Senior Vice President

0000949509-18-000004.txt : 20180214 0000949509-18-000004.hdr.sgml : 20180214 20180214132027 ACCESSION NUMBER: 0000949509-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 18610344 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000949509 XXXXXXXX 12-31-2017 12-31-2017 true 1 RESTATEMENT OAKTREE CAPITAL MANAGEMENT LP

333 S GRAND AVE 28TH FL LOS ANGELES CA 90071

13F COMBINATION REPORT 028-05050 0001692234 028-17598 Russell Investments Group, Ltd. 0001597857 028-17875 Hartree Partners, LP N Andy Hottovy Senior Vice President 213-830-6315 Andy Hottovy Los Angeles CA 02-14-2018 4 203 6380998 false 1 0001403525 028-12809 Oaktree Capital Group Holdings GP, LLC 2 0001403527 028-12810 Oaktree Capital Group Holdings, L.P. 3 0001403528 028-12811 Oaktree Capital Group, LLC 4 0001403382 028-12812 Oaktree Holdings, Inc. 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PREFERRED 03027X407 24797 197196 SH DFND 1,2,3,4 197196 0 0 ANGLOGOLD ASHANTI LTD ADR 035128206 34343 3370322 SH DFND 1,2,3,4 3370322 0 0 ANI PHARMACEUTICALS INC CONVERTIBLE BOND 00182CAA1 14666 12719000 PRN DFND 1,2,3,4 12719000 0 0 ANTHEM INC CONVERTIBLE PREFERRED 036752202 42836 764930 SH DFND 1,2,3,4 764930 0 0 APOLLO COMMERCIAL REAL ESTATE FINANCE INC CONVERTIBLE BOND 03762UAB1 43626 42850000 PRN DFND 1,2,3,4 42850000 0 0 ARBOR REALTY TRUST INC CONVERTIBLE BOND 038923AB4 11673 11480000 PRN DFND 1,2,3,4 11480000 0 0 ARES CAPITAL CORP CONVERTIBLE BOND 04010LAM5 8687 8476000 PRN DFND 1,2,3,4 8476000 0 0 ARRAY BIOPHARMA INC CONVERTIBLE BOND 04269XAB1 9005 8000000 PRN DFND 1,2,3,4 8000000 0 0 ATLAS AIR WORLDWIDE HOLDINGS INC CONVERTIBLE BOND 049164BH8 4924 4275000 PRN DFND 1,2,3,4 4275000 0 0 ATLAS AIR WORLDWIDE HOLDINGS INC CONVERTIBLE BOND 049164BJ4 2956 2500000 PRN DFND 1,2,3,4 2500000 0 0 AZUL SA COMMON STOCK 05501U106 27841 1168341 SH DFND 1,2,3,4 1168341 0 0 BANCO ITAU COMMON 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13062118 0 0 GENERAL CABLE CORP CONVERTIBLE BOND 369300AL2 17251 16285000 PRN DFND 1,2,3,4 16285000 0 0 GOLDMAN SACHS BDC INC CONVERTIBLE BOND 38147UAB3 4811 4635000 PRN DFND 1,2,3,4 4635000 0 0 GRANITE POINT MORTGAGE TRUST INC CONVERTIBLE BOND 38741LAB3 18054 18100000 PRN DFND 1,2,3,4 18100000 0 0 GREEN PLAINS INC CONVERTIBLE BOND 393222AF1 4822 5100000 PRN DFND 1,2,3,4 5100000 0 0 GSV CAPITAL CORP CONVERTIBLE BOND 36191JAB7 5003 4960000 PRN DFND 1,2,3,4 4960000 0 0 HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INC CONVERTIBLE BOND 41068XAB6 17783 17245000 PRN DFND 1,2,3,4 17245000 0 0 HCI GROUP INC CONVERTIBLE BOND 40416EAB9 7633 7750000 PRN DFND 1,2,3,4 7750000 0 0 HELIX ENERGY SOLUTIONS GROUP INC CONVERTIBLE BOND 42330PAG2 14130 14095000 PRN DFND 1,2,3,4 14095000 0 0 