0001193125-12-051116.txt : 20120210 0001193125-12-051116.hdr.sgml : 20120210 20120210093217 ACCESSION NUMBER: 0001193125-12-051116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TORONTO DOMINION BANK CENTRAL INDEX KEY: 0000947263 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 135640479 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11527 FILM NUMBER: 12589850 BUSINESS ADDRESS: STREET 1: 66 WELLINGTON ST., 4TH FL, TD BANK TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 BUSINESS PHONE: 4169828222 MAIL ADDRESS: STREET 1: 66 WELLINGTON ST., 4TH FL, TD BANK TOWER CITY: TORONTO, ONTARIO STATE: A6 ZIP: M5K 1A2 13F-HR 1 d297762d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_]: Amendment Number This Amendment (Check only one): [_] is a restatement [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Toronto-Dominion Bank Address: Toronto Dominion Bank Tower Toronto-Dominion Centre P.O. Box 1 Toronto, Ontario M5K 1A2, Canada Form 13F File Number: 28-11527 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Norie Campbell Title: Executive Vice President Phone: Signature, Place, and Date of Signing: /S/ Norie Campbell Toronto, Ontario February 10, 2012 [Signature] [City, State] [Date]
Report Type (Check only one): [_] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [_] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-05929 TD Asset Management USA Inc. 28-05987 TD Asset Management Inc. 28-11451 TD Securities (USA) LLC FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 1193 Form 13F Information Table Value Total (x$1000): $20,903,779 LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11512 TD Securities Inc. 2 28-11579 TD Global Finance Form 13F-HR Name of reporting Manager The Toronto--Dominion Bank
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- --------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- --------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- 3M COMPANY COM 88579Y101 8,438 101,673 SH SOLE 101,673 ABBOTT LABORATORIES COM 002824100 129 2,300 SH SH_DEF 2 2,300 ABBOTT LABORATORIES INC COM 002824100 4,120 72,157 SH SOLE 72,157 ABITIBIBOWATER INC COM 003687209 148 10,000 SH SOLE 10,000 ACTUANT CORP CL A COM 00508X203 93 4,045 SH SOLE 4,045 ADVANTAGE OIL & GAS LTD COM 00765F101 3 800 SH SH_DEF 1 800 ADVANTAGE OIL & GAS LTD COM 00765F101 147 35,300 SH SOLE 35,300 ADVANTAGE OIL & GAS LTD COM 00765F101 5 1,106 SH SOLE 1,106 AFLAC INC COM 001055102 170 3,865 SH SOLE 3,865 AGILENT TECHNOLOGIES INC COM 00846U101 -- 0 SH SH_DEF 2 0 AGILENT TECHNOLOGIES INC COM 00846U101 4 100 SH SOLE 100 AGNICO-EAGLE MINES CALL 008474108 5,417 148,700 CALL SH_DEF 1 148,700 AGNICO-EAGLE MINES COM 008474108 8,981 246,513 SH SH_DEF 1 246,513 AGNICO-EAGLE MINES COM 008474108 63,756 1,750,066 SH SOLE 1,750,066 AGNICO-EAGLE MINES PUT 008474108 6,558 180,000 PUT SH_DEF 1 180,000 AGNICO-EAGLE MINES LTD CALL 008474108 1,453 40,000 CALL SH_DEF 1 40,000 AGNICO-EAGLE MINES LTD CALL 008474108 1,816 50,000 CALL SOLE 50,000 AGNICO-EAGLE MINES LTD COM 008474108 1,942 53,480 SH SOLE 53,480 AGNICO-EAGLE MINES LTD COM 008474108 186 5,021 SH SOLE 5,021 AGNICO-EAGLE MINES LTD COM 008474108 185 5,100 SH SH_DEF 1 5,100 AGNICO-EAGLE MINES LTD PUT 008474108 1,271 35,000 PUT SH_DEF 1 35,000 AGNICO-EAGLE MINES LTD PUT 008474108 1,816 50,000 PUT SOLE 50,000 AGRIUM INC CALL 008916108 18,497 275,100 CALL SH_DEF 1 275,100 AGRIUM INC CALL 008916108 1,040 15,500 CALL SOLE 15,500 AGRIUM INC COM 008916108 9,231 137,292 SH SH_DEF 1 137,292 AGRIUM INC COM 008916108 115,156 1,712,684 SH SOLE 1,712,684 AGRIUM INC COM 008916108 4,008 58,771 SH SOLE 58,771 AGRIUM INC COM 008916108 584 8,700 SH SH_DEF 1 8,700 AGRIUM INC PUT 008916108 14,792 220,000 PUT SH_DEF 1 220,000 AIR PRODUCTS AND CHEMICALS INC COM 009158106 17 200 SH SOLE 200 AKAMAI TECHNOLOGIES INC COM 00971T101 4 125 SH SOLE 125 ALCATEL LUCENT ADR COM 013904305 