0001172661-11-000707.txt : 20111114
0001172661-11-000707.hdr.sgml : 20111111
20111114080035
ACCESSION NUMBER: 0001172661-11-000707
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAINIER INVESTMENT MANAGEMENT INC/
CENTRAL INDEX KEY: 0000947772
IRS NUMBER: 911457076
STATE OF INCORPORATION: WA
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05014
FILM NUMBER: 111197826
BUSINESS ADDRESS:
STREET 1: TWO UNION SQUARE
STREET 2: 601 UNION ST #2801
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 206-464-0400
MAIL ADDRESS:
STREET 1: TWO UNION SQUARE
STREET 2: 601 UNION ST #2801
CITY: SEATTLE
STATE: WA
ZIP: 98101
13F-HR
1
rai3q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Rainier Investment Management, Inc.
Address: 601 Union Street
Suite 2901
Seattle, WA 98101
13F File Number: 028-05014
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Katherine Stephens
Title: Compliance Supervisor
Phone: 800-536-4640
Signature, Place, and Date of Signing:
/s/ Katherine Stephens Seattle, WA/USA November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 194
Form 13F Information Table Value Total: $13,629,728 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 44296 617040 SH SOLE 564660 0 52380
AAR CORP COM 000361105 22129 1327450 SH SOLE 1238870 0 88580
ABERCROMBIE & FITCH CO CL A 002896207 173720 2822070 SH SOLE 2622320 0 199750
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 52159 990080 SH SOLE 906140 0 83940
ACI WORLDWIDE INC COM 004498101 33598 1219830 SH SOLE 1128710 0 91120
ACME PACKET INC COM 004764106 19487 457520 SH SOLE 422980 0 34540
ADTRAN INC COM 00738A106 17749 670780 SH SOLE 623870 0 46910
AES CORP COM 00130H105 96173 9853176 SH SOLE 9226266 0 626910
AFFILIATED MANAGERS GROUP COM 008252108 104751 1342040 SH SOLE 1250770 0 91270
AGILENT TECHNOLOGIES INC COM 00846U101 132270 4232585 SH SOLE 3947750 0 284835
ALBEMARLE CORP COM 012653101 23233 575058 SH SOLE 526238 0 48820
ALEXION PHARMACEUTICALS INC COM 015351109 76321 1191410 SH SOLE 1119330 0 72080
ALLEGHENY TECHNOLOGIES INC COM 01741R102 59271 1602370 SH SOLE 1499420 0 102950
ALLERGAN INC COM 018490102 165846 2013228 SH SOLE 1864655 0 148573
ALLETE INC COM NEW 018522300 11921 325490 SH SOLE 302020 0 23470
ALLIANCE DATA SYSTEMS CORP COM 018581108 91491 986985 SH SOLE 926455 0 60530
ALTERA CORP COM 021441100 61362 1946110 SH SOLE 1812030 0 134080
AMAZON COM INC COM 023135106 211988 980371 SH SOLE 911935 0 68436
AMERICAN AXLE & MFG HLDGS IN COM 024061103 18079 2369340 SH SOLE 2198590 0 170750
AMERICAN EXPRESS CO COM 025816109 145974 3251069 SH SOLE 3005759 0 245310
AMERICAN TOWER CORP CL A 029912201 177931 3307232 SH SOLE 3068795 0 238437
AMERICAN WTR WKS CO INC NEW COM 030420103 36726 1216850 SH SOLE 1143860 0 72990
AMERIPRISE FINL INC COM 03076C106 84747 2153185 SH SOLE 1987105 0 166080
AMERISOURCEBERGEN CORP COM 03073E105 94217 2527945 SH SOLE 2376900 0 151045
AMETEK INC NEW COM 031100100 58521 1774923 SH SOLE 1663635 0 111288