HELIX ENERGY SOLUTIONS GROUP INC CONVERTIBLE BOND 42330PAH0 10811 10825000 PRN DFND 1,2,3,4 10825000 0 0 HERBALIFE LTD CONVERTIBLE BOND 42703MAB9 30411 30185000 PRN DFND 1,2,3,4 30185000 0 0 HORIZON PHARMA 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PHARMACEUTICALS INC CONVERTIBLE BOND 46333XAD0 9660 8310000 PRN DFND 1,2,3,4 8310000 0 0 ISHARES MSCI INDIA ETF COMMON STOCK 46429B598 920 25500 SH DFND 1,2,3,4 25500 0 0 JAZZ INVESTMENTS I LTD CONVERTIBLE BOND 472145AB7 5807 5775000 PRN DFND 1,2,3,4 5775000 0 0 KB HOME CONVERTIBLE BOND 48666KAS8 31879 25945000 PRN DFND 1,2,3,4 25945000 0 0 LIBERTY MEDIA CORP CONVERTIBLE BOND 531229AB8 14878 12874000 PRN DFND 1,2,3,4 12874000 0 0 LIBERTY MEDIA CORP-LIBERTY BRAVES COMMON STOCK 531229888 13636 613717 SH DFND 1,2,3,4 613717 0 0 LIBERTY VENTURES COMMON STOCK 53071M856 8136 150000 SH DFND 1,2,3,4 150000 0 0 LIVE NATION ENTERTAINMENT INC CONVERTIBLE BOND 538034AJ8 37898 29251000 PRN DFND 1,2,3,4 29251000 0 0 MAGNACHIP SEMICONDUCTOR CORP COMMON STOCK 55933J203 29850 3000000 SH DFND 1,2,3,4 3000000 0 0 MARRIOTT VACATIONS WORLDWIDE CORP CONVERTIBLE BOND 57164YAA5 24254 21620000 PRN DFND 1,2,3,4 21620000 0 0 MATLIN AND PARTNERS ACQUISITION CORP COMMON STOCK 57682V205 15120 1500000 SH DFND 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BOND 82568PAB2 3095 3095000 PRN DFND 1,2,3,4 3095000 0 0 SM ENERGY CO CONVERTIBLE BOND 78454LAM2 4136 4208000 PRN DFND 1,2,3,4 4208000 0 0 SOLARCITY CORP CONVERTIBLE BOND 83416TAC4 12703 13650000 PRN DFND 1,2,3,4 13650000 0 0 SPECTRUM PHARMACEUTICALS INC CONVERTIBLE BOND 84763AAB4 744 400000 PRN DFND 1,2,3,4 400000 0 0 SPIRIT REALTY CAPITAL INC CONVERTIBLE BOND 84860WAA0 10276 10238000 PRN DFND 1,2,3,4 10238000 0 0 SSR MINING INC CONVERTIBLE BOND 82823LAC0 25952 26482000 PRN DFND 1,2,3,4 26482000 0 0 STANLEY BLACK & DECKER INC CONVERTIBLE PREFERRED 854502887 27706 225715 SH DFND 1,2,3,4 225715 0 0 STAR BULK CARRIERS CORP COMMON STOCK Y8162K204 366845 32579506 SH DFND 1,2,3,4 32579506 0 0 STARWOOD PROPERTY TRUST INC CONVERTIBLE BOND 85571BAH8 6030 5905000 PRN DFND 1,2,3,4 5905000 0 0 STONEMOR PARTNERS LP COMMON STOCK 86183Q100 24600 3750000 SH DFND 1,2,3,4 3750000 0 0 SUCAMPO PHARMACEUTICALS INC CONVERTIBLE BOND 864909AB2 7356 6045000 PRN DFND 1,2,3,4 6045000 0 0 SUNOPTA INC COMMON 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ADR 874039100 141407 3566356 SH DFND 1,2,3,4 3566356 0 0 TCP CAPITAL CORP CONVERTIBLE BOND 87238QAB9 7705 7356000 PRN DFND 1,2,3,4 7356000 0 0 TELEVISA ADR 40049J206 28555 1529453 SH DFND 1,2,3,4 1529453 0 0 TERADYNE INC CONVERTIBLE BOND 880770AG7 9345 6538000 PRN DFND 1,2,3,4 6538000 0 0 TEVA PHARMACEUTICAL FINANCE CO LLC CONVERTIBLE BOND 88163VAE9 12624 14305000 PRN DFND 1,2,3,4 14305000 