0 47 SH SOLE 47 ALCOA INC COM 013817101 186 21,195 SH SOLE 21,195 ALEXCO RESOURCE CORP CALL 01535P106 7 1,000 CALL SH_DEF 1 1,000 ALEXCO RESOURCE CORP COM 01535P106 1 200 SH SH_DEF 1 200 ALLEGHENY TECHNOLOGIES INC COM 01741R102 12 240 SH SOLE 240 ALLIED NEVADA GOLD CORP CALL 019344100 1,038 34,100 CALL SH_DEF 1 34,100 ALLIED NEVADA GOLD CORP COM 019344100 45 1,500 SH SOLE 1,500 ALLIED NEVADA GOLD CORP PUT 019344100 648 21,300 PUT SH_DEF 1 21,300 ALTRIA GROUP INC COM 02209S103 896 29,747 SH SOLE 29,747 ALUMINA LIMITED SPON ADR COM 022205108 2 500 SH SOLE 500 AMAZON.COM INC COM 023135106 156 900 SH SOLE 900 AMERICAN CAPITAL AGENCY CORP COM 02503X105 228 8,000 SH SOLE 8,000 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 11 705 SH SOLE 705 AMERICAN EXPRESS CO COM 025816109 5 107 SH SH_DEF 1 107 AMERICAN EXPRESS CO COM 025816109 47 1,000 SH SOLE 1,000 AMERICAN EXPRESS COMPANY COM 025816109 417 8,705 SH SOLE 8,705 AMERISOURCEBERGEN CORP COM 03073E105 6 160 SH SOLE 160 AMETEK INC COM 031100100 336 7,870 SH SOLE 7,870 AMGEN INC COM 031162100 609 9,345 SH SOLE 9,345 AMTRUST FINANCIAL SERVICES INC COM 032359309 93 3,865 SH SOLE 3,865 ANGLOGOLD ASHANTI-SPON ADR COM 035128206 66 1,550 SH SOLE 1,550 ANHEUSER-BUSCH INBEV SPN ADR COM 03524A108 372 6,011 SH SOLE 6,011 ANNALY CAPITAL MANAGEMENT INC COM 035710409 486 30,000 SH SOLE 30,000 ANTARES PHARMA INC COM 036642106 438 196,200 SH SOLE 196,200 AOL INC COM 00184X105 0 11 SH SOLE 11 AON CORPORATION COM 037389103 81 1,700 SH SOLE 1,700 APACHE CORPORATION COM 037411105 456 4,960 SH SOLE 4,960 APPLE INC COM 037833100 2,786 6,880 SH SOLE 6,880 APPLE INC COM 037833100 720,373 1,778,700 SH SH_DEF 2 1,778,700 APPLE INC COM 037833100 122 300 SH SH_DEF 2 300 APPLE INC COM 037833100 2,530 6,153 SH SOLE 6,153 APPLIED MATERIALS INC COM 038222105 13 1,170 SH SOLE 1,170 ARCELORMITTAL NY REGISTERED COM 03938L104 31 1,700 SH SOLE 1,700 ARCH COAL INC COM 039380100 44 3,000 SH SOLE 3,000 ARCHER DANIELS MIDLAND COMPANY COM 039483102 58 2,000 SH SOLE 2,000 ARENA PHARMACEUTICALS INC COM 040047102 613 322,600 SH SOLE 322,600 ASPEN INSURANCE HOLDINGS LTD COM G05384105 374 13,890 SH SOLE 13,890 ASSURANT INC COM 04621X108 21 500 SH SOLE 500 ASTRAZENECA PLC COM 046353108 7,709 166,792 SH SH_DEF 2 166,792 ASTRAZENECA PLC SPONSORED ADR COM 046353108 1,004 21,350 SH SOLE 21,350 AT&T INC COM 00206R102 6 200 SH SOLE 200 AT&T INC COM 00206R102 5,105 166,244 SH SOLE 166,244 ATLANTIC POWER CORP CALL 04878Q863 367 25,700 CALL SH_DEF 1 25,700 ATLANTIC POWER CORP COM 04878Q863 56 3,900 SH SH_DEF 1 3,900 ATLANTIC POWER CORP COM 04878Q863 11,914 834,480 SH SOLE 834,480 ATLANTIC POWER CORPORATION NEW COM 04878Q863 213 14,696 SH SOLE 14,696 ATRION CORPORATION COM 049904105 52 212 SH SOLE 212 AURICO GOLD INC CALL 05155C105 38 4,700 CALL SH_DEF 1 4,700 AURICO GOLD INC COM 05155C105 203 25,200 SH SH_DEF 1 25,200 AURICO GOLD INC COM 05155C105 484 60,146 SH SOLE 60,146 AURICO GOLD INC COM 05155C105 209 25,600 SH SOLE 25,600 AURICO GOLD INC COM 05155C105 16 2,000 SH SH_DEF 1 2,000 AURICO GOLD INC PUT 05155C105 155 19,200 PUT SH_DEF 1 19,200 AURIZON MINES LTD COM 05155P106 235 47,900 SH SOLE 47,900 AUTOMATIC DATA PROCESSING INC COM 053015103 1,418 25,850 SH SOLE 25,850 AVALON RARE METALS INC CALL 053470100 28 12,000 CALL SH_DEF 1 12,000 AVIVA PLC COM 05382A104 1,807 386,637 SH SH_DEF 2 386,637 AVON PRODUCTS INC COM 054303102 85 4,800 SH SOLE 4,800 BAKER HUGHES INC COM 057224107 209 4,240 SH SOLE 4,240 BALLARD POWER SYSTEMS INC COM 058586108 54 49,555 SH SOLE 49,555 BALLARD POWER SYSTEMS INC COM 058586108 165 150,000 SH SOLE 150,000 BANCO BILBAO VIZCAYA ARGENTARIA S.A. COM 05946K101 17 1,939 SH SOLE 1,939 BANCO SANTANDER S.A. ADR COM 05964H105 53 7,004 SH SOLE 7,004 BANK OF AMERICA CORP CALL 060505104 36,140 6,500,000 CALL SOLE 6,500,000 BANK OF AMERICA CORP COM 060505104 1 107 SH SH_DEF 1 107 BANK OF AMERICA CORP