-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jbowpr12BI4YyCVaKjkYk+XfMegDPgcg2YjSH/CpYIkpyeXBRZLq6FI5YnGPR0dD jAB/9skF2tKzbI6XQxy54Q== 0000927016-98-002725.txt : 19980724 0000927016-98-002725.hdr.sgml : 19980724 ACCESSION NUMBER: 0000927016-98-002725 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980723 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NUCO2 INC /FL CENTRAL INDEX KEY: 0000947577 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 650180800 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46469 FILM NUMBER: 98670335 BUSINESS ADDRESS: STREET 1: 2820 S E MARKET PLACE CITY: STUART STATE: FL ZIP: 34997 BUSINESS PHONE: 4072211754 MAIL ADDRESS: STREET 1: 2820 SE MARKET PLACE CITY: STUART STATE: FL ZIP: 34997 FORMER COMPANY: FORMER CONFORMED NAME: FOWLER CARBONICS INC DATE OF NAME CHANGE: 19951108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EGAN WILLIAM P CENTRAL INDEX KEY: 0001066140 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: C/O BURR EGAN DELEAGE & CO STREET 2: ONE POST OFFICE SQU #3800 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174828020 MAIL ADDRESS: STREET 1: C/O BURR EGAN DELEAGE & CO STREET 2: ONE POST OFFICE SQU #3800 CITY: BOSTON STATE: MA ZIP: 02109 SC 13G 1 SCHEDULE 13G SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No._____)* NuCo2 Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 629428103 - -------------------------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). - --------------------- ------------------------- CUSIP No. 629428103 13G Page - --------------------- ------------------------- - ------------------------------------------------------------------------------ Names of Reporting Persons/ 1 I.R.S. Identification Nos. of Above Persons (Entities Only) WILLIAM P. EGAN - ------------------------------------------------------------------------------ Check the Appropriate Box if a Member of a Group (See Instructions) 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC Use Only 3 - ------------------------------------------------------------------------------ Citizenship or Place of Organization 4 USA - ------------------------------------------------------------------------------ Sole Voting Power 5 Number of 58,750 -- Please also refer to Attachment A Shares ----------------------------------------------------------- Shared Voting Power Beneficially 6 131,000 -- Please also refer to Attachment A Owned by ----------------------------------------------------------- Each Sole Dispositive Power 7 Reporting 58,750 -- Please also refer to Attachment A Person ----------------------------------------------------------- Shared Dispositive Power With 8 131,000 -- Please also refer to Attachment A - ------------------------------------------------------------------------------ Aggregate Amount Beneficially Owned by Each Reporting Person 9 379,500 -- Please also refer to Attachment A, Footnote 5 - ------------------------------------------------------------------------------ Check if the Aggregate Amount in Row (9) Excludes Certain Shares 10 (See Instructions) [_] N/A - ------------------------------------------------------------------------------ Percent of Class Represented by Amount in Row (9) 11 5.2584% -- Please also refer to Attachment A - ------------------------------------------------------------------------------ Type of Reporting Person (See Instructions) 12 IN - ------------------------------------------------------------------------------ ITEM 1. (a) NAME OF ISSUER NuCo2 Inc. (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 2800 Southeast Market Place Stuart, Florida 34997 ITEM 2. (a) NAME OF PERSON FILING WILLIAM P. EGAN (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE c/o Burr, Egan, Deleage & Co. One Post Office Square, Suite 3800 Boston, Massachusetts 02103 (c) CITIZENSHIP USA (d) TITLE OF CLASS OF SECURITIES Common Stock (e) CUSIP NUMBER 629428103 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: This statement is filed pursuant to Rule 13d-1(c) ITEM 4. OWNERSHIP. (a) AMOUNT BENEFICIALLY OWNED 379,500 -- Please refer to Attachment A (b) PERCENT OF CLASS 5.2584% -- Please also refer to Attachment A (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE 58,750 -- Please also refer to Attachment A (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE 131,000 -- Please also refer to Attachment A (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 58,750 -- Please also refer to Attachment A (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 131,000 -- Please also refer to Attachment A ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Please refer to Attachment A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP N/A ITEM 9. NOTICE OF DISSOLUTION OF A GROUP N/A ITEM 10. CERTIFICATION By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: July 22, 1998 /s/ WILLIAM P. EGAN ---------------------------------- WILLIAM P. EGAN ATTACHMENT A NUCO2 INC. COMMON STOCK OWNERSHIP TABLE AS OF JULY 14, 1998 A) SHARES OWNED BY / AFFILIATED WITH WILLIAM P. EGAN
Beneficial Owner (issued in the name of) # of Shares Date Acquired - ---------------------------------------- ----------- ------------- William P. Egan 58,750 Various times from 6/29/98 thru 7/14/98 The William P. Egan 1985 Children's Trust 56,250 (1)(2) Various times from 6/29/98 thru 7/14/98 The William P. Egan 1986 Children's Trust 2,500 (1)(2) Various times from 6/29/98 thru 7/14/98 TOTAL: 117,500
B) SHARES OWNED BY / AFFILIATED WITH CRAIG L. BURR
Beneficial Owner (issued in the name of) # of Shares Date Acquired - ---------------------------------------- ----------- ------------- Craig L. Burr 131,000 Various times from 11/4/97 thru 6/12/98 The Craig L. Burr 1986 Children's Trust 131,000 (3)(4) Various times from 11/4/97 thru 6/12/98 TOTAL: 262,000
C) SUMMARY Total # of Shares ----------------- William P. Egan & affiliated entities 117,500 Craig L. Burr & affiliated entities 262,000 TOTAL: 379,500 (5) Total shares of NuCo2 issued & outstanding: 7,217,000 5.2584% (1) of which Mr. Egan, a principal of Burr, Egan, Deleage & Co. (a venture capital firm founded by Mssrs. Craig L. Burr, William P. Egan and Jean Deleage), is neither a trustee nor claims any beneficial ownership. (2) of which Mr. Burr, a principal of Burr, Egan, Deleage & Co. (a venture capital firm founded by Mssrs. Craig L. Burr, William P. Egan and Jean Deleage), is a trustee but disclaims all beneficial ownership. (3) of which Mr. Burr, a principal of Burr, Egan, Deleage & Co. (a venture capital firm founded by Mssrs. Craig L. Burr, William P. Egan and Jean Deleage), is neither a trustee nor claims any beneficial ownership. (4) of which Mr. Egan, a principal of Burr, Egan, Deleage & Co. (a venture capital firm founded by Mssrs. Craig L. Burr, William P. Egan and Jean Deleage), is a trustee but disclaims all beneficial ownership. (5) MR. BURR AND MR. EGAN MAY CONSULT WITH EACH OTHER IN CONNECTION WITH THE ACQUISITION AND DISPOSITION OF SHARES OF NUCO2 INC. -----END PRIVACY-ENHANCED MESSAGE-----