0001573700-13-000025.txt : 20131021
0001573700-13-000025.hdr.sgml : 20131021
20131021133104
ACCESSION NUMBER: 0001573700-13-000025
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131017
FILED AS OF DATE: 20131021
DATE AS OF CHANGE: 20131021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EINSTEIN NOAH RESTAURANT GROUP INC
CENTRAL INDEX KEY: 0000949373
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133690261
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 ZANG STREET
STREET 2: SUITE 300
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
BUSINESS PHONE: 3035688000
MAIL ADDRESS:
STREET 1: 555 ZANG STREET
STREET 2: SUITE 300
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
FORMER COMPANY:
FORMER CONFORMED NAME: NEW WORLD RESTAURANT GROUP INC
DATE OF NAME CHANGE: 20010928
FORMER COMPANY:
FORMER CONFORMED NAME: NEW WORLD COFFEE MANHATTAN BAGEL INC
DATE OF NAME CHANGE: 19990413
FORMER COMPANY:
FORMER CONFORMED NAME: NEW WORLD COFFEE & BAGELS INC /
DATE OF NAME CHANGE: 19981007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STONEHOUSE S GARRETT
CENTRAL INDEX KEY: 0001280550
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33515
FILM NUMBER: 131161026
MAIL ADDRESS:
STREET 1: ONE MORNINGSIDE DRIVE NORTH STE 200
CITY: WESTPORT
STATE: CT
ZIP: 06880
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-10-17
0
0000949373
EINSTEIN NOAH RESTAURANT GROUP INC
BAGL
0001280550
STONEHOUSE S GARRETT
300 LONG BEACH BLVD., SUITE 13
STRATFORD
CT
06615-7116
1
0
0
0
Common Stock
2013-10-17
4
M
0
12978
4.423
A
15624
D
Common Stock
2013-10-17
4
S
0
12978
17.7694
D
2646
D
Stock option (right to buy)
4.423
2013-10-17
4
M
0
12978
0
D
2009-07-01
2014-01-01
Common Stock
12978
0
D
Effective January 8, 2013, the exercise price was adjusted from $5.75 and the number of shares was adjusted from 10,000 in accordance with the anti-dilution provisions of the issuer's Directors' Option Plan.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.
The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.94, inclusive. The reporing person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (3) to this Form 4.
/s/ Ginger Torsell, as attorney-in-fact
2013-10-21