-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSb9qUjSzMttSXLQnwrzKHICma0VTzKbEmnPgBmD7+Ui/mSl17QIa9W6C5bBUdgD 3ghPi/DggRP+apHAItiNGg== 0001140361-10-021534.txt : 20100517 0001140361-10-021534.hdr.sgml : 20100517 20100517104437 ACCESSION NUMBER: 0001140361-10-021534 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KAYNE ANDERSON CAPITAL ADVISORS LP CENTRAL INDEX KEY: 0000949615 IRS NUMBER: 954486379 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05066 FILM NUMBER: 10836310 BUSINESS ADDRESS: STREET 1: 1800 AVE OF THE STARS STREET 2: SECOND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105562721 MAIL ADDRESS: STREET 1: 1800 AVENUE OF THE STARS STREET 2: 2ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: KAIM NON TRADITIONAL L P/CA DATE OF NAME CHANGE: 19960605 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2010 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: KAYNE ANDERSON CAPITAL ADVISORS, L.P Address: 1800 AVENUE OF THE STARS SECOND FLOOR LOS ANGELES, CA 90067 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Judith Ridder Title: Chief Compliance Officer Phone: 310-712-2909 Signature, Place, and Date of Signing: /s/ Judith Ridder Los Angeles, California 5/12/2010 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 159 Form 13F Information Table Value Total: $ 4,679,522 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 801-67089 KA Fund Advisors, LLC - ---- -------------------- ----------------------------------------------------
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Frontline Ltd SHS G3682E127 536 17,500 SOLE 17,500 0 0 Knightsbridge Tankers Ltd ORD G5299G106 6,707 395,901 SOLE 1 395,901 0 0 Knightsbridge Tankers Ltd ORD G5299G106 1,677 99,007 SOLE 99,007 0 0 Nordic American Tanker Shipp COM G65773106 13,776 455,100 SOLE 1 455,100 0 0 Nordic American Tanker Shipp COM G65773106 2,391 79,000 SOLE 79,000 0 0 Transocean Ltd REG SHS H8817H100 3,628 42,000 SOLE 42,000 0 0 Baltic Trading Limited COM Y0533W103 3,748 276,600 SOLE 1 276,600 0 0 Baltic Trading Limited COM Y0533W103 596 44,000 SOLE 44,000 0 0 Capital Product Partners L P COM UNIT LP Y11082107 22,811 2,683,673 SOLE 1 2,683,673 0 0 Capital Product Partners L P COM UNIT LP Y11082107 1,238 145,616 SOLE 145,616 0 0 Diana Shipping Inc COM Y2066G104 12,299 813,400 SOLE 1 813,400 0 0 Diana Shipping Inc COM Y2066G104 3,574 236,400 SOLE 236,400 0 0 Dryships Inc SHS Y2109Q101 949 162,500 SOLE 162,500 0 0 Genco Shipping & Trading Ltd SHS Y2685T107 15,315 725,501 SOLE 1 725,501 0 0 Genco Shipping & Trading Ltd SHS Y2685T107 2,020 95,700 SOLE 95,700 0 0 Navios Maritime Acquis Corp SHS Y62159101 741 75,100 SOLE 75,100 0 0 Navios Maritime Holdings Inc COM Y62196103 1,206 181,600 SOLE 181,600 0 0 Navios Maritime Partners L P