0000949509-12-000025.txt : 20120815 0000949509-12-000025.hdr.sgml : 20120815 20120815143221 ACCESSION NUMBER: 0000949509-12-000025 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120815 EFFECTIVENESS DATE: 20120815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0000949509 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05050 FILM NUMBER: 121036698 BUSINESS ADDRESS: STREET 1: 333 S GRAND AVENUE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: 333 S GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: OAKTREE CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20010605 13F-HR 1 r13f2q12holdings.txt OAKTREE CAPITAL MANAGEMENT, L.P. - 13F FILING FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ] ; Amendment Number This Amendment (Check only one.) : [ ] is a restatement. [ ] adds new holding entries. Institutional Manager Filing this Report: Name: Oaktree Capital Management, L.P. Address:333 South Grand Avenue 28 Floor Los Angeles, CA 90071 13F File Number: 28-5050 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: [ Eric Tong ] Title: [ Asst Vice President ] Phone: [ 213-830-6946 ] Signature, Place, and Date of Signing: [ Eric Tong ] Los Angeles, CA [ 8/15/2012 ] Following a reorganization in May 2007, the ultimate parent company of Oaktree Capital Management, L.P. is Oaktree Capital Group Holdings GP, LLC. Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT [ ] 13F NOTICE REPORT [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 179 Form 13F Information Table Value Total x 1000: 5,276,626 List of Other Included Managers: No. 13F File Number Name 1. 028-12809 Oaktree Capital Group Holdings GP, LLC 2. 028-12810 Oaktree Capital Group Holdings, L.P. 3. 028-12811 Oaktree Capital Group, LLC 4. 028-12812 Oaktree Holdings, Inc. FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTH NAME OF ISSUER TITLE OF CLASS CUSIP x1000 PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE AAR CORP NOTE 1.750% 2/0 000361AH8 8309 8290000PRN DEFINED 1,2,3,4 8290000 1000 AAR CORP NOTE 1.625% 3/0 000361AK1 14137 15019000PRN DEFINED 1,2,3,4 15019000 AFFILIATED MANAGERS GROUNOTE 3.950% 8/1 008252AL2 772 712000PRN DEFINED 1,2,3,4 712000 HILLTOP HOLDINGS INC NOTE 7.500% 8/1 00828UAB9 4694 4226000PRN DEFINED 1,2,3,4 4226000 ALBANY INTL CORP FRNT 2.250% 3/1 012348AC2 6665 7007000PRN DEFINED 1,2,3,4 7007000 ALLIANCE HEALTHCARE SERVIN COM NEW 018606202 23735 23782451 SH DEFINED 1,2,3,4 23782451 ALLIANCE ONE INTL INC NOTE 5.500% 7/1 018772AQ6 5701 5926000PRN DEFINED 1,2,3,4 5926000 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 6089 232661 SH DEFINED 1,2,3,4 232661 AMER EQUITY INVT LIFE NOTE 5.250%12/0 025676AE7 6630 6465000PRN DEFINED 1,2,3,4 6465000 ANNALY CAPITAL MGMT NOTE 4.000% 2/1 035710AA0 19068 15500000PRN DEFINED 1,2,3,4 15500000 ANNALY CAPITAL MGMT NOTE 5.000% 5/1 035710AB8 55232 55500000PRN DEFINED 1,2,3,4 55500000 APACHE CORP PFD CONV SER D 037411808 26140 520200 SH DEFINED 1,2,3,4 520200 APOLLO INVESTMENT CORP NOTE 5.750% 1/1 03761UAE6 9725 9750000PRN DEFINED 1,2,3,4 9750000 ARCELORMITTAL NOTE 5.000% 5/1 03938LAK0 7484 7255000PRN DEFINED 1,2,3,4 7255000 MERITOR INC FRNT 4.625% 3/0 043353AF8 7013 8000000PRN DEFINED 1,2,3,4 8000000 AV HOMES INC NOTE 7.500% 2/1 053494AG5 4022 4000000PRN DEFINED 1,2,3,4 4000000 AVIS BUDGET GROUP INC NOTE 3.500%10/0 053774AB1 48275 38750000PRN DEFINED 1,2,3,4 38750000 BPZ RESOURCES INC MTNF 6.500% 3/0 055639AB4 34778 42720000PRN DEFINED 1,2,3,4 42720000 BARNES GROUP INC NOTE 3.375% 3/1 067806AD1 24003 22062000PRN DEFINED 1,2,3,4 22062000 BROOKDALE SENIOR LIVING NOTE 2.750% 6/1 112463AA2 56892 60350000PRN DEFINED 1,2,3,4 60350000 CIT GROUP INC COM 125581801 290760 8158249 SH DEFINED 1,2,3,4 8158249 CARRIZO OIL & GAS INC NOTE 4.375% 6/0 144577AA1 5201 5220000PRN DEFINED 1,2,3,4 5220000 CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 81583 91976000PRN DEFINED 1,2,3,4 91976000 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 30338 