0001209191-21-064013.txt : 20211110
0001209191-21-064013.hdr.sgml : 20211110
20211110215623
ACCESSION NUMBER: 0001209191-21-064013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211108
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ellison Seth M.
CENTRAL INDEX KEY: 0001768700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06631
FILM NUMBER: 211398768
MAIL ADDRESS:
STREET 1: C/O LEVI STRAUSS & CO.
STREET 2: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVI STRAUSS & CO
CENTRAL INDEX KEY: 0000094845
STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300]
IRS NUMBER: 940905160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1128
BUSINESS ADDRESS:
STREET 1: 1155 BATTERY ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4155016000
MAIL ADDRESS:
STREET 1: 1155 BATTERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-11-08
0
0000094845
LEVI STRAUSS & CO
LEVI
0001768700
Ellison Seth M.
C/O LEVI STRAUSS & CO.
1155 BATTERY STREET
SAN FRANCISCO
CA
94111
0
1
0
0
EVP & Chief Commercial Officer
Class A Common Stock
2021-11-08
4
D
0
12099
27.00
D
41596
D
Class A Common Stock
2021-11-09
4
C
0
27783
0.00
A
69379
D
Class A Common Stock
2021-11-09
4
S
0
29390
27.02
D
39989
D
Stock Appreciation Rights
6.90
2021-11-08
4
M
0
19961
0.00
D
2024-02-01
Class B Common Stock
19961
35254
D
Class B Common Stock
2021-11-08
4
M
0
19961
6.90
A
Class A Common Stock
19961
19961
D
Class B Common Stock
2021-11-08
4
D
0
12948
27.00
D
Class A Common Stock
12948
7013
D
Stock Appreciation Rights
9.60
2021-11-08
4
M
0
43035
0.00
D
2025-01-30
Class B Common Stock
43035
28690
D
Class B Common Stock
2021-11-08
4
M
0
43035
9.60
A
Class A Common Stock
43035
50048
D
Class B Common Stock
2021-11-08
4
D
0
29951
27.00
D
Class A Common Stock
29951
20097
D
Stock Appreciation Rights
14.875
2021-11-08
4
M
0
36340
0.00
D
Class B Common Stock
36340
36330
D
Class B Common Stock
2021-11-08
4
M
0
36340
14.875
A
2029-01-29
Class A Common Stock
36340
56437
D
Class B Common Stock
2021-11-08
4
D
0
28654
27.00
D
Class A Common Stock
28654
27783
D
Class B Common Stock
2021-11-09
4
C
0
27783
0.00
D
Class A Common Stock
27783
0
D
Transaction pursuant to a previously established Rule 10b5-1 Plan.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.
25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021.
/s/ David Jedrzejek, Attorney-in-Fact
2021-11-10