UNIT LPI Y62267102 58,099 3,308,611 SOLE 1 3,308,611 0 0 Navios Maritime Partners L P UNIT LPI Y62267102 5,454 310,600 SOLE 310,600 0 0 Safe Bulkers Inc COM Y7388L103 12,208 1,561,164 SOLE 1 1,561,164 0 0 Safe Bulkers Inc COM Y7388L103 841 107,500 SOLE 107,500 0 0 Teekay Lng Partners L P PRTNRSP UNITS Y8564M105 46,416 1,554,966 SOLE 1 1,554,966 0 0 Teekay Lng Partners L P PRTNRSP UNITS Y8564M105 14,773 494,896 SOLE 494,896 0 0 Teekay Corporation COM Y8564W103 2,843 125,000 SOLE 1 125,000 0 0 Teekay Corporation COM Y8564W103 2,024 89,000 SOLE 89,000 0 0 Teekay Offshore Partners L P PARTNERSHIP UN Y8565J101 50,041 2,512,103 SOLE 1 2,512,103 0 0 Teekay Offshore Partners L P PARTNERSHIP UN Y8565J101 5,196 260,859 SOLE 260,859 0 0 Teekay Tankers Ltd CL A Y8565N102 29,348 2,334,804 SOLE 1 2,334,804 0 0 Teekay Tankers Ltd CL A Y8565N102 2,350 186,915 SOLE 186,915 0 0 Atlas Energy Inc COM 049298102 4,357 140,000 SOLE 140,000 0 0 Alliance Holdings GP LP COM UNITS LP 01861G100 30,300 939,248 SOLE 1 939,248 0 0 Alliance Holdings GP LP COM UNITS LP 01861G100 24,335 754,343 SOLE 754,343 0 0 Alliance Res Partner L P UT LTD PART 01877R108 3,499 83,498 SOLE 1 83,498 0 0 Alpha Natural Resources Inc COM 02076X102 13,619 272,980 SOLE 1 272,980 0 0 Alpine Global Premier Pptys COM SBI 02083A103 3,902 593,583 SOLE 593,583 0 0 Apollo Coml Real Est Fin Inc COM 03762U105 1,716 95,300 SOLE 95,300 0 0 BP Prudhoe Bay Rty Tr UNIT BEN INT 055630107 14,159 143,393 SOLE 1 143,393 0 0 Blackrock Strat Divd Achieve COM 09249Y107 2,320 241,182 SOLE 241,182 0 0 Boardwalk Pipeline Partners UT LTD PARTNER 096627104 10,401 349,508 SOLE 1 349,508 0 0 Boardwalk Pipeline Partners UT LTD PARTNER 096627104 8,505 285,795 SOLE 285,795 0 0 Buckeye GP Holdings LP COM UNITS LP 118167105 10,341 301,149 SOLE 1 301,149 0 0 Buckeye GP Holdings LP COM UNITS LP 118167105 25,260 735,571 SOLE 735,571 0 0 Buckeye Partners L P UNIT LTD PARTN 118230101 64,397 1,072,037 SOLE 1 1,072,037 0 0 Buckeye Partners L P UNIT LTD PARTN 118230101 8,602 143,199 SOLE 143,199 0 0 Centerpoint Energy Inc COM 15189T107 7,676 534,550 SOLE 1 534,550 0 0 Clough Global Opportunities SH BEN INT 18914E106 1,744 133,724 SOLE 133,724 0 0 Cohen & Steers Reit & Pfd In COM 19247X100 1,811 151,313 SOLE 151,313 0 0 Cohen & Steers Infrastructur COM 19248A109 3,611 242,544 SOLE 242,544 0 0 Cohen & Steers Div Mjrs Fdin COM 19248G106 2,045 183,614 SOLE 183,614 0 0 Consol Energy Inc COM 20854P109 14,513 340,200 SOLE 1 340,200 0 0 Consol Energy Inc COM 20854P109 5,972 140,000 SOLE 140,000 0 0 Copano Energy L L C COM UNITS 217202100 125,992 5,206,289 SOLE 1 5,206,289 0 0 Copano Energy L L C COM UNITS 217202100 22,893 946,009 SOLE 946,009 0 0 Crosstex Energy L P COM 22765U102 43,619 4,057,615 SOLE 1 4,057,615 0 0 Crosstex