APPLE INC COM 037833100 508347 1333624 SH SOLE 1238646 0 94978
AURICO GOLD INC COM 05155C105 46162 4910680 SH SOLE 4587840 0 322840
AUTODESK INC COM 052769106 81143 2920817 SH SOLE 2720340 0 200477
AVAGO TECHNOLOGIES LTD SHS Y0486S104 151058 4609880 SH SOLE 4283070 0 326810
BAIDU INC SPON ADR REP A 056752108 44381 415130 SH SOLE 388570 0 26560
BAKER HUGHES INC COM 057224107 157549 3413070 SH SOLE 3176660 0 236410
BARRICK GOLD CORP COM 067901108 61026 1308200 SH SOLE 1225720 0 82480
BE AEROSPACE INC COM 073302101 108198 3267810 SH SOLE 3032730 0 235080
BERRY PETE CO CL A 085789105 28168 796050 SH SOLE 739740 0 56310
BIOGEN IDEC INC COM 09062X103 115448 1239340 SH SOLE 1147670 0 91670
BROADCOM CORP CL A 111320107 115164 3459370 SH SOLE 3214495 0 244875
CABOT CORP COM 127055101 22206 896150 SH SOLE 836750 0 59400
CARDTRONICS INC COM 14161H108 29178 1273110 SH SOLE 1181770 0 91340
CARPENTER TECHNOLOGY CORP COM 144285103 30806 686260 SH SOLE 637440 0 48820
CASEYS GEN STORES INC COM 147528103 58269 1334950 SH SOLE 1231900 0 103050
CB RICHARD ELLIS GROUP INC CL A 12497T101 87965 6535170 SH SOLE 6082070 0 453100
CBS CORP NEW CL B 124857202 43158 2117610 SH SOLE 1937950 0 179660
CELGENE CORP COM 151020104 45826 740116 SH SOLE 677336 0 62780
CERNER CORP COM 156782104 65434 954960 SH SOLE 886790 0 68170
CHECK POINT SOFTWARE TECH LT ORD M22465104 137716 2610111 SH SOLE 2430159 0 179952
CHEVRON CORP NEW COM 166764100 194275 2099825 SH SOLE 1922640 0 177185
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 83915 2930970 SH SOLE 2759000 0 171970
CHURCH & DWIGHT INC COM 171340102 70530 1595680 SH SOLE 1488250 0 107430
CIGNA CORP COM 125509109 45289 1079810 SH SOLE 988800 0 91010
CITRIX SYS INC COM 177376100 74809 1371857 SH SOLE 1287570 0 84287
CME GROUP INC COM 12572Q105 30008 121780 SH SOLE 114150 0 7630
COACH INC COM 189754104 91835 1771840 SH SOLE 1640910 0 130930
COCA COLA CO COM 191216100 235661 3488153 SH SOLE 3231100 0 257053
COCA COLA ENTERPRISES INC NE COM 19122T109 50149 2015660 SH SOLE 1844810 0 170850
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 78867 1257850 SH SOLE 1188065 0 69785
COHERENT INC COM 192479103 29251 680810 SH SOLE 635620 0 45190
CONCUR TECHNOLOGIES INC COM 206708109 11947 320945 SH SOLE 297810 0 23135
COOPER COS INC COM NEW 216648402 95006 1200290 SH SOLE 1115660 0 84630
CORN PRODS INTL INC COM 219023108 25889 659900 SH SOLE 625870 0 34030
CORNING INC COM 219350105 34060 2755440 SH SOLE 2526900 0 228540
COSTCO WHSL CORP NEW COM 22160K105 159981 1948132 SH SOLE 1805480 0 142652
CSX CORP COM 126408103 171558 9188784 SH SOLE 8520281 0 668503
CUMMINS INC COM 231021106 64610 791224 SH SOLE 738301 0 52923
CYPRESS SEMICONDUCTOR CORP COM 232806109 23705 1583670 SH SOLE 1488910 0 94760
DARLING INTL INC COM 237266101 11311 898380 SH SOLE 865560 0 32820
DIAMOND FOODS INC COM 252603105 27697 347130 SH SOLE 321620 0 25510
DICKS SPORTING GOODS INC COM 253393102 89259 2667580 SH SOLE 2504320 0 163260
