-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ea9mTDlSoDM1clmaO4ELtde2aEn1XgWKlw0Gn2rv2BUUH3fu5jlYM57sHZ16ho3l 5u2QzvdlbQyKGyJAZFIkkA== 0000950137-06-001855.txt : 20060214 0000950137-06-001855.hdr.sgml : 20060214 20060214171856 ACCESSION NUMBER: 0000950137-06-001855 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH WILLIAM W JR CENTRAL INDEX KEY: 0001251368 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISOVIEJO STATE: CA ZIP: 92656 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-81588 FILM NUMBER: 06617310 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 7143625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA STREET 2: STE 200 CITY: ALISO VIEJO STATE: CA ZIP: 92656 SC 13G 1 a17475sc13g.htm SCHEDULE 13G Smith Micro Software, Inc.
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
SMITH MICRO SOFTWARE, INC.
(Name of Issuer)
Common Stock, par value $.001 par value per share
(Title of Class of Securities)
832154108
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

 
 

 

13G

                     
CUSIP No.
  
832154108 
   Page  
2 
   of   
4 

 

           
1   NAMES OF REPORTING PERSONS:
William W. Smith, Jr.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   3,472,115
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   3,472,115
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    -0-
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,472,115
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  15.7%%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 

13G

                     
CUSIP No.
  
832154108 
   Page  
3 
   of   
4 
                     
Item 1(a).   Name of Issuer:
 Smith Micro Software, Inc. (the “Issuer”)
 
Item 1(b).   Address of Issuer’s Principal Executive Offices:
 51 Columbia, Suite 200
Aliso Viejo, CA 92656
 
Item 2(a).   Name of Person Filing:
 William W. Smith, Jr.
 
Item 2(b).   Address of Principal Business Office or, if None, Residence:
 51 Columbia, Suite 200
Aliso Viejo, CA 92656
 
Item 2(c).   Citizenship
 United States of America
 
Item 2(d).   Title of Class of Securities:
 Common Stock, $0.001 par value per share
 
Item 2(e).   CUSIP Number: 832154108
 
Item 3.   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
 Not Applicable
 
Item 4.   Ownership.
  
    (a)   Amount Beneficially Owned:     3,472,115  
 
    (b)   Percent of Class:     15.7 %
 
    (c)   Number of shares as to which such person has:        
 
 
      (i)   Sole power to vote or to direct the vote:     3,472,115  
 
 
      (ii)   Shared power to vote or to direct the vote:     -0-  
 
 
      (iii)   Sole power to dispose or to direct the disposition of:     3,472,115  
 
 
      (iv)   Shared power to dispose or to direct the disposition of:     -0-  
 
Item 5.   Ownership of Five Percent or Less of a Class.
 Not Applicable
 
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.
 Not Applicable
 

 

13G

                     
CUSIP No.
  
832154108 
   Page  
4 
   of   
4 
                     
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 Not Applicable
 
Item 8.   Identification and Classification of Members of the Group.
 Not Applicable
 
Item 9.   Notice of Dissolution of Group.
 Not Applicable
 
Item 10.   Certifications.
 Not Applicable
 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
    William W. Smith, Jr.
     
     
    February 14, 2006
     
    Date
     
    /s/ William W. Smith, Jr.
     
    (Signature)

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