COM 060505104 53 9,600 SH SOLE 9,600 BANK OF AMERICA CORPORATION COM 060505104 724 128,217 SH SOLE 128,217 BANK OF MONTREAL CALL 063671101 71,067 1,293,400 CALL SH_DEF 1 1,293,400 BANK OF MONTREAL CALL 063671101 10,011 182,200 CALL SOLE 182,200 BANK OF MONTREAL COM 063671101 45,139 821,512 SH SH_DEF 1 821,512 BANK OF MONTREAL COM 063671101 1,390,197 25,305,405 SH SOLE 25,305,405 BANK OF MONTREAL COM 063671101 9 168 SH SOLE 168 BANK OF MONTREAL COM 063671101 55 1,000 SH SH_DEF 2 1,000 BANK OF MONTREAL COM 063671101 51,676 927,355 SH SOLE 927,355 BANK OF MONTREAL COM 063671101 55 1,000 SH SH_DEF 1 1,000 BANK OF MONTREAL COM 063671101 82 1,491 SH SH_DEF 1 1,491 BANK OF MONTREAL COM 063671101 1,036 18,874 SH SH_DEF 1 18,874 BANK OF MONTREAL PUT 063671101 59,578 1,084,300 PUT SH_DEF 1 1,084,300 BANK OF MONTREAL PUT 063671101 10,649 193,800 PUT SOLE 193,800 BANK OF NEW YORK MELLON CORP COM 064058100 1,351 66,805 SH SOLE 66,805 BANK OF NOVA SCOTIA CALL 064149107 59,282 1,186,100 CALL SH_DEF 1 1,186,100 BANK OF NOVA SCOTIA CALL 064149107 16,653 333,200 CALL SOLE 333,200 BANK OF NOVA SCOTIA COM 064149107 32,808 656,415 SH SH_DEF 1 656,415 BANK OF NOVA SCOTIA COM 064149107 2,276,768 45,553,272 SH SOLE 45,553,272 BANK OF NOVA SCOTIA COM 064149107 125 2,500 SH SH_DEF 2 2,500 BANK OF NOVA SCOTIA COM 064149107 99,586 1,964,692 SH SOLE 1,964,692 BANK OF NOVA SCOTIA COM 064149107 35 700 SH SH_DEF 1 700 BANK OF NOVA SCOTIA COM 064149107 60 1,200 SH SH_DEF 1 1,200 BANK OF NOVA SCOTIA COM 064149107 1,559 31,255 SH SH_DEF 1 31,255
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- --------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- --------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- BANK OF NOVA SCOTIA PUT 064149107 39,355 787,400 PUT SH_DEF 1 787,400 BANK OF NOVA SCOTIA PUT 064149107 6,088 121,800 PUT SOLE 121,800 BANRO CORPORATION COM 066800103 397 106,800 SH SOLE 106,800 BARCLAYS BANK PLC COM 06739H776 619 31,300 SH SOLE 31,300 BARCLAYS PLC COM 06738E204 4,427 1,618,735 SH SH_DEF 2 1,618,735 BARCLAYS PLC SPONSORED ADR COM 06738E204 27 2,423 SH SOLE 2,423 BARCLAYS PLC- SPONS ADR COM 06738E204 624 34,030 SH SOLE 34,030 BARRICK GOLD CORP CALL 067901108 42,710 941,200 CALL SH_DEF 1 941,200 BARRICK GOLD CORP CALL 067901108 520 11,500 CALL SH_DEF 1 11,500 BARRICK GOLD CORP CALL 067901108 2,262 50,000 CALL SOLE 50,000 BARRICK GOLD CORP COM 067901108 25,910 570,984 SH SH_DEF 1 570,984 BARRICK GOLD CORP COM 067901108 478,052 10,534,763 SH SOLE 10,534,763 BARRICK GOLD CORP COM 067901108 3,961 87,543 SH SOLE 87,543 BARRICK GOLD CORP COM 067901108 7,610 165,366 SH SOLE 165,366 BARRICK GOLD CORP COM 067901108 91 2,000 SH SH_DEF 1 2,000 BARRICK GOLD CORP COM 067901108 308 6,800 SH SH_DEF 1 6,800 BARRICK GOLD CORP PUT 067901108 37,560 827,700 PUT SH_DEF 1 827,700 BARRICK GOLD CORP PUT 067901108 1,421 31,400 PUT SH_DEF 1 31,400 BARRICK GOLD CORP PUT 067901108 13,942 308,100 PUT SOLE 308,100 BAXTER INTERNATIONAL INC COM 071813109 291 5,800 SH SOLE 5,800 BAYTEX ENERGY CORP CALL 07317Q105 8,515 152,000 CALL SH_DEF 1 152,000 BAYTEX ENERGY CORP COM 07317Q105 448 8,000 SH SH_DEF 1 8,000 BAYTEX ENERGY CORP COM 07317Q105 2,106 37,600 SH SOLE 37,600 BAYTEX ENERGY CORP COM 07317Q105 63 1,132 SH SOLE 1,132 BAYTEX ENERGY CORP COM 07317Q105 5,728 100,834 SH SOLE 100,834 BAYTEX ENERGY CORP PUT 07317Q105 1,765 31,500 PUT SH_DEF 1 31,500 BCE INC CALL 05534B760 18,278 437,700 CALL SH_DEF 1 437,700 BCE INC COM 05534B760 16,514 395,459 SH SH_DEF 1 395,459 BCE INC COM 05534B760 388,863 9,311,840 SH SOLE 9,311,840 BCE INC COM 05534B760 -- 63 SH SH_DEF 2 63 BCE INC COM 05534B760 209 5,000 SH SH_DEF 1 5,000 BCE INC PUT 05534B760 35,893 859,500 PUT SH_DEF 1 859,500 BCE INC NEW COM 05534B760 39,054 922,137 SH SOLE 922,137 BEACON POWER CORP NEW COM 073677205 1 30,000 SH SOLE 30,000 BECTON, DICKINSON & CO COM 075887109 2,720 35,853 SH SOLE 35,853 