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 54788 1456330 SH SOLE 1363780 0 92550
DU PONT E I DE NEMOURS & CO COM 263534109 90262 2258207 SH SOLE 2082230 0 175977
E M C CORP MASS COM 268648102 142618 6794417 SH SOLE 6290586 0 503831
EAST WEST BANCORP INC COM 27579R104 40102 2689370 SH SOLE 2518440 0 170930
EATON CORP COM 278058102 101926 2871150 SH SOLE 2674010 0 197140
ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 77486 3612578 SH SOLE 3388352 0 224226
ENSCO PLC SPONSORED ADR 29358Q109 141022 3488060 SH SOLE 3248670 0 239390
ESTERLINE TECHNOLOGIES CORP COM 297425100 41409 798790 SH SOLE 756660 0 42130
EXPEDITORS INTL WASH INC COM 302130109 112515 2774788 SH SOLE 2588780 0 186008
EXPRESS SCRIPTS INC COM 302182100 82703 2231012 SH SOLE 2067472 0 163540
EZCORP INC CL A NON VTG 302301106 16794 588390 SH SOLE 546190 0 42200
F5 NETWORKS INC COM 315616102 67479 949779 SH SOLE 890715 0 59064
FABRINET SHS G3323L100 23519 1257840 SH SOLE 1159160 0 98680
FEI CO COM 30241L109 39468 1317330 SH SOLE 1218910 0 98420
FINISAR CORP COM NEW 31787A507 18977 1081880 SH SOLE 1003290 0 78590
FIRST NIAGARA FINL GP INC COM 33582V108 35255 3853330 SH SOLE 3623350 0 229980
FIRSTMERIT CORP COM 337915102 10775 948360 SH SOLE 881350 0 67010
FLUOR CORP NEW COM 343412102 80268 1724290 SH SOLE 1601210 0 123080
FOOT LOCKER INC COM 344849104 42671 2123980 SH SOLE 1996450 0 127530
FORD MTR CO DEL COM PAR $0.01 345370860 32823 3394690 SH SOLE 3107030 0 287660
FORWARD AIR CORP COM 349853101 13025 511760 SH SOLE 474880 0 36880
FOSSIL INC COM 349882100 25847 318870 SH SOLE 299810 0 19060
FRANKLIN RES INC COM 354613101 135160 1413210 SH SOLE 1318042 0 95168
GARDNER DENVER INC COM 365558105 50394 792960 SH SOLE 729430 0 63530
GENESEE & WYO INC CL A 371559105 25495 547980 SH SOLE 515100 0 32880
GENTEX CORP COM 371901109 11177 464760 SH SOLE 456090 0 8670
GNC HLDGS INC COM CL A 36191G107 22455 1116050 SH SOLE 1048670 0 67380
GOODRICH CORP COM 382388106 106908 885860 SH SOLE 825230 0 60630
GOOGLE INC CL A 38259P508 199644 388122 SH SOLE 360517 0 27605
HANSEN NAT CORP COM 411310105 119879 1373337 SH SOLE 1280410 0 92927
HEALTH MGMT ASSOC INC NEW CL A 421933102 29099 4204630 SH SOLE 3980770 0 223860
HEALTHSPRING INC COM 42224N101 38702 1061570 SH SOLE 996330 0 65240
HERTZ GLOBAL HOLDINGS INC COM 42805T105 23953 2691430 SH SOLE 2538980 0 152450
INCYTE CORP COM 45337C102 15313 1096170 SH SOLE 1013260 0 82910
INTERCONTINENTALEXCHANGE INC COM 45865V100 200617 1696339 SH SOLE 1581997 0 114342
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 43706 777430 SH SOLE 721770 0 55660
INTUIT COM 461202103 105276 2219089 SH SOLE 2067840 0 151249
IPC THE HOSPITALIST CO INC COM 44984A105 22223 622630 SH SOLE 576140 0 46490
ITC HLDGS CORP COM 465685105 136893 1767895 SH SOLE 1646825 0 121070
IXIA COM 45071R109 14987 1953910 SH SOLE 1805240 0 148670
JARDEN CORP COM 471109108 42540 1505320 SH SOLE 1419370 0 85950
JAZZ PHARMACEUTICALS INC COM 472147107 20010 482000 SH SOLE 445400 0 36600
