0001209191-21-064013.txt : 20211110 0001209191-21-064013.hdr.sgml : 20211110 20211110215623 ACCESSION NUMBER: 0001209191-21-064013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellison Seth M. CENTRAL INDEX KEY: 0001768700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06631 FILM NUMBER: 211398768 MAIL ADDRESS: STREET 1: C/O LEVI STRAUSS & CO. STREET 2: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEVI STRAUSS & CO CENTRAL INDEX KEY: 0000094845 STANDARD INDUSTRIAL CLASSIFICATION: APPAREL & OTHER FINISHED PRODS OF FABRICS & SIMILAR MATERIAL [2300] IRS NUMBER: 940905160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1128 BUSINESS ADDRESS: STREET 1: 1155 BATTERY ST CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155016000 MAIL ADDRESS: STREET 1: 1155 BATTERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94111 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-08 0 0000094845 LEVI STRAUSS & CO LEVI 0001768700 Ellison Seth M. C/O LEVI STRAUSS & CO. 1155 BATTERY STREET SAN FRANCISCO CA 94111 0 1 0 0 EVP & Chief Commercial Officer Class A Common Stock 2021-11-08 4 D 0 12099 27.00 D 41596 D Class A Common Stock 2021-11-09 4 C 0 27783 0.00 A 69379 D Class A Common Stock 2021-11-09 4 S 0 29390 27.02 D 39989 D Stock Appreciation Rights 6.90 2021-11-08 4 M 0 19961 0.00 D 2024-02-01 Class B Common Stock 19961 35254 D Class B Common Stock 2021-11-08 4 M 0 19961 6.90 A Class A Common Stock 19961 19961 D Class B Common Stock 2021-11-08 4 D 0 12948 27.00 D Class A Common Stock 12948 7013 D Stock Appreciation Rights 9.60 2021-11-08 4 M 0 43035 0.00 D 2025-01-30 Class B Common Stock 43035 28690 D Class B Common Stock 2021-11-08 4 M 0 43035 9.60 A Class A Common Stock 43035 50048 D Class B Common Stock 2021-11-08 4 D 0 29951 27.00 D Class A Common Stock 29951 20097 D Stock Appreciation Rights 14.875 2021-11-08 4 M 0 36340 0.00 D Class B Common Stock 36340 36330 D Class B Common Stock 2021-11-08 4 M 0 36340 14.875 A 2029-01-29 Class A Common Stock 36340 56437 D Class B Common Stock 2021-11-08 4 D 0 28654 27.00 D Class A Common Stock 28654 27783 D Class B Common Stock 2021-11-09 4 C 0 27783 0.00 D Class A Common Stock 27783 0 D Transaction pursuant to a previously established Rule 10b5-1 Plan. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. /s/ David Jedrzejek, Attorney-in-Fact 2021-11-10