BERKSHIRE HATHAWAY INC CL A COM 084670108 14,689 125 SH SOLE 125 BERKSHIRE HATHAWAY INC CLASS B NEW COM 084670702 2,194 28,320 SH SOLE 28,320 BERKSHIRE HATHAWAY INC- CL B COM 084670702 23 300 SH SOLE 300 BHP BILLITON LTD SPONSORED ADR COM 088606108 2,053 28,625 SH SOLE 28,625 BHP BILLITON PLC COM 05545E209 7,884 270,291 SH SH_DEF 2 270,291 BIOCRYST PHARMACEUTICALS COM 09058V103 228 90,800 SH SOLE 90,800 BIOSANTE PHARMA INC COM 09065V203 0 127 SH SOLE 127 BOEING CO/THE COM 097023105 8 107 SH SH_DEF 1 107 BOEING COMPANY COM 097023105 222 2,984 SH SOLE 2,984 BP PLC COM 055622104 17,270 2,414,101 SH SH_DEF 2 2,414,101 BP PLC SPONSORED ADR COM 055622104 284 6,554 SH SOLE 6,554 BP PRUDHOE BAY ROYALTY TRUST COM 055630107 231 2,000 SH SOLE 2,000 BRISTOL-MYERS SQUIBB COMPANY COM 110122108 505 14,109 SH SOLE 14,109 BRITISH AMERICAN TOBACCO-SPON ADR COM 110448107 617 6,400 SH SOLE 6,400 BROOKFIELD ASSET MANAGE-CL A CALL 112585104 2,049 74,300 CALL SH_DEF 1 74,300 BROOKFIELD ASSET MANAGE-CL A COM 112585104 9,721 352,578 SH SH_DEF 1 352,578 BROOKFIELD ASSET MANAGE-CL A COM 112585104 278,989 10,118,827 SH SOLE 10,118,827 BROOKFIELD ASSET MANAGE-CL A PUT 112585104 761 27,600 PUT SH_DEF 1 27,600 BROOKFIELD ASSET MGMT INC CL A LVS COM 112585104 10,378 371,151 SH SOLE 371,151 BROOKFIELD ASSET MGT-A LV COM 112585104 885 32,200 SH SH_DEF 1 32,200 BROOKFIELD ASSET MGT-A LV COM 112585104 462 16,800 SH SH_DEF 1 16,800 BROOKFIELD INFRA PARTNER LPU COM G16252101 326 11,585 SH SOLE 11,585 BROOKFIELD OFFICE PROPERTIES INC COM 112900105 1,047 65,753 SH SOLE 65,753 BROOKFIELD PROPERTIES CORP CALL 112900105 1,390 88,500 CALL SH_DEF 1 88,500 BROOKFIELD PROPERTIES CORP COM 112900105 444 28,300 SH SH_DEF 1 28,300 BROOKFIELD PROPERTIES CORP COM 112900105 5,695 362,676 SH SOLE 362,676 BROOKFIELD PROPERTIES CORP PUT 112900105 311 19,800 PUT SH_DEF 1 19,800 BROOKFIELD RESIDENTIAL PPTYS INC COM 11283W104 2 211 SH SOLE 211 BROWN & BROWN INC COM 115236101 60 2,600 SH SOLE 2,600 BROWN-FORMAN CORP CL A COM 115637100 113 1,400 SH SOLE 1,400 BT GROUP PLC COM 05577E101 2,935 989,634 SH SH_DEF 2 989,634 BURCON NUTRASCIENCE CORP COM 120831102 281 39,700 SH SOLE 39,700 C.R. BARD INC COM 067383109 87 1,000 SH SOLE 1,000 CAE INC CALL 124765108 314 32,300 CALL SH_DEF 1 32,300 CAE INC COM 124765108 500 51,400 SH SOLE 51,400 CAE INC COM 124765108 1 100 SH SH_DEF 2 100 CAE INC COM 124765108 579 58,700 SH SOLE 58,700 CAE INC COM 124765108 6,586 680,000 SH SH_DEF 1 680,000 CAE INC PUT 124765108 29 3,000 PUT SH_DEF 1 3,000 CAMECO CORP CALL 13321L108 3,009 166,200 CALL SH_DEF 1 166,200 CAMECO CORP CALL 13321L108 135 7,500 CALL SOLE 7,500 CAMECO CORP COM 13321L108 6,668 368,372 SH SH_DEF 1 368,372 CAMECO CORP COM 13321L108 75,359 4,162,958 SH SOLE 4,162,958 CAMECO CORP COM 13321L108 1,312 71,450 SH SOLE 71,450 CAMECO CORP COM 13321L108 90 5,000 SH SH_DEF 1 5,000 CAMECO CORP COM 13321L108 699 38,800 SH SH_DEF 1 38,800 CAMECO CORP PUT 13321L108 4,746 262,200 PUT SH_DEF 1 262,200 CAMECO CORP PUT 13321L108 4,975 275,600 PUT SOLE 275,600 CAMPBELL SOUP CO COM 134429109 3 100 SH SOLE 100 CAN IMPERIAL BK OF COMMERCE CALL 136069101 52,342 721,400 CALL SH_DEF 1 721,400 CAN IMPERIAL BK OF COMMERCE CALL 136069101 6,458 89,000 CALL SOLE 89,000 CAN IMPERIAL BK OF COMMERCE COM 136069101 28,950 398,995 SH SH_DEF 1 398,995 CAN IMPERIAL BK OF COMMERCE COM 136069101 1,274,957 17,571,905 SH SOLE 17,571,905 CAN IMPERIAL BK OF COMMERCE COM 136069101 61 845 SH SOLE 845 CAN IMPERIAL BK OF COMMERCE PUT 136069101 40,545 558,800 PUT SH_DEF 1 558,800 CAN IMPERIAL BK OF COMMERCE PUT 136069101 4,738 65,300 PUT SOLE 65,300 CANADIAN IMPERIAL BANK OF COMMERCE COM 136069101 53,705 729,852 SH SOLE 729,852 CANADIAN NATIONAL RAILWAY COM 136375102 79 1,000 SH SH_DEF 1 1,000 CANADIAN NATIONAL RAILWAY COM 136375102 567 7,200 SH SH_DEF 1 7,200 CANADIAN NATIONAL RAILWAY CO COM 136375102 28,034 350,749 SH SOLE 