35575000PRN DEFINED 1,2,3,4 35575000 CENTRAL EUR DISTR CORP NOTE 3.000% 3/1 153435AA0 2616 3000000PRN DEFINED 1,2,3,4 3000000 CHART INDUSTRIES INC NOTE 2.000% 8/0 16115QAC4 36224 29443000PRN DEFINED 1,2,3,4 29443000 CHARTER COMMUNICATIONS ID CL A NEW 16117M305 1167940 16480036 SH DEFINED 1,2,3,4 16480036 CHEMED CORP NEW NOTE 1.875% 16359RAC7 21288 21255000PRN DEFINED 1,2,3,4 21255000 CHENIERE ENERGY INC NOTE 2.250% 8/0 16411RAE9 8596 8535000PRN DEFINED 1,2,3,4 8535000 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 18713 20225000PRN DEFINED 1,2,3,4 20225000 COGENT COMMUNICATIONS GRNOTE 1.000% 6/1 19239VAB0 3340 3500000PRN DEFINED 1,2,3,4 3500000 COMMONWEALTH REIT 6.50% PFD CUM CO203233408 3089 140711 SH DEFINED 1,2,3,4 140711 CIA BRASILEIRA DE DISTRISPN ADR PFD CL A20440T201 576 14215 SH DEFINED 1,2,3,4 14215 CIA DE BEBIDAS DAS AMERISPON ADR PFD 20441W203 473 12383 SH DEFINED 1,2,3,4 12383 CIA DE MINAS BUENAVENTURSPONSORED ADR 204448104 5571 145712 SH DEFINED 1,2,3,4 145712 COMTECH TELECOMMUNICATIONOTE 3.000% 5/0 205826AF7 26492 24820000PRN DEFINED 1,2,3,4 24820000 COVANTA HOLDING CORP NOTE 3.250% 6/0 22282EAC6 66132 56135000PRN DEFINED 1,2,3,4 56135000 CRIMSON EXPLORATION INC COM NEW 22662K207 71259 15524819 SH DEFINED 1,2,3,4 15524819 CUMULUS MEDIA INC CL A 231082108 11998 3985983 SH DEFINED 1,2,3,4 3985983 DFC GLOBAL CORP NOTE 3.000% 4/0 256664AC7 32814 28690000PRN DEFINED 1,2,3,4 28690000 DRYSHIPS INC NOTE 5.000%12/0 262498AB4 6316 8630000PRN DEFINED 1,2,3,4 8630000 EXCO RESOURCES INC COM 269279402 279152 36778946 SH DEFINED 1,2,3,4 36778946 ENDO HEALTH SOLUTIONS INNOTE 1.750% 4/1 29264FAB2 867 725000PRN DEFINED 1,2,3,4 725000 ENTERTAINMENT PROPERTIESPFD C CNV 5.75% 29380T402 18481 977821 SH DEFINED 1,2,3,4 977821 ENTERTAINMENT PROPERTIESCONV PFD 9% SR E29380T600 751 27500 SH DEFINED 1,2,3,4 27500 EXIDE TECHNOLOGIES FRNT 9/1 302051AL1 4264 4845000PRN DEFINED 1,2,3,4 4845000 EXTERRAN HOLDINGS INC NOTE 4.250% 6/1 30225XAA1 3405 3500000PRN DEFINED 1,2,3,4 3500000 FIFTH THIRD BANCORP PFD DEP1/250 316773209 36988 270380 SH DEFINED 1,2,3,4 270380 FIRST BANCORP/PUERTO RICCOM NEW 318672706 200711 50684485 SH DEFINED 1,2,3,4 50684485 FIVE STAR QUALITY CARE INOTE 3.750%10/1 33832DAB2 14573 15039000PRN DEFINED 1,2,3,4 15039000 FURNITURE BRANDS INTERNACOM 360921100 3224 2600000 SH DEFINED 1,2,3,4 2600000 GT ADVANCED TECHNOLOGIESCOM 36191U106 4710 891977 SH DEFINED 1,2,3,4 891977 GENERAL CABLE CORP NEW NOTE 0.875%1369300AD0 8130 8500000PRN DEFINED 1,2,3,4 8500000 GENERAL MOTORS CO COM 37045V100 4 187 SH DEFINED 1,2,3,4 187 GENERAL MOTORS CO *W EXP 07/10/20137045V118 97 8810 SH DEFINED 1,2,3,4 8810 GENERAL MOTORS CO *W EXP 07/10/20137045V126 60 8810 SH DEFINED 1,2,3,4 8810 GENERAL MOTORS CO JR PFD CNV SRB 37045V209 47390 1427400 SH DEFINED 1,2,3,4 1427400 GENON ENERGY INC COM 37244E107 8550 5000000 SH DEFINED 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39500000 HORNBECK OFFSHORE SERV N FRNT 1.625%11/440543AE6 1928 1837000PRN DEFINED 1,2,3,4 1837000 ISTAR FINANCIAL INC FRNT 10/0 45031UBF7 6200 6201000PRN DEFINED 1,2,3,4 6201000 IXIA NOTE 3.000%12/1 45071RAB5 26132 25500000PRN DEFINED 1,2,3,4 25500000 ICAHN ENTERPRISES LP FRNT 8/1 451102AB3 23903 23725000PRN DEFINED 1,2,3,4 23725000 INFOSYS LTD SPONSORED ADR 456788108 438 9650 SH DEFINED 1,2,3,4 9650 INSULET CORPORATION NOTE 3.750% 6/1 45784PAC5 18603 16741000PRN DEFINED 1,2,3,4 16741000 INTEL CORP SDCV 2.950%12/1 458140AD2 25401 22375000PRN DEFINED 1,2,3,4 22375000 INTERPUBLIC GROUP COS NOTE 4.750% 3/1 460690BE9 4506 4145000PRN DEFINED 1,2,3,4 4145000 INTEROIL CORP NOTE 2.750%11/1 460951AC0 4007 4250000PRN DEFINED 1,2,3,4 4250000 ISIS PHARMACEUTICALS INCDEL NOTE 2.625%464337AE4 4073 4000000PRN DEFINED 1,2,3,4 4000000 ITAU UNIBANCO HOLDING SA SPON ADR REP PF465562106 734 51731 SH DEFINED 1,2,3,4 51731 JEFFERIES GROUP INC NEW DBCV 3.875%472319AG7 8941 9832000PRN DEFINED 1,2,3,4 9832000 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