNIT 91829B103 27,132 1,227,152 SH SOLE 1 1,227,152 0 0 Western Gas Partners LP COM UNIT LP IN 958254104 57,777 1,251,960 SH SOLE 1 1,251,960 0 0 Western Gas Partners LP COM UNIT LP IN 958254104 52,874 1,145,718 SH SOLE 1,145,718 0 0 Williams Cos Inc Del COM 969457100 187,526 6,086,537 SH SOLE 1 6,086,537 0 0 Williams Cos Inc Del COM 969457100 88,169 2,861,710 SH SOLE 2,861,710 0 0 Williams Partners L P COM UNIT L P 96950F104 161,622 2,856,031 SH SOLE 1 2,856,031 0 0 Williams Partners L P COM UNIT L P 96950F104 89,326 1,578,489 SH SOLE 1,578,489 0 0