JONES LANG LASALLE INC COM 48020Q107 39407 760620 SH SOLE 714580 0 46040
JOY GLOBAL INC COM 481165108 186105 2983320 SH SOLE 2780540 0 202780
JPMORGAN CHASE & CO COM 46625H100 100326 3330866 SH SOLE 3050446 0 280420
KANSAS CITY SOUTHERN COM NEW 485170302 20317 406760 SH SOLE 377450 0 29310
KENEXA CORP COM 488879107 1536 98190 SH SOLE 85870 0 12320
KENNAMETAL INC COM 489170100 51905 1585350 SH SOLE 1490530 0 94820
KEY ENERGY SVCS INC COM 492914106 73121 7705300 SH SOLE 7209840 0 495460
KRAFT FOODS INC CL A 50075N104 92404 2751820 SH SOLE 2517910 0 233910
LAS VEGAS SANDS CORP COM 517834107 48521 1265550 SH SOLE 1181430 0 84120
LAUDER ESTEE COS INC CL A 518439104 55576 632690 SH SOLE 593070 0 39620
LIMITED BRANDS INC COM 532716107 93717 2433517 SH SOLE 2248259 0 185258
LSB INDS INC COM 502160104 28199 983620 SH SOLE 913330 0 70290
MACYS INC COM 55616P104 133926 5088210 SH SOLE 4743220 0 344990
MARKETAXESS HLDGS INC COM 57060D108 40802 1568220 SH SOLE 1444030 0 124190
MASIMO CORP COM 574795100 36402 1681330 SH SOLE 1576000 0 105330
MASTERCARD INC CL A 57636Q104 118434 373420 SH SOLE 345970 0 27450
MCDERMOTT INTL INC COM 580037109 33657 3127940 SH SOLE 2938590 0 189350
MCDONALDS CORP COM 580135101 42751 486781 SH SOLE 445776 0 41005
MCKESSON CORP COM 58155Q103 58438 803790 SH SOLE 734030 0 69760
MELLANOX TECHNOLOGIES LTD SHS M51363113 19470 623580 SH SOLE 578630 0 44950
MENS WEARHOUSE INC COM 587118100 54273 2080930 SH SOLE 1927380 0 153550
MERCK & CO INC NEW COM 58933Y105 31905 975441 SH SOLE 890651 0 84790
METLIFE INC COM 59156R108 33492 1195780 SH SOLE 1077520 0 118260
MICROS SYS INC COM 594901100 35396 806105 SH SOLE 756910 0 49195
MSCI INC CL A 55354G100 18559 611950 SH SOLE 575920 0 36030
NETAPP INC COM 64110D104 39728 1170666 SH SOLE 1098770 0 71896
NIKE INC CL B 654106103 141156 1650737 SH SOLE 1531926 0 118811
NISOURCE INC COM 65473P105 45600 2132860 SH SOLE 1990190 0 142670
NOBLE ENERGY INC COM 655044105 114937 1623378 SH SOLE 1525930 0 97448
NORDSTROM INC COM 655664100 71583 1567110 SH SOLE 1479260 0 87850
ONYX PHARMACEUTICALS INC COM 683399109 18797 626400 SH SOLE 584050 0 42350
ORACLE CORP COM 68389X105 163693 5695642 SH SOLE 5281828 0 413814
ORTHOFIX INTL N V COM N6748L102 25615 742260 SH SOLE 685620 0 56640
PERRIGO CO COM 714290103 204703 2108010 SH SOLE 1964390 0 143620
PLAINS EXPL& PRODTN CO COM 726505100 105438 4642720 SH SOLE 4355670 0 287050
PNC FINL SVCS GROUP INC COM 693475105 53479 1109780 SH SOLE 1024930 0 84850
POLYCOM INC COM 73172K104 69262 3770460 SH SOLE 3539570 0 230890
POTASH CORP SASK INC COM 73755L107 82816 1916055 SH SOLE 1776410 0 139645
PRECISION CASTPARTS CORP COM 740189105 216806 1394616 SH SOLE 1296999 0 97617
PRICELINE COM INC COM NEW 741503403 59154 131629 SH SOLE 122140 0 9489
QUALCOMM INC COM 747525103 186740 3840059 SH SOLE 3566095 0 273964
RALPH LAUREN CORP CL A 751212101 127629 984020 SH SOLE 919190 0 64830
RAYMOND JAMES FINANCIAL INC COM 754730109 43322 1668730 SH SOLE 1570530 0 98200