Energy L P COM 22765U102 11,825 1,099,987 SOLE 1,099,987 0 0 DCP Midstream Partners LP COM UT LTD PTN 23311P100 63,834 1,985,823 SOLE 1 1,985,823 0 0 DCP Midstream Partners LP COM UT LTD PTN 23311P100 24,381 758,481 SOLE 758,481 0 0 Duncan Energy Partners LP COM UNITS 265026104 17,180 634,173 SOLE 1 634,173 0 0 Duncan Energy Partners LP COM UNITS 265026104 2,539 93,724 SOLE 93,724 0 0 Eagle Rock Energy Partners L UNIT 26985R104 7,884 1,259,383 SOLE 1 1,259,383 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Eagle Rock Energy Partners L UNIT 26985R104 395 63,174 SOLE 63,174 0 0 Eaton Vance Sh Tm Dr Divr In COM 27828V104 770 45,419 SOLE 45,419 0 0 El Paso Pipeline Partners L COM UNIT LPI 283702108 29,843 1,070,021 SOLE 1 1,070,021 0 0 El Paso Pipeline Partners L COM UNIT LPI 283702108 55,258 1,981,294 SOLE 1,981,294 0 0 Enbridge Energy Partners L P COM 29250R106 84,397 1,668,905 SOLE 1 1,668,905 0 0 Enbridge Energy Partners L P COM 29250R106 21,983 434,705 SOLE 434,705 0 0 Enbridge Energy Management L SHS UNITS LLI 29250X103 131,489 2,575,686 SOLE 1 2,575,686 0 0 Enbridge Energy Management L SHS UNITS LLI 29250X103 34,117 668,307 SOLE 668,307 0 0 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 107,466 2,293,333 SOLE 1 2,293,333 0 0 Energy Transfer Prtnrs L P UNIT LTD PARTN 29273R109 24,216 516,783 SOLE 516,783 0 0 Energy Transfer Equity L P COM UT LTD PTN 29273V100 105,806 3,135,922 SOLE 1 3,135,922 0 0 Energy Transfer Equity L P COM UT LTD PTN 29273V100 81,426 2,413,625 SOLE 2,413,625 0 0 Enerplus Res Fd UNIT TR G NEW 29274D604 29,352 1,237,997 SOLE 1 1,237,997 0 0 Enterprise GP Hldgs L P UNIT LP INT 293716106 83,227 1,937,775 SOLE 1 1,937,775 0 0 Enterprise GP Hldgs L P UNIT LP INT 293716106 59,871 1,393,959 SOLE 1,393,959 0 0 Enterprise Prods Partners L COM 293792107 208,878 6,040,442 SOLE 1 6,040,442 0 0 Enterprise Prods Partners L COM 293792107 89,611 2,591,405 SOLE 2,591,405 0 0 Evergreen Intl Balanced Inco COM 30024R109 1,021 72,900 SOLE 72,900 0 0 Evergreen Multi Sect Inc Fun COM SHS 30024Y104 1,075 71,691 SOLE 71,691 0 0 Exterran Partners LP COM UNITS 30225N105 40,888 1,862,779 SOLE 1 1,862,779 0 0 Exterran Partners LP COM UNITS 30225N105 10,746 489,563 SOLE 489,563 0 0 Franklin Unvl Tr SH BEN INT 355145103 140 23,628 SOLE 23,628 0 0 Gabelli Global Deal Fd COM SBI 36245G103 1,478 103,426 SOLE 103,426 0 0 GSC Investment Corp COM 362493108 211 90,410 SOLE 90,410 0 0 Global Income&Currrency Fd In COM 378968101 1,795 125,071 SOLE 125,071 0 0 Global Partners LP COM UNITS 37946R109 40,433 1,808,289 SOLE 1 1,808,289 0 0 Global Partners LP COM UNITS 37946R109 14,509 648,870 SOLE 648,870 0 0 Graphic Packaging Hldg Co COM 388689101 903 250,000 SOLE 250,000 0 0 H & Q Life Sciences Invs SH BEN INT 404053100 1,053 102,400 