0000949509-12-000037.txt : 20120920 0000949509-12-000037.hdr.sgml : 20120920 20120919180929 ACCESSION NUMBER: 0000949509-12-000037 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120920 DATE AS OF CHANGE: 20120919 EFFECTIVENESS DATE: 20120920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 121100598 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR/A 1 r13f1q12holdings_Amend.txt ADDED SCCO AND VIV. DELETED ANSYS FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [ X ] ; Amendment Number This Amendment (Check only one.) : [ ] is a restatement. [ X ] adds new holding entries. Institutional Manager Filing this Report: Name: Oaktree Capital Management, L.P. Address:333 South Grand Avenue 28 Floor Los Angeles, CA 90071 13F File Number: 28-5050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: [ Eric Tong ] Title: [ Asst Vice President ] Phone: [ 213-830-6946 ] Signature, Place, and Date of Signing: [ Eric Tong ] Los Angeles, CA [ 9/19/2012 ] Following a reorganization in May 2007, the ultimate parent company of Oaktree Capital Management, L.P. is Oaktree Capital Group Holdings GP, LLC. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE REPORT [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total x 1000: 6,277,546 List of Other Included Managers: No. 13F File Number Name 1. 028-12809 Oaktree Capital Group Holdings GP, LLC 2. 028-12810 Oaktree Capital Group Holdings, L.P. 3. 028-12811 Oaktree Capital Group, LLC 4. 028-12812 Oaktree Holdings, Inc. FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH NAME OF ISSUER TITLE OF CLASS CUSIP x1000 PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 6199 6832000 PRN DEFINED 1,2,3,4 6832000 LUCENT TECHNOLOGIES INC DBCV 2.750% 6/1 549463AH0 6313 7000000 PRN DEFINED 1,2,3,4 7000000 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AG2 14408 18200000 PRN DEFINED 1,2,3,4 18200000 ALERE INC NOTE 3.000% 5/1 01449JAA3 21523 21580000 PRN DEFINED 1,2,3,4 21580000 ALLIANCE HEALTHCARE SRVCS COM 018606202 35674 23782451 SH DEFINED 1,2,3,4 23782451 ALLIANCE ONE INTL INC NOTE 5.500% 7/1 018772AQ6 2553 2582000 PRN DEFINED 1,2,3,4 2582000 AMERICAN EQTY INVT LIFE HLD NOTE 5.250%12/0 025676AE7 6846 6465000 PRN DEFINED 1,2,3,4 6465000 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5910 238000 SH DEFINED 1,2,3,4 238000 AMYLIN PHARMACEUTICALS INC NOTE 3.000% 6/1 032346AF5 1400 1491000 PRN DEFINED 1,2,3,4 1491000 ANNALY CAP MGMT INC NOTE 4.000% 2/1 035710AA0 18178 15500000 PRN DEFINED 1,2,3,4 15500000 APACHE CORP PFD CONV SER D 037411808 35393 668700 SH DEFINED 1,2,3,4 668700 APOLLO INVT CORP NOTE 5.750% 1/1 03761UAE6 19391 19630000 PRN DEFINED 1,2,3,4 19630000 ARCELORMITTAL SA LUXEMBOURG NOTE 5.000% 5/1 03938LAK0 9798 9040000 PRN DEFINED 1,2,3,4 9040000 ARVINMERITOR INC FRNT 4.625% 3/0 043353AF8 15304 16527000 PRN DEFINED 1,2,3,4 16527000 AVATAR HLDGS INC NOTE 7.500% 2/1 053494AG5 1946 2000000 PRN DEFINED 1,2,3,4 2000000 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 62039 52500000 PRN DEFINED 1,2,3,4 52500000 BANCO BRADESCO S A SP ADR PFD NEW 059460303 7292 416700 SH DEFINED 1,2,3,4 416700 BANK OF AMERICA CORP 7.25% CNV PFD L 060505682 16936 17415 PRN DEFINED 1,2,3,4 17415 BARNES GROUP INC NOTE 3.375% 3/1 067806AD1 25761 22737000 PRN DEFINED 1,2,3,4 22737000 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 38069 41995000 PRN DEFINED 1,2,3,4 41995000 BRF-BRASIL FOODS S A SPONSORED ADR 10552T107 5766 292400 SH DEFINED 1,2,3,4 292400 BROOKDALE SENIOR LIVING NOTE 2.750% 6/1 112463AA2 56705 60850000 PRN DEFINED 1,2,3,4 60850000 CACI INTERNATIONAL INC NOTE 2.125% 5/0 127190AD8 30307 24347000 PRN DEFINED 1,2,3,4 24347000 CARRIZO OIL & GAS INC NOTE 4.375% 6/1 144577AA1 847 850000 PRN DEFINED 1,2,3,4 850000 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 108121 114171000 PRN DEFINED 