0001193125-14-045640.txt : 20140211
0001193125-14-045640.hdr.sgml : 20140211
20140211163053
ACCESSION NUMBER: 0001193125-14-045640
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140211
DATE AS OF CHANGE: 20140211
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC.
CENTRAL INDEX KEY: 0000006845
STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231]
IRS NUMBER: 410919654
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0228
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-19349
FILM NUMBER: 14594678
BUSINESS ADDRESS:
STREET 1: 4400 WEST 78TH STREET
STREET 2: SUITE 520
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55435
BUSINESS PHONE: 6128351874
MAIL ADDRESS:
STREET 1: 4400 WEST 78TH STREET
STREET 2: SUITE 520
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55435
FORMER COMPANY:
FORMER CONFORMED NAME: APOGEE ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HARMON GLASS CO INC
DATE OF NAME CHANGE: 19720623
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: WESTWOOD MANAGEMENT CORP /TX
CENTRAL INDEX KEY: 0000949471
IRS NUMBER: 133160186
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-756-6900
MAIL ADDRESS:
STREET 1: 200 CRESCENT COURT
STREET 2: SUITE 1200
CITY: DALLAS
STATE: TX
ZIP: 75201
SC 13G
1
d674411dsc13g.txt
SC 13G
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
-----------------
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. Initial)*
-----------------
Apogee Enterprises Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
037598109
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of this Statement)
-----------------
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[X] Rule 13d-1(b)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
================================================================================
CUSIP No. 037598109
------------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Westwood Management Corp.
------------------------------------------------------------------------------
2. Check the appropriate box if a member of a group (see
instructions)
(a) [_] (b) [_]
------------------------------------------------------------------------------
3. SEC use only
------------------------------------------------------------------------------
4. Citizenship or place of organization:
USA
------------------------------------------------------------------------------
5. Sole voting power:
1,360,246
Number of --------------------------------------------------------------
Shares 6. Shared voting power:
beneficially
owned by 33,361
each --------------------------------------------------------------
reporting 7. Sole dispositive power:
person
with: 1,538,187
--------------------------------------------------------------
8. Shared dispositive power:
0
------------------------------------------------------------------------------
9. Aggregate amount beneficially owned by each reporting person:
1,538,187
------------------------------------------------------------------------------
10. Check box if the aggregate amount in Row (9) excludes certain
shares. [_]
------------------------------------------------------------------------------
11. Percent of class represented by amount in Row (9):
5.35%
------------------------------------------------------------------------------
12. Type of reporting person (see instructions):
IA
------------------------------------------------------------------------------
Page 2
ITEM 1.
(a)Name of Issuer:
Apogee Enterprises Inc.
(b)Address of Issuer's Principal Executive Offices:
4400 West 78th Street, Suite 520
Minneapolis MN 55435
ITEM 2.
(a)Name of Person Filing:
Westwood Management Corp.
(b)Address of Principal Business Office or, if none, Residence:
200 Crescent Court, Suite 1200
Dallas, Texas 75201
(c)Citizenship:
USA
(d)Title of Class of Securities:
Common Stock
(e)CUSIP Number:
037598109
ITEM 3. If this statement is filed pursuant to Rule 240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a)[_]Broker or delaer registered under Section 15 of the Act (15 U.S.C.
78o).
(b)[_]Bank as defined in section 3(a)(6) of the Act(15 U.S.C. 78c).
(c)[_]Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d)[_]Investment company registered under section 8 of the Investment
Company Act of 1940(15 U.S.C. 80a-8).
(e)[X]An investment adviser in accordance with &240.13d-1(b)(1)(ii)(E);
(f)[_]An employee benefit plan or endowment fund in accordance with
&240.13d-1(b)(1)(ii)(F);
(g)[_]A parent holding company or control person in accordance with
&240.13d-1(b)(1)(ii)(G);
(h)[_]A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act(12 U.S.C. 1813);
(i)[_]A church plan that is excluded from the definition of an investment
company under section 3(c)(14) of the Investment Company Act (15
U.S.C. 80a-3);
(j)[_]Group, in accordance with &240.13d-1(b)(1)(ii)(J).
Page 3
ITEM 4. Ownership.
Provide the following information regarding the aggregate number and percentage
of the class of securities of the issuer identified in Item 1.
(a)Amount beneficially owned: 1,538,187
(b)Percent of class: 5.35%
(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote: 1,360,246
(ii)Shared power to vote or to direct the vote: 33,361
(iii)Sole power to dispose or to direct the disposition of: 1,538,187
(iv)Shared power to dispose or to direct the disposition of: 0
ITEM 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following. [_]
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not applicable.
ITEM 8. Identification and Classification of Members of the Group.
Not applicable.
ITEM 9. Notice of Dissolution of Group.
Not applicable.
ITEM 10.Certification.
Not applicable.
Page 4
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 11, 2014
-----------------------------
Date
/s/ Mark A. Wallace
-----------------------------
Signature
Mark A. Wallace
Chief Financial Officer
Page 5