0001573700-13-000023.txt : 20130930 0001573700-13-000023.hdr.sgml : 20130930 20130930132405 ACCESSION NUMBER: 0001573700-13-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130927 FILED AS OF DATE: 20130930 DATE AS OF CHANGE: 20130930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EINSTEIN NOAH RESTAURANT GROUP INC CENTRAL INDEX KEY: 0000949373 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133690261 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 ZANG STREET STREET 2: SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 3035688000 MAIL ADDRESS: STREET 1: 555 ZANG STREET STREET 2: SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD RESTAURANT GROUP INC DATE OF NAME CHANGE: 20010928 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD COFFEE MANHATTAN BAGEL INC DATE OF NAME CHANGE: 19990413 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD COFFEE & BAGELS INC / DATE OF NAME CHANGE: 19981007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'Neill Jeffrey J CENTRAL INDEX KEY: 0001451302 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33515 FILM NUMBER: 131122466 MAIL ADDRESS: STREET 1: EINSTEIN NOAH RESTAURANT GROUP, INC. STREET 2: 555 ZANG STREET, SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-09-27 0 0000949373 EINSTEIN NOAH RESTAURANT GROUP INC BAGL 0001451302 O'Neill Jeffrey J EINSTEIN NOAH RESTAURANT GROUP, INC. 555 ZANG STREET, SUITE 300 LAKEWOOD CO 80228 1 1 0 0 Chief Executive Officer Common Stock 2013-09-27 4 M 0 6000 3.5385 A 26136 D Common Stock 2013-09-27 4 S 0 6000 17.5 D 20136 D Employee stock option (right to buy) 3.5385 2013-09-27 4 M 0 6000 0 D 2018-12-02 Common Stock 6000 21000 D Effective January 8, 2013, the exercise price was adjusted from $4.60 and the number of shares was adjusted from 70,000 in accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013. The option vested in three equal installments beginning on December 3, 2009. /s/ Ginger Torsell, as attorney-in-fact 2013-09-30