SOLE 102,400 0 0 Holly Energy Partners L P COM UT LTD PTN 435763107 39,669 933,614 SOLE 1 933,614 0 0 Holly Energy Partners L P COM UT LTD PTN 435763107 21,930 516,125 SOLE 516,125 0 0 Hugoton Rty Tr Tex UNIT BEN INT 444717102 6,956 420,583 SOLE 1 420,583 0 0 Inergy Hldgs L P COM 45661Q107 9,043 124,070 SOLE 124,070 0 0 Inergy L P UNIT LTD PTNR 456615103 143,933 3,807,746 SOLE 1 3,807,746 0 0 Inergy L P UNIT LTD PTNR 456615103 32,919 870,880 SOLE 870,880 0 0 International Coal Grp Inc N COM 45928H106 561 122,800 SOLE 122,800 0 0 James River Coal Co COM NEW 470355207 4,055 255,000 SOLE 255,000 0 0 Kinder Morgan Management LLC SHS 49455U100 274,328 4,679,765 SOLE 1 4,679,765 0 0 Kinder Morgan Management LLC SHS 49455U100 92,139 1,571,807 SOLE 1,571,807 0 0 Kite Rlty Group Tr COM 49803T102 126 26,600 SOLE 26,600 0 0 Kohls Corp COM 500255104 1,370 25,000 SOLE 25,000 0 0 LMP Cap & Income Fd Inc COM 50208A102 541 50,313 SOLE 50,313 0 0 Legacy Reserves LP UNIT LP INT 524707304 7,405 321,533 SOLE 1 321,533 0 0 Liberty Acquisition Hldgs Co COM 53015Y107 889 90,000 SOLE 90,000 0 0 MV Oil Tr TR UNITS 553859109 14,657 580,250 SOLE 1 580,250 0 0 Macquarie Ft Tr Gb Inf Ut Di COM 55607W100 2,244 176,833 SOLE 176,833 0 0 Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 176,693 3,717,505 SOLE 1 3,717,505 0 0 Magellan Midstream Prtnrs LP COM UNIT RP LP 559080106 73,717 1,550,951 SOLE 1,550,951 0 0 Mariner Energy Inc COM 56845T305 599 40,000 SOLE 40,000 0 0 Mediacom Communications Corp CL A 58446K105 1,190 200,000 SOLE 200,000 0 0 Markwest Energy Partners L P UNIT LTD PARTN 570759100 154,838 5,051,824 SOLE 1 5,051,824 0 0 Markwest Energy Partners L P UNIT LTD PARTN 570759100 63,844 2,083,012 SOLE 2,083,012 0 0 Martin Midstream Prtnrs L P UNIT L P INT 573331105 20,161 648,485 SOLE 1 648,485 0 0 Martin Midstream Prtnrs L P UNIT L P INT 573331105 9,383 301,797 SOLE 301,797 0 0 Massey Energy Corp COM 576206106 12,367 236,500 SOLE 1 236,500 0 0 Neuberger Berman Re Es Sec F COM 64190A103 1,305 379,257 SOLE 379,257 0 0 NFJ Divid Int & Prem Strtgy COM SHS 65337H109 519 32,800 SOLE 32,800 0 0 Nuveen Diversified Div Incm COM 6706EP105 3,183 296,939 SOLE 296,939 0 0 Nuveen Quality Pfd Income Fd COM 67071S101 141 19,391 SOLE 19,391 0 0 Nuveen Multi Strat Inc Gr Fd COM SHS 67073D102 6,351 768,862 SOLE 768,862 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ----------------------------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Oneok Partners LP UNIT LTD PARTN 68268N103 77,980 1,272,725 SOLE 1 1,272,725 0 0 Oneok Partners LP UNIT LTD PARTN 68268N103 47,835 780,718 SOLE 780,718 0 0 PG&E Corp COM 69331C108 4,242 100,000 SOLE 1 100,000 0 0 Paragon Shipping Inc CL A 69913R309 455 97,700 SOLE 97,700 0 0 Peabody Energy Corp COM 704549104 2,433 53,229 