0001144204-12-056532.txt : 20121017 0001144204-12-056532.hdr.sgml : 20121017 20121017105007 ACCESSION NUMBER: 0001144204-12-056532 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20121017 DATE AS OF CHANGE: 20121017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 4 KIDS ENTERTAINMENT INC CENTRAL INDEX KEY: 0000058592 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 132691380 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-20743 FILM NUMBER: 121147519 BUSINESS ADDRESS: STREET 1: 53 WEST 23RD STREET CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2127587666 MAIL ADDRESS: STREET 1: 53 WEST 23RD STREET CITY: NEW YORK STATE: NY ZIP: 10010 FORMER COMPANY: FORMER CONFORMED NAME: LEISURE CONCEPTS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN LEISURE INDUSTRIES INC DATE OF NAME CHANGE: 19740822 SC 13G/A 1 v758924_13ga.htm SC 13G/A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

________________

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b) (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No. 3)*

 

4Kids Entertainment, Inc.
(Name of Issuer)

 

 

Common Stock

 

(Title of Class of Securities)
 

 

 

350865101

 

 
  (CUSIP Number)  
 

 

 

October 17, 20121

 

 
  (Date of Event which Requires Filing of this Statement)  

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

 

Page 1 of 4

 

________________________________________

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

1 It should be noted that this Schedule 13G/A must be filed within forty-five days after the end of the calendar year pursuant to Rule 13d-2(b) of the Act. The Reporting Person has decided to voluntarily file this report prior to the due date thereof.

 

 
 

SCHEDULE 13G/A3

 

CUSIP No. 350865101   Page 2 of 4 Pages

 

1

NAME OF REPORTING PERSON

 

 

 
Lloyd I. Miller, III    
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)  o  
  (b)  o  
3 SEC USE ONLY  
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION  
United States  

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5 SOLE VOTING POWER  
***  
6 SHARED VOTING POWER  
***  
7 SOLE DISPOSITIVE POWER  
***  
8 SHARED DISPOSITIVE POWER  
***  
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

***

 

 

 

 

 

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
***%
12 TYPE OF REPORTING PERSON
***
                 

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

*** See Item 4.

 

 
 

 

 

Item 1(a). Name of Issuer: 4Kids Entertainment, Inc.
     
Item 1(b). Address of Issuers’s Principal Executive Offices:  53 West 23rd Street
    New York, New York 10010
     
Item 2(a). Name of Person Filing: Lloyd I. Miller, III
     
Item 2(b). Address of Principal Business Office or, if None, Residence: 222 Lakeview Avenue
    Suite 160-365
    West Palm Beach, Florida 33401
     
Item 2(c). Citizenship: U.S.A.
     
Item 2(d). Title of Class of Securities: Common Stock
     
Item 2(e). CUSIP Number: 350865101

 

Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b) OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:
   
  Not Applicable, this statement is filed pursuant to 13d-1(c)
   
Item 4. OWNERSHIP:  See Item 5 below. 
   
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
   
  If this statement is being filed to report the fact that the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  [X].
   
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
   
  Not Applicable
   
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
   
  Not Applicable
   
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
   
  Not Applicable
   
Item 9. NOTICE OF DISSOLUTION OF GROUP:
   
  Not Applicable
   
Item 10. CERTIFICATION:
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: October 17, 2012 /s/ Lloyd I. Miller, III              
  Lloyd I. Miller, III