350,749 CANADIAN NATL RAILWAY CO CALL 136375102 23,935 303,700 CALL SH_DEF 1 303,700 CANADIAN NATL RAILWAY CO CALL 136375102 3,135 39,900 CALL SOLE 39,900 CANADIAN NATL RAILWAY CO COM 136375102 17,586 223,147 SH SH_DEF 1 223,147 CANADIAN NATL RAILWAY CO COM 136375102 389,760 4,945,554 SH SOLE 4,945,554 CANADIAN NATL RAILWAY CO PUT 136375102 13,705 173,900 PUT SH_DEF 1 173,900 CANADIAN NATURAL RESOURCES CALL 136385101 43,942 1,171,400 CALL SH_DEF 1 1,171,400 CANADIAN NATURAL RESOURCES CALL 136385101 5,927 158,600 CALL SOLE 158,600 CANADIAN NATURAL RESOURCES COM 136385101 54,042 1,440,656 SH SH_DEF 1 1,440,656 CANADIAN NATURAL RESOURCES COM 136385101 430,344 11,472,082 SH SOLE 11,472,082 CANADIAN NATURAL RESOURCES PUT 136385101 24,462 652,100 PUT SH_DEF 1 652,100 CANADIAN NATURAL RESOURCES PUT 136385101 13,405 358,700 PUT SOLE 358,700 CANADIAN NATURAL RESOURCES LTD COM 136385101 16,823 442,193 SH SOLE 442,193 CANADIAN PACIFIC RAILWAY LTD CALL 13645T100 9,269 136,600 CALL SH_DEF 1 136,600 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 5,528 81,473 SH SH_DEF 1 81,473 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 150,492 2,217,799 SH SOLE 2,217,799 CANADIAN PACIFIC RAILWAY LTD COM 13645T100 13,887 201,793 SH SOLE 201,793 CANADIAN PACIFIC RAILWAY LTD PUT 13645T100 10,348 152,500 PUT SH_DEF 1 152,500 CANON INC ADR COM 138006309 379 8,475 SH SOLE 8,475 CARDIOME PHARMA CORP COM 14159U202 25 10,400 SH SH_DEF 1 10,400 CARNIVAL PLC COM 14365C103 907 27,476 SH SH_DEF 2 27,476 CATERPILLAR INC COM 149123101 10 107 SH SH_DEF 1 107 CATERPILLAR INC COM 149123101 27 300 SH SOLE 300 CATERPILLAR INC COM 149123101 1,822 19,805 SH SOLE 19,805 CDN IMPERIAL BK COMMERCE COM 136069101 103 1,427 SH SH_DEF 1 1,427 CDN IMPERIAL BK COMMERCE COM 136069101 1,540 21,242 SH SH_DEF 1 21,242 CDN NATURAL RESOURCES LTD COM 136385101 261 7,000 SH SH_DEF 1 7,000 CDN NATURAL RESOURCES LTD COM 136385101 272 7,300 SH SH_DEF 1 7,300 CELESTICA INC CALL 15101Q108 370 50,200 CALL SH_DEF 1 50,200 CELESTICA INC COM 15101Q108 16 2,200 SH SH_DEF 1 2,200 CELESTICA INC COM 15101Q108 2,275 308,943 SH SOLE 308,943 CELESTICA INC PUT 15101Q108 179 24,300 PUT SH_DEF 1 24,300 CELESTICA INC SV COM 15101Q108 321 43,000 SH SOLE 43,000 CEMEX S.A.B. DE C.V. COM 151290889 14 2,600 SH SOLE 2,600
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- ---------- ---------- -------- ----------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ----------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- ---------- ---- ---------- ---------- ------- -------- ---------- ------- ---- CENOVUS ENERGY INC CALL 15135U109 14,114 424,300 CALL SH_DEF 1 424,300 CENOVUS ENERGY INC COM 15135U109 8,551 257,059 SH SH_DEF 1 257,059 CENOVUS ENERGY INC COM 15135U109 260,517 7,831,676 SH SOLE 7,831,676 CENOVUS ENERGY INC COM 15135U109 32,903 975,308 SH SOLE 975,308 CENOVUS ENERGY INC COM 15135U109 199 6,000 SH SH_DEF 1 6,000 CENOVUS ENERGY INC PUT 15135U109 5,016 150,800 PUT SH_DEF 1 150,800 CENTRAL EUROPE & RUSSIA FUND COM 153436100 699 24,112 SH SOLE 24,112 CENTRAL FUND OF CDA LTD CL A NVS COM 153501101 20 1,000 SH SOLE 1,000 CENTRAL GOLDTRUST T/U COM 153546106 0 3 SH SH_DEF 1 3 CGI GROUP INC - CL A CALL 39945C109 160 8,500 CALL SH_DEF 1 8,500 CGI GROUP INC - CL A COM 39945C109 64 3,400 SH SH_DEF 1 3,400 CGI GROUP INC - CL A COM 39945C109 904 47,900 SH SOLE 47,900 CGI GROUP INC - CL A PUT 39945C109 83 4,400 PUT SH_DEF 1 4,400 CGI GROUP INC CL A SVS COM 39945C109 783 40,900 SH SOLE 40,900 CHESAPEAKE ENERGY CORP COM 165167107 56 2,500 SH SOLE 2,500 CHEVRON CORP COM 166764100 53 500 SH SH_DEF 2 500 CHEVRON CORPORATION COM 166764100 12,283 113,694 SH SOLE 113,694 Chicago Board Options Exchange COM 12503M108 12,413 480,000 SH SOLE 480,000 CHINA CERAMICS CO LTD COM G2113X100 153 54,000 SH SOLE 54,000 CHINA MOBILE LIMITED ADR COM 16941M109 260 5,274 SH SOLE 5,274 CHINACAST EDUCATION CORP