0001573700-13-000025.txt : 20131021 0001573700-13-000025.hdr.sgml : 20131021 20131021133104 ACCESSION NUMBER: 0001573700-13-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131017 FILED AS OF DATE: 20131021 DATE AS OF CHANGE: 20131021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EINSTEIN NOAH RESTAURANT GROUP INC CENTRAL INDEX KEY: 0000949373 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133690261 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 ZANG STREET STREET 2: SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 3035688000 MAIL ADDRESS: STREET 1: 555 ZANG STREET STREET 2: SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD RESTAURANT GROUP INC DATE OF NAME CHANGE: 20010928 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD COFFEE MANHATTAN BAGEL INC DATE OF NAME CHANGE: 19990413 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD COFFEE & BAGELS INC / DATE OF NAME CHANGE: 19981007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STONEHOUSE S GARRETT CENTRAL INDEX KEY: 0001280550 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33515 FILM NUMBER: 131161026 MAIL ADDRESS: STREET 1: ONE MORNINGSIDE DRIVE NORTH STE 200 CITY: WESTPORT STATE: CT ZIP: 06880 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-10-17 0 0000949373 EINSTEIN NOAH RESTAURANT GROUP INC BAGL 0001280550 STONEHOUSE S GARRETT 300 LONG BEACH BLVD., SUITE 13 STRATFORD CT 06615-7116 1 0 0 0 Common Stock 2013-10-17 4 M 0 12978 4.423 A 15624 D Common Stock 2013-10-17 4 S 0 12978 17.7694 D 2646 D Stock option (right to buy) 4.423 2013-10-17 4 M 0 12978 0 D 2009-07-01 2014-01-01 Common Stock 12978 0 D Effective January 8, 2013, the exercise price was adjusted from $5.75 and the number of shares was adjusted from 10,000 in accordance with the anti-dilution provisions of the issuer's Directors' Option Plan. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $17.75 to $17.94, inclusive. The reporing person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote (3) to this Form 4. /s/ Ginger Torsell, as attorney-in-fact 2013-10-21