0001513162-13-000219.txt : 20130322 0001513162-13-000219.hdr.sgml : 20130322 20130322161517 ACCESSION NUMBER: 0001513162-13-000219 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130319 FILED AS OF DATE: 20130322 DATE AS OF CHANGE: 20130322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breese Robert Craig CENTRAL INDEX KEY: 0001543553 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33710 FILM NUMBER: 13711522 MAIL ADDRESS: STREET 1: C/O CLEAN DIESEL TECHNOLOGIES, INC. STREET 2: 4567 TELEPHONE ROAD, SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CLEAN DIESEL TECHNOLOGIES INC CENTRAL INDEX KEY: 0000949428 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 061393453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 BUSINESS PHONE: 805 639 9458 MAIL ADDRESS: STREET 1: 4567 TELEPHONE ROAD STREET 2: SUITE 100 CITY: VENTURA STATE: CA ZIP: 93003 4/A 1 primary_doc.xml PRIMARY DOCUMENT X0306 4/A 2013-03-19 2013-03-20 0 0000949428 CLEAN DIESEL TECHNOLOGIES INC CDTI 0001543553 Breese Robert Craig C/O CLEAN DIESEL TECHNOLOGIES, INC. 4567 TELEPHONE ROAD, SUITE 100 VENTURA CA 93003 1 1 0 0 Chief Executive Officer Common Stock 2013-03-19 4 M 0 16490 0 A 43986 D Common Stock 2013-03-20 4 S 0 6244 2.1914 D 37742 D Shares of Common Stock acquired upon settlement of Restricted Share Units (RSUs) granted March 8, 2012 pursuant to New Employee Inducement Award. Shares were sold to cover the reporting person's tax obligation in connection with the vesting of RSUs and conversion into shares of Common Stock. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.18 to $2.21, inclusive. The reporting person undertakes to provide CDTI, any security holder of CDTI or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. The purpose of this Amended Form 4 is solely to correct the reporting person's beneficial ownership. All other information disclosed in the reporting person's original Form 4 filed with the Securities and Exchange Commission on March 20, 2013 was accurately reported. /s/Kristi Cushing for Robert Craig Breese 2013-03-22