-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVg19o9AKM0z/t58bHFLQGoJRCjppzSY+xtCw6/j0IcI0w8JiMf30bTNghFNHygF rx0c4zqmF/TI9Vxst62CoA== 0000927087-98-000013.txt : 19980205 0000927087-98-000013.hdr.sgml : 19980205 ACCESSION NUMBER: 0000927087-98-000013 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980204 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CUTTER & BUCK INC CENTRAL INDEX KEY: 0000948069 STANDARD INDUSTRIAL CLASSIFICATION: MEN'S & BOYS' FURNISHINGS, WORK CLOTHING, AND ALLIED GARMENTS [2320] IRS NUMBER: 911474587 STATE OF INCORPORATION: WA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48939 FILM NUMBER: 98521744 BUSINESS ADDRESS: STREET 1: 2701 FIRST AVE STREET 2: STE 500 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 2066224191 MAIL ADDRESS: STREET 1: 2701 FIRST AVENUE SUITE 500 CITY: SEATTLE STATE: WA ZIP: 98122 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROANOKE INVESTORS LP CENTRAL INDEX KEY: 0001036392 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 911407295 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1111 THIRD AVENUE STREET 2: SUITE 2220 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 2066280606 MAIL ADDRESS: STREET 1: 1111 THIRD AVENUE STREET 2: SUITE 220 CITY: SEATTLE STATE: WA ZIP: 98101 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - --------------------------------- OMB APPROVAL - --------------------------------- OMB Number: 3235-0145 Expires: August 31, 1991 Estimated average burden hours per response.........14.90 - --------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Cutter & Buck Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 232217109 (CUSIP Number) Check the following box if a fee is being paid with the statement |_|. (A fee is not required only if the person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in a Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.) SEC 1745 (10-88) Page 1 of 5 233760.4 - ------------------------------------------------------------------------------ CUSIP NO. 23221710 13G Page 2 of 5 Pages - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Roanoke Investors' Limited Partnership - 91-1407295 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION State of Washington - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 272,000 OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------- 6 SHARED VOTING POWER -0- --------------------------------------------------- 7 SOLE DISPOSITIVE POWER 272,000 --------------------------------------------------- 8 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 272,000 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.2% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! SEC 1745 (10-88) Page 2 of 5 233760.4 Item 1. (a) Name of Issuer: Cutter & Buck Inc. (b) Address of Issuer's Principal Executive Officers: 2701 First Avenue, Suite 500, Seattle, Washington 98121. Item 2. (a) Name of Person Filing: Roanoke Investors' Limited Partnership (b) Business Address: Suite 3400 1111 Third Avenue Seattle, WA 98101 (c) Citizenship: State of Washington limited partnership (d) Title of Class of Securities: Common Stock, no par value, of Cutter & Buck Inc. (e) CUSIP Number: 232217109 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see ss. 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with ss. 240.13d-1(b))(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(H) Item 4. Ownership. (a) Aggregate Number of Shares of Common Stock of Issuer Beneficially Owned by Roanoke Investors' Limited Partnership: 272,000 SEC 1745 (10-88) Page 3 of 5 233760.4 (b) Percentage of Common Stock of Issuer Owned by Roanoke (based upon 5,206,555 shares of Common Stock outstanding on September 30, 1997): 5.2% (c) Sole Voting Power of Roanoke Investors' Limited Partnership: 272,000 Shares of Common Stock* Sole Dispositive Power of Roanoke Investors' Limited Partnership: 272,000 Shares of Common Stock* Shared Voting Power -0- Shared Dispositive Power: -0- * Roanoke Capital Ltd. as general partner and Frances M. Conley and Gerald R. Conley as the sole officers and directors of Roanoke Capital Ltd. will exercise the sole voting power and sole dispositive power with respect to the shares on behalf of Roanoke Investors' Limited Partnership. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. SEC 1745 (10-88) Page 4 of 5 233760.4 Item 10. Certification. Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. January 30, 1998. (Date) /s/ Frances M. Conley ----------------------------------------- (Signature) Frances M. Conley, Principal, Roanoke Capital, Ltd., General Partner of Roanoke Investors' Limited Partnership SEC 1745 (10-88) Page 5 of 5 233760.4 -----END PRIVACY-ENHANCED MESSAGE-----