SOLE 53,229 0 0 Penn VA GP Hldgs LP COM UNIT R LIM 70788P105 11,493 628,395 SOLE 1 628,395 0 0 Penn VA GP Hldgs LP COM UNIT R LIM 70788P105 6,270 342,800 SOLE 342,800 0 0 Penn VA Resources Partners L COM 707884102 4,672 199,216 SOLE 1 199,216 0 0 Penn VA Resources Partners L COM 707884102 4,404 187,820 SOLE 187,820 0 0 Penn West Energy Tr TR UNIT 707885109 12,242 578,578 SOLE 1 578,578 0 0 Permian Basin Rty Tr UNIT BEN INT 714236106 10,901 620,070 SOLE 1 620,070 0 0 Plains All Amern Pipeline L UNIT LTD PARTN 726503105 247,935 4,357,376 SOLE 1 4,357,376 0 0 Plains All Amern Pipeline L UNIT LTD PARTN 726503105 152,603 2,681,849 SOLE 2,681,849 0 0 Postrock Energy Corp COM 737525105 1,482 145,451 SOLE 1 145,451 0 0 Quicksilver Gas Svcs LP COM UNITS LPI 74839G106 16,279 779,655 SOLE 1 779,655 0 0 Quicksilver Gas Svcs LP COM UNITS LPI 74839G106 8,679 415,669 SOLE 415,669 0 0 Regency Energy Partners L P COM UNITS L P 75885Y107 141,250 6,435,074 SOLE 1 6,435,074 0 0 Regency Energy Partners L P COM UNITS L P 75885Y107 42,718 1,946,164 SOLE 1,946,164 0 0 San Juan Basin Rty Tr UNIT BEN INT 798241105 3,445 165,300 SOLE 1 165,300 0 0 Silicon Storage Technology I COM 827057100 456 150,000 SOLE 150,000 0 0 Solar Cap Ltd COM 83413U100 4,535 214,503 SOLE 1 214,503 0 0 Spectra Energy Partners LP COM 84756N109 11,418 375,607 SOLE 1 375,607 0 0 Spectra Energy Partners LP COM 84756N109 26,911 885,244 SOLE 885,244 0 0 Sunoco Logistics Prtners L P COM UNITS 86764L108 9,186 134,100 SOLE 1 134,100 0 0 Sunoco Logistics Prtners L P COM UNITS 86764L108 11,220 163,792 SOLE 1 163,792 0 0 TC Pipelines LP UT COM LTD PRT 87233Q108 30,198 794,276 SOLE 1 794,276 0 0 TC Pipelines LP UT COM LTD PRT 87233Q108 22,118 581,751 SOLE 581,751 0 0 Targa Resources Partners LP COM UNIT 87611X105 47,861 1,805,377 SOLE 1 1,805,377 0 0 Targa Resources Partners LP COM UNIT 87611X105 10,421 393,100 SOLE 393,100 0 0 Transmontaigne Partners L P COM UNIT L P 89376V100 20,804 763,744 SOLE 1 763,744 0 0 Transmontaigne Partners L P COM UNIT L P 89376V100 12,862 472,165 SOLE 472,165 0 0 United States Natl Gas Fund UNIT 912318102 691 100,000 SOLE 100,000 0 0 Western Asset Glb Hi Income COM 95766B109 3,936 339,861 SOLE 339,861 0 0 Western Gas Partners LP COM UNIT LP IN 958254104 37,528 1,699,622 SOLE 1 1,699,622 0 0 Western Gas Partners LP COM UNIT LP IN 958254104 35,226 1,595,375 SOLE 1,595,375 0 0 Williams Partners L P COM UNIT L P 96950F104 161,912 4,024,646 SOLE 1 4,024,646 0 0 Williams Partners L P COM UNIT L P 96950F104 21,532 535,225 SOLE 535,225 0 0 Williams Pipeline Partners L COM UNIT LP IN 96950K103 21,830 721,639 SOLE 1 721,639 0 0 Williams Pipeline Partners L COM UNIT LP IN 96950K103 46,109 1,524,265 SOLE 1,524,265 0 0
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