0 0 TITAN MACHINERY INC CONVERTIBLE BOND 88830RAB7 13278 13337000 PRN DFND 1,2,3,4 13337000 0 0 TOWNSQUARE MEDIA INC COMMON STOCK 892231101 12251 1595224 SH DFND 1,2,3,4 1595224 0 0 TPG SPECIALTY LENDING INC CONVERTIBLE BOND 87265KAB8 12565 12163000 PRN DFND 1,2,3,4 12163000 0 0 TRIBUNE MEDIA CO COMMON STOCK 896047503 305146 7184998 SH DFND 1,2,3,4 7184998 0 0 TUTOR PERINI CORP CONVERTIBLE BOND 901109AD0 11767 10625000 PRN DFND 1,2,3,4 10625000 0 0 TWITTER INC CONVERTIBLE BOND 90184LAB8 25881 27030000 PRN DFND 1,2,3,4 27030000 0 0 TWO HARBORS INVESTMENT CORP CONVERTIBLE BOND 90187BAA9 17542 16520000 PRN DFND 1,2,3,4 16520000 0 0 ULTRA PETROLEUM CORP COMMON STOCK 903914208 7140 788166 SH DFND 1,2,3,4 788166 0 0 VALE SA COMMON STOCK 91912E105 115102 9411396 SH DFND 1,2,3,4 9411396 0 0 VECTOR GROUP LTD CONVERTIBLE BOND 92240MBC1 13818 11945000 PRN DFND 1,2,3,4 11945000 0 0 VEON LTD COMMON STOCK 91822M106 6446 1678900 SH DFND 1,2,3,4 1678900 0 0 VEREIT INC CONVERTIBLE BOND 02917TAA2 25391 25360000 PRN DFND 1,2,3,4 25360000 0 0 VERINT SYSTEMS INC CONVERTIBLE BOND 92343XAA8 14829 15190000 PRN DFND 1,2,3,4 15190000 0 0 VERSO CORP COMMON STOCK 92531L207 47972 2730388 SH DFND 1,2,3,4 2730388 0 0 VIAVI SOLUTIONS INC CONVERTIBLE BOND 46612JAF8 6355 6155000 PRN DFND 1,2,3,4 6155000 0 0 VISHAY INTERTECHNOLOGY INC COMMON STOCK 928298108 9441 455000 SH DFND 1,2,3,4 455000 0 0 VISTRA ENERGY CORP COMMON STOCK 92840M102 921133 50280227 SH DFND 1,2,3,4 50280227 0 0 WAYFAIR INC CONVERTIBLE BOND 94419LAA9 7323 7000000 PRN DFND 1,2,3,4 7000000 0 0 WEATHERFORD INTERNATIONAL LTD CONVERTIBLE BOND 947075AH0 26613 24500000 PRN DFND 1,2,3,4 24500000 0 0 WELLS FARGO & CO CONVERTIBLE PREFERRED 949746804 42020 32077 SH DFND 1,2,3,4 32077 0 0 WESTERN ASSET MORTGAGE CAPITAL CORP CONVERTIBLE BOND 95790DAA3 11754 11873000 PRN DFND 1,2,3,4 11873000 0 0 WHITING PETROLEUM CORP CONVERTIBLE BOND 966387AL6 12424 13432000 PRN DFND 1,2,3,4 13432000 0 0 WPX ENERGY INC CONVERTIBLE PREFERRED 98212B202 14726 238100 SH DFND 1,2,3,4 238100 0 0 YANDEX NV CONVERTIBLE BOND 98474TAB3 13996 14138000 PRN DFND 1,2,3,4 14138000 0 0 ZILLOW GROUP INC CONVERTIBLE BOND 98954MAB7 13271 12120000 PRN DFND 1,2,3,4 12120000 0 0 NATIONSTAR MORTGAGE HOLDINGS INC COMMON STOCK 63861C109 4625 250000 SH Call DFND 1,2,3,4 250000 0 0 SPDR S&P HOMEBUILDERS ETF ETF 78462F103 44260 1000000 SH Put DFND 1,2,3,4 1000000 0 0 SPDR S&P500 ETF TRUST ETF 78464A888 66715 250000 SH Put DFND 1,2,3,4 250000 0 0 VANECK VECTORS SEMICONDUCTOR ETF ETF 92189F676 19269 197000 SH Put DFND 1,2,3,4 197000 0 0 OAKTREE SPECIALTY LENDING CORP COMMON STOCK 67401P108 1350 276000 SH DFND 1,2,3,4 276000 0 0 OAKTREE STRATEGIC INCOME CORP COMMON STOCK 67402D104 484 57600 SH DFND 1,2,3,4 57600 0 0