1,2,3,4 114171000 CENTRAL EURO MEDIA ENTER NOTE 5.000%11/1 153443AH9 8364 10400000 PRN DEFINED 1,2,3,4 10400000 CHARMING SHOPPES NOTE 1.125% 5/0 161133AE3 13093 13753000 PRN DEFINED 1,2,3,4 13753000 CHART INDUSTRIES INC NOTE 2.000% 8/0 16115QAC4 48572 37571000 PRN DEFINED 1,2,3,4 37571000 CHARTER COMMUNICATION-A CL A 16117M305 1061761 16733819 SH DEFINED 1,2,3,4 16733819 CHEMED CORP NOTE 1.875% 5/1 16359RAC7 42486 41499000 PRN DEFINED 1,2,3,4 41499000 CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 15032 15035000 PRN DEFINED 1,2,3,4 15035000 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 23651 23830000 PRN DEFINED 1,2,3,4 23830000 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 11473 14000000 PRN DEFINED 1,2,3,4 14000000 CHIQUITA BRANDS INTL NOTE 4.250% 8/1 170032AT3 5647 6485000 PRN DEFINED 1,2,3,4 6485000 CIT GROUP INC COM NEW 125581801 360151 8733059 SH DEFINED 1,2,3,4 8733059 COGENT COMMUNICATIONS GROUP NOTE 1.000% 6/1 19239VAB0 15557 17000000 PRN DEFINED 1,2,3,4 17000000 COMCAST CORP-CLASS A CL A 20030N101 28194 939500 SH DEFINED 1,2,3,4 939500 COMMONWEALTH REIT 6.50% PFD CUM 203233408 5142 240711 PRN DEFINED 1,2,3,4 240711 COMPANIA DE MINAS BUEN SPON ADR SER B SPONSORED ADR 204448104 6427 159444 SH DEFINED 1,2,3,4 159444 COMPUCREDIT HLDG NOTE 3.625% 5/3 20478NAB6 6449 6702000 PRN DEFINED 1,2,3,4 6702000 COMTECH TELECOMMUNICATIONS NOTE 3.000% 5/1 205826AF7 28133 24820000 PRN DEFINED 1,2,3,4 24820000 COVANTA HOLDING CORP NOTE 3.250% 6/1 22282EAC6 70539 61135000 PRN DEFINED 1,2,3,4 61135000 CRIMSON EXPLORATION INC COM 22662K207 64428 15524819 SH DEFINED 1,2,3,4 15524819 CUMULUS MEDIA INC-CL A CL A 231082108 13911 3985983 SH DEFINED 1,2,3,4 3985983 DELPHI AUTOMOTIVE PLC SHS G27823106 607108 19217976 SH DEFINED 1,2,3,4 19217976 DENDREON CORP NOTE 2.875% 1/1 24823QAC1 5315 7000000 PRN DEFINED 1,2,3,4 7000000 DFC GLOBAL CORP NOTE 3.00% 4/0 256664AC7 41890 35072000 PRN DEFINED 1,2,3,4 35072000 DRYSHIPS INC NOTE 5.000%12/0 262498AB4 24645 29000000 PRN DEFINED 1,2,3,4 29000000 EAGLE BULK SHIPPING INC COM Y2187A101 11980 6175000 SH DEFINED 1,2,3,4 6175000 ENTERTAINMENT PROPERTIES CONV PFD 9 SR E 29380T600 2442 87500 SH DEFINED 1,2,3,4 87500 ENTERTAINMENT PROPERTIES PFD C CNV 5.75 29380T402 20909 1002821 SH DEFINED 1,2,3,4 1002821 EXCO RESOURCES INC COM 269279402 243844 36778946 SH DEFINED 1,2,3,4 36778946 EXIDE TECHNOLOGIES FRNT 9/1 302051AL1 5788 6740000 PRN DEFINED 1,2,3,4 6740000 HANOVER COMPRESSOR CO NOTE 4.750% 410768AE5 11873 12980000 PRN DEFINED 1,2,3,4 12980000 FIFTH THIRD BANCORP CNV PFD DEP1/250316773209 38608 270380 PRN DEFINED 1,2,3,4 270380 FIRST BANCORP PUERTO RICO COM 318672706 223012 50684485 SH DEFINED 1,2,3,4 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1,2,3,4 3835000 GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 17342 15535000 PRN DEFINED 1,2,3,4 15535000 SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 15773 23271000 PRN DEFINED 1,2,3,4 23271000 HAWAIIAN HOLDINGS INC NOTE 5.000% 3/1 419879AD3 4322 4649000 PRN DEFINED 1,2,3,4 4649000 HEADWATERS INC NOTE 2.500% 2/0 42210PAD4 1174 1330000 PRN DEFINED 1,2,3,4 1330000 HELIX ENERGY SOLUTIONS GRP I NOTE 3.250% 3/1 42330PAG2 53790 50000000 PRN DEFINED 1,2,3,4 50000000 HERCULES OFFSHORE LLC NOTE 3.375% 6/0 427093AD1 19276 19583000 PRN DEFINED 1,2,3,4 19583000 HOLOGIC INC FRNT 2.000%12/1 436440AB7 58226 49275000 PRN DEFINED 1,2,3,4 49275000 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 21376 22500000 PRN DEFINED 1,2,3,4 22500000 ICAHN ENTERPRISES LP FRNT 8/1 451102AB3 25351 25225000 PRN DEFINED 1,2,3,4 25225000 INSULET CORPORATION NOTE 3.750% 6/1 45784PAC5 16680 15741000 PRN DEFINED 1,2,3,4 15741000 INTEL CORP SDCV 2.950%12/1 458140AD2 23842 22375000 PRN DEFINED 1,2,3,4 22375000 INTEROIL 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