COM 16946T109 812 130,600 SH SOLE 130,600 CHYRON CORP COM 171605306 -- 0 SH SH_DEF 2 0 CIA DE MINAS BUENAVENTUR- ADR COM 204448104 54 1,400 SH SOLE 1,400 CIA PARANAENSE DE ENERGIA SP ADR COM 20441B407 279 13,100 SH SOLE 13,100 CIA SANEAMENTO BASICO ADR COM 20441A102 322 5,700 SH SOLE 5,700 CISCO SYSTEMS INC COM 17275R102 4,917 267,850 SH SOLE 267,850 CISCO SYSTEMS INC PUT 17275R102 542 30,000 PUT SOLE 30,000 CITIGROUP INC NEW COM 172967424 994 37,203 SH SOLE 37,203 CLEAN HARBORS INC COM 184496107 7 115 SH SOLE 115 CME GROUP INC COM 12572Q105 141 570 SH SOLE 570 CNOOC LIMITED ADR COM 126132109 274 1,546 SH SOLE 1,546 COACH INC COM 189754104 88 1,415 SH SOLE 1,415 COCA-COLA CO/THE COM 191216100 14 200 SH SOLE 200 COCA-COLA COMPANY COM 191216100 3,009 42,345 SH SOLE 42,345 COCA-COLA ENTERPRISES INC COM 19122T109 8 300 SH SOLE 300 COEUR D'ALENE MINES-NEW COM 192108504 1 56 SH SH_DEF 1 56 COLGATE- PALMOLIVE COMPANY COM 194162103 3,926 41,844 SH SOLE 41,844 COMCAST CORP CL A COM 20030N101 1,704 70,785 SH SOLE 70,785 COMCAST CORP CL A SPL COM 20030N200 2,675 111,835 SH SOLE 111,835 CONAGRA FOODS INC COM 205887102 134 5,000 SH SOLE 5,000 CONOCOPHILLIPS COM 20825C104 3,282 44,351 SH SOLE 44,351 COPART INC COM 217204106 401 8,240 SH SOLE 8,240 CORN PRODUCTS INTERNATIONAL INC COM 219023108 4 70 SH SOLE 70 CORNING INC COM 219350105 52 3,910 SH SOLE 3,910 COSTCO WHOLESALE CORP COM 22160K105 287 3,390 SH SOLE 3,390 COTT CORPORATION COM 22163N106 949 150,752 SH SOLE 150,752 COWEN GROUP INC CLASS A COM 223622101 98 37,100 SH SOLE 37,100 CSX CORPORATION COM 126408103 630 29,455 SH SOLE 29,455 CUMMINS INC COM 231021106 476 5,324 SH SOLE 5,324 CURTISS-WRIGHT CORPORATION COM 231561101 75 2,100 SH SOLE 2,100 CVS CAREMARK CORPORATION COM 126650100 4,621 111,605 SH SOLE 111,605 DANAHER CORP COM 235851102 115 2,400 SH SOLE 2,400 DEERE & COMPANY COM 244199105 645 8,210 SH SOLE 8,210 DEJOUR ENERGY INC COM 24486R103 0 525 SH SH_DEF 1 525 DELUXE CORP COM 248019101 27 1,200 SH SOLE 1,200 DELUXE CORP COM 248019101 1 28 SH SOLE 28 DENBURY RESOURCES INC COM 247916208 181 11,784 SH SOLE 11,784 DENISON MINES CORP COM 248356107 81 64,900 SH SOLE 64,900 DENISON MINES CORP COM 248356107 49 38,500 SH SOLE 38,500 DENISON MINES CORP COM 248356107 0 17 SH SH_DEF 1 17 DENISON MINES CORP COM 248356107 0 100 SH SH_DEF 1 100 DENTSPLY INTERNATIONAL INC COM 249030107 239 6,715 SH SOLE 6,715 DESCARTES SYSTEMS GROUP COM 249906108 0 54 SH SH_DEF 1 54 DESCARTES SYSTEMS GROUP INC COM 249906108 496 68,205 SH SOLE 68,205 DEVON ENERGY CORPORATION COM 25179M103 382 6,060 SH SOLE 6,060 DIAGEO PLC SPONSORED ADR COM 25243Q205 2,078 23,409 SH SOLE 23,409 DIAMOND OFFSHORE DRILLING COM 25271C102 221 3,935 SH SOLE 3,935 DIREXION DAILY FIN BULL 3X COM 25459Y694 45 700 SH SOLE 700 DIREXION DLY SM CAP BULL 3X COM 25459W847 112 2,500 SH SOLE 2,500 DISNEY,WALT COMPANY COM 254687106 2,560 67,221 SH SOLE 67,221 DOLLAR GENERAL CORP COM 256677105 839 20,090 SH SOLE 20,090 DOLLAR TREE INC COM 256746108 420 4,972 SH SOLE 4,972 DOMINION RESOURCES INC COM 25746U109 43 800 SH SOLE 800 DOMTAR CORP COM 257559203 1,279 16,000 SH SOLE 16,000 DOMTAR CORP PUT 257559203 1,279 16,000 PUT SOLE 16,000 DOMTAR CORP-NEW COM 257559203 7 89 SH SH_DEF 1 89 DOMTAR CORPORATION COM 257559203 142 1,750 SH SOLE 1,750 DONALDSON COMPANY INC COM 257651109 261 3,775 SH SOLE 3,775 DONNELLEY (R.R.) & SONS CO COM 257867101 19 1,283 SH SOLE 1,283 DOVER CORPORATION COM 260003108 73 1,245 SH SOLE 1,245 DRAGONWAVE INC COM 26144M103 2 600 SH SH_DEF 1 600 DRAGONWAVE INC COM 26144M103 10 2,800 SH SOLE 2,800 DRAGONWAVE INC COM 26144M103 173 49,500 SH SOLE 49,500 DRAGONWAVE INC PUT 26144M103 17 5,000 PUT SH_DEF 1 5,000 DU PONT (E.I.) DE NEMOURS COM 263534109 9 200 SH SOLE 200 DUKE ENERGY CORP COM 26441C105 -- 1 SH SH_DEF 2 1 DUKE ENERGY HOLDING CORP COM 26441C105 182 8,158 SH SOLE 8,158 DUPONT E.I. DE NEMOURS & CO COM 