0001573700-13-000023.txt : 20130930
0001573700-13-000023.hdr.sgml : 20130930
20130930132405
ACCESSION NUMBER: 0001573700-13-000023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130927
FILED AS OF DATE: 20130930
DATE AS OF CHANGE: 20130930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EINSTEIN NOAH RESTAURANT GROUP INC
CENTRAL INDEX KEY: 0000949373
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 133690261
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 555 ZANG STREET
STREET 2: SUITE 300
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
BUSINESS PHONE: 3035688000
MAIL ADDRESS:
STREET 1: 555 ZANG STREET
STREET 2: SUITE 300
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
FORMER COMPANY:
FORMER CONFORMED NAME: NEW WORLD RESTAURANT GROUP INC
DATE OF NAME CHANGE: 20010928
FORMER COMPANY:
FORMER CONFORMED NAME: NEW WORLD COFFEE MANHATTAN BAGEL INC
DATE OF NAME CHANGE: 19990413
FORMER COMPANY:
FORMER CONFORMED NAME: NEW WORLD COFFEE & BAGELS INC /
DATE OF NAME CHANGE: 19981007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Neill Jeffrey J
CENTRAL INDEX KEY: 0001451302
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33515
FILM NUMBER: 131122466
MAIL ADDRESS:
STREET 1: EINSTEIN NOAH RESTAURANT GROUP, INC.
STREET 2: 555 ZANG STREET, SUITE 300
CITY: LAKEWOOD
STATE: CO
ZIP: 80228
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-09-27
0
0000949373
EINSTEIN NOAH RESTAURANT GROUP INC
BAGL
0001451302
O'Neill Jeffrey J
EINSTEIN NOAH RESTAURANT GROUP, INC.
555 ZANG STREET, SUITE 300
LAKEWOOD
CO
80228
1
1
0
0
Chief Executive Officer
Common Stock
2013-09-27
4
M
0
6000
3.5385
A
26136
D
Common Stock
2013-09-27
4
S
0
6000
17.5
D
20136
D
Employee stock option (right to buy)
3.5385
2013-09-27
4
M
0
6000
0
D
2018-12-02
Common Stock
6000
21000
D
Effective January 8, 2013, the exercise price was adjusted from $4.60 and the number of shares was adjusted from 70,000 in accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.
The option vested in three equal installments beginning on December 3, 2009.
/s/ Ginger Torsell, as attorney-in-fact
2013-09-30