RED HAT INC COM 756577102 30056 711190 SH SOLE 668420 0 42770
RIVERBED TECHNOLOGY INC COM 768573107 60085 3009930 SH SOLE 2821030 0 188900
ROCKWOOD HLDGS INC COM 774415103 54610 1620850 SH SOLE 1511260 0 109590
ROGERS CORP COM 775133101 21557 550920 SH SOLE 511210 0 39710
ROVI CORP COM 779376102 40203 935410 SH SOLE 866880 0 68530
SALESFORCE COM INC COM 79466L302 24577 215060 SH SOLE 201670 0 13390
SBA COMMUNICATIONS CORP COM 78388J106 43807 1270510 SH SOLE 1190080 0 80430
SCHLUMBERGER LTD COM 806857108 176504 2955122 SH SOLE 2738970 0 216152
SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 10742 289030 SH SOLE 283610 0 5420
SEATTLE GENETICS INC COM 812578102 28797 1510970 SH SOLE 1395180 0 115790
SELECT COMFORT CORP COM 81616X103 44248 3167350 SH SOLE 2935430 0 231920
SHIRE PLC SPONSORED ADR 82481R106 92081 980306 SH SOLE 912163 0 68143
SIGNATURE BK NEW YORK N Y COM 82669G104 73503 1539970 SH SOLE 1439670 0 100300
SIRONA DENTAL SYSTEMS INC COM 82966C103 29771 702030 SH SOLE 649950 0 52080
SM ENERGY CO COM 78454L100 104674 1725950 SH SOLE 1603450 0 122500
SNAP ON INC COM 833034101 24368 548780 SH SOLE 516280 0 32500
STEELCASE INC CL A 858155203 29186 4625630 SH SOLE 4302770 0 322860
SVB FINL GROUP COM 78486Q101 20038 541560 SH SOLE 512230 0 29330
SWIFT ENERGY CO COM 870738101 52627 2161950 SH SOLE 1998810 0 163140
SXC HEALTH SOLUTIONS CORP COM 78505P100 84530 1517650 SH SOLE 1423780 0 93870
TALEO CORP CL A 87424N104 24152 938940 SH SOLE 871100 0 67840
TESLA MTRS INC COM 88160R101 30446 1248320 SH SOLE 1158260 0 90060
TEXAS CAPITAL BANCSHARES INC COM 88224Q107 37819 1655090 SH SOLE 1535530 0 119560
THORATEC CORP COM NEW 885175307 33561 1028210 SH SOLE 954110 0 74100
TIBCO SOFTWARE INC COM 88632Q103 31804 1420390 SH SOLE 1329560 0 90830
TIMKEN CO COM 887389104 71323 2173110 SH SOLE 2042100 0 131010
TITAN INTL INC ILL COM 88830M102 17446 1163150 SH SOLE 1074650 0 88500
TRACTOR SUPPLY CO COM 892356106 23150 370060 SH SOLE 347600 0 22460
TRIMBLE NAVIGATION LTD COM 896239100 82449 2457443 SH SOLE 2286673 0 170770
TRIUMPH GROUP INC NEW COM 896818101 44168 906150 SH SOLE 840550 0 65600
UMB FINL CORP COM 902788108 30075 937580 SH SOLE 868970 0 68610
UNDER ARMOUR INC CL A 904311107 39135 589250 SH SOLE 552140 0 37110
UNITED THERAPEUTICS CORP DEL COM 91307C102 12565 335274 SH SOLE 311104 0 24170
VALEANT PHARMACEUTICALS INTL COM 91911K102 55224 1487730 SH SOLE 1403030 0 84700
VISA INC COM CL A 92826C839 151080 1762520 SH SOLE 1636335 0 126185
WABCO HLDGS INC COM 92927K102 68062 1797750 SH SOLE 1675370 0 122380
WEATHERFORD INTERNATIONAL LT REG SHS H27013103 44031 3606270 SH SOLE 3399860 0 206410
WOODWARD INC COM 980745103 13971 509890 SH SOLE 473280 0 36610
WRIGHT EXPRESS CORP COM 98233Q105 68817 1809090 SH SOLE 1684110 0 124980
WYNN RESORTS LTD COM 983134107 794 6900 SH SOLE 6900 0 0
XCEL ENERGY INC COM 98389B100 62508 2531690 SH SOLE 2336320 0 195370
YAMANA GOLD INC COM 98462Y100 115150 8429620 SH SOLE 7812550 0 617070