263534109 372 7,992 SH SOLE 7,992 EAGLE MATERIALS INC CALL 26969P108 321 12,500 CALL SOLE 12,500 EAGLE MATERIALS INC COM 26969P108 18 700 SH SOLE 700 EASTERN AMERICAN NATURAL GAS TR COM 276217106 809 34,000 SH SOLE 34,000 EASTMAN CHEMICAL COMPANY COM 277432100 371 9,360 SH SOLE 9,360 EASTMAN KODAK COMPANY COM 277461109 1 1,000 SH SOLE 1,000 EATON CORPORATION COM 278058102 1,178 26,650 SH SOLE 26,650 ECOLAB INC COM 278865100 244 4,150 SH SOLE 4,150 ELDORADO GOLD CORP CALL 284902103 4,264 309,300 CALL SH_DEF 1 309,300 ELDORADO GOLD CORP CALL 284902103 565 41,200 CALL SOLE 41,200 ELDORADO GOLD CORP COM 284902103 5,584 405,088 SH SH_DEF 1 405,088 ELDORADO GOLD CORP COM 284902103 77,604 5,629,350 SH SOLE 5,629,350 ELDORADO GOLD CORP COM 284902103 39 2,800 SH SH_DEF 2 2,800 ELDORADO GOLD CORP COM 284902103 42 3,000 SH SOLE 3,000 ELDORADO GOLD CORP PUT 284902103 2,592 188,000 PUT SH_DEF 1 188,000 ELDORADO GOLD CRP COM 284902103 888 64,800 SH SH_DEF 1 64,800 EMERSON ELECTRIC CO COM 291011104 6,040 127,671 SH SOLE 127,671 ENBRIDGE INC CALL 29250N105 34,453 919,900 CALL SH_DEF 1 919,900 ENBRIDGE INC COM 29250N105 15,062 402,145 SH SH_DEF 1 402,145 ENBRIDGE INC COM 29250N105 539,215 14,397,000 SH SOLE 14,397,000 ENBRIDGE INC COM 29250N105 83,086 2,187,415 SH SOLE 2,187,415 ENBRIDGE INC COM 29250N105 80 2,148 SH SH_DEF 1 2,148 ENBRIDGE INC COM 29250N105 217 5,800 SH SH_DEF 1 5,800 ENBRIDGE INC PUT 29250N105 7,775 207,600 PUT SH_DEF 1 207,600 ENCANA CORP CALL 292505104 6,012 323,700 CALL SH_DEF 1 323,700 ENCANA CORP CALL 292505104 754 40,700 CALL SOLE 40,700 ENCANA CORP COM 292505104 8,059 433,896 SH SH_DEF 1 433,896 ENCANA CORP COM 292505104 147,256 7,927,972 SH SOLE 7,927,972 ENCANA CORP COM 292505104 45 2,400 SH SH_DEF 2 2,400 ENCANA CORP COM 292505104 56 3,000 SH SH_DEF 1 3,000 ENCANA CORP PUT 292505104 8,711 469,000 PUT SH_DEF 1 469,000 ENCANA CORPORATION COM 292505104 15,089 801,004 SH SOLE 801,004 ENDEAVOUR SILVER CORP CALL 29258Y103 29 3,000 CALL SH_DEF 1 3,000 ENDEAVOUR SILVER CORP COM 29258Y103 26 2,700 SH SH_DEF 1 2,700 ENDEAVOUR SILVER CORP COM 29258Y103 157 16,100 SH SOLE 16,100 ENERGY SELECT SECTOR SPDR COM 81369Y506 774 11,199 SH SOLE 11,199 ENERGY SELECT SECTOR SPDR FUND COM 81369Y506 35 500 SH SOLE 500 ENERGY TRANSFER PARTNERS LPU COM 29273R109 93 2,000 SH SOLE 2,000 ENERGY XXI BERMUDA COM G10082140 65 2,000 SH SOLE 2,000 ENERGYSOLUTIONS INC COM 292756202 250 79,600 SH SOLE 79,600 ENERPLUS CORP CALL 292766102 1,401 55,100 CALL SH_DEF 1 55,100
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- --------- ---------- -------- ------------------------ Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------ of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- --------- ---- ---------- ---------- ------- -------- --------- --------- ---- ENERPLUS CORP COM 292766102 1,769 69,579 SH SH_DEF 1 69,579 ENERPLUS CORP COM 292766102 50,033 1,968,428 SH SOLE 1,968,428 ENERPLUS CORP COM 292766102 1,371 53,166 SH SOLE 53,166 ENERPLUS CORP COM 292766102 111 4,400 SH SH_DEF 1 4,400 ENERPLUS CORP PUT 292766102 811 31,900 PUT SH_DEF 1 31,900 ENI S P A ADR COM 26874R108 7 165 SH SOLE 165 EOG RESOURCES INC COM 26875P101 150 1,500 SH SOLE 1,500 ERICSSON (LM) TEL SPON ADR COM 294821608 935 90,943 SH SOLE 90,943 EUROPEAN EQUITY FUND INC COM 298768102 754 125,000 SH SOLE 125,000 EVERGREEN ENERGY INC COM 30024B203 4 72,000 SH SOLE 72,000 EXCEED COMPANY LTD COM G32335104 285 56,800 SH SOLE 56,800 EXELON CORPORATION COM 30161N101 9 200 SH SOLE 200 EXTORRE GOLD MINES LTD COM 30227B109 1 200 SH SH_DEF 1 200 EXTORRE GOLD MINES LTD COM 30227B109 127 17,100 SH SOLE 17,100 EXTORRE GOLD MINES LTD COM 30227B109 188 25,000 SH SOLE 25,000 EXXON MOBIL CORP COM 30231G102 -- 100 SH SH_DEF 2 100 EXXON MOBIL CORPORATION COM 30231G102 17,944 208,490 SH SOLE 208,490 FEDEX CORPORATION COM 31428X106 81 950 SH SOLE 950 FIRST MAJESTIC SILVER CORP CALL 32076V103 593 35,100 CALL SH_DEF 1 35,100 FIRST MAJESTIC SILVER CORP COM 32076V103 17 1,000 SH SH_DEF 1 1,000 FIRST MAJESTIC SILVER CORP COM 32076V103 334 19,800 SH SOLE 19,800 FIRST MAJESTIC SILVER CORP COM 32076V103 171 10,000 SH SOLE 10,000 FIRST MAJESTIC SILVER CORP PUT 32076V103 105 6,200 PUT SH_DEF 1 6,200 FIRST MAJESTIC SILVER CRP COM 32076V103 17 1,000 SH SH_DEF 1 1,000 FIRST SOLAR INC COM 336433107 195 5,685 SH SOLE 5,685 FIRSTSERVICE CORP COM 33761N109 957 36,100 SH SOLE 36,100 FIRSTSERVICE CORP SVS COM 33761N109 243 9,030 SH SOLE 9,030 FISERV INC COM 337738108 795 13,335 SH SOLE 13,335 FLOWSERVE CORPORATION COM 34354P105 135 1,340 SH SOLE 1,340 FORBES ENERGY SERVICES LTD COM 345143101 24 3,937 SH SOLE 3,937 FORD MOTOR COMPANY COM 345370860 121 11,065 SH SOLE 11,065 FORTUNA SILVER MINES INC COM 349915108 561 102,000 SH SOLE 102,000 FORTUNA SILVER MINES INC COM 349915108 38 7,000 SH SH_DEF 1 7,000 FRANCE TELECOM SA SPON ADR COM 35177Q105 32 2,000 SH SOLE 2,000 FRANCO-NEVADA CORP CALL 351858105 8,278 217,100 CALL SH_DEF 1 217,100 FRANCO-NEVADA CORP COM 351858105 1,171 30,700 SH SH_DEF 1 30,700 FRANCO-NEVADA CORP COM 351858105 1,697 44,500 SH SOLE 44,500 FRANCO-NEVADA CORP COM 351858105 1,919 49,615 SH SOLE 49,615 FRANCO-NEVADA CORP PUT 351858105 1,842 48,300 PUT SH_DEF 1 48,300 FRANKLIN RESOURCES INC COM 354613101 131 1,340 SH SOLE 1,340 FREEPORT MCMORAN COPPER & GOLD INC COM 35671D857 1,933 51,757 SH SOLE 51,757 FREEPORT- MCMORAN COPPER COM 35671D857 158 4,300 SH SOLE 4,300 FREEPORT- MCMORAN COPPER COM 35671D857 37 1,000 SH SH_DEF 2 1,000 FRESENIUS MEDICAL CARE AG & CO KGAA COM 358029106 736 10,668 SH SOLE 10,668 FRESH DEL MONTE PRODUCE INC COM G36738105 597 23,500 SH SOLE 23,500 FRONTIER COMMUNICATIONS CORP COM 35906A108 2 354 SH SOLE 354 FROZEN FOOD EXPRESS INDUSTRIES INC COM 359360104 8 6,400 SH SOLE 6,400 FRSTSVC CV U$ 6.5% 31DC14 Bond 33761NAA7 3,345 3,062,000 PRN SH_DEF 1 3,062,000 GAMESTOP CORPORATION CL A NEW COM 36467W109 1 54 SH SOLE 54 GAP INC COM 364760108 2 120 SH SOLE 120 GENERAL CABLE CORP COM 369300108 122 4,800 SH SOLE 4,800 GENERAL DYNAMICS CORPORATION COM 369550108 27 400 SH SOLE 400 GENERAL ELECTRIC CO COM 369604103 2 107 SH SH_DEF 1 107 GENERAL ELECTRIC CO COM 369604103 5 300 SH SOLE 300 GENERAL ELECTRIC CO COM 369604103 113 6,300 SH SH_DEF 2 6,300 GENERAL ELECTRIC COMPANY COM 369604103 13,428 738,373 SH SOLE 738,373 GENERAL MILLS INC COM 370334104 8 200 SH SOLE 200 GENERAL MOTORS CO COM 37045V100 24 1,180 SH SOLE 1,180 GENERAL MOTORS CONV SER B PFD COM 37045V209 403 11,600 SH SOLE 11,600 GENESCO INC COM 371532102 36 571 SH SOLE 571 GERON CORP COM 374163103 276 183,700 SH SOLE 183,700 GILDAN ACTIVEWEAR INC CALL 375916103 38 2,000 CALL SH_DEF 1 2,000 GILDAN ACTIVEWEAR INC COM 375916103 4,415 234,354 SH SH_DEF 1 234,354 GILDAN ACTIVEWEAR INC COM 375916103 20,709 1,099,242 SH SOLE 1,099,242 GILDAN ACTIVEWEAR INC COM 375916103 32 1,700 SH SH_DEF 1 1,700 GILDAN ACTIVEWEAR INC PUT 375916103 38 2,000 PUT SH_DEF 1 2,000 GILDAN ACTIVEWEAR INC CL A SVS COM 375916103 123 6,440 SH SOLE 6,440 GILEAD SCIENCES INC COM 375558103 31 755 SH SOLE 755 GLAXOSMITHKLINE PLC COM 37733W105 14,867 650,357 SH SH_DEF 2 650,357 GLAXOSMITHKLINE PLC ADR COM 37733W105 522 11,270 SH SOLE 11,270 GOLD FIELDS LTD- SPONS ADR COM 38059T106 47 3,110 SH SOLE 3,110 GOLDCORP INC CALL 380956409 34,803 782,900 CALL SH_DEF 1 782,900 GOLDCORP INC CALL 380956409 4,217 95,300 CALL SOLE 95,300 GOLDCORP INC COM 380956409 37,232 837,532 SH SH_DEF 1 837,532 GOLDCORP INC COM 380956409 373,061 8,392,018 SH SOLE 8,392,018 GOLDCORP INC COM 380956409 92 2,082 SH SOLE 2,082 GOLDCORP INC COM 380956409 16,768 371,920 SH SOLE 371,920 GOLDCORP INC COM 380956409 678 15,300 SH SH_DEF 1 15,300 GOLDCORP INC PUT 380956409 28,655 644,600 PUT SH_DEF 1 644,600 GOLDCORP INC PUT 380956409 3,810 86,100 PUT SOLE 86,100 GOLDEN STAR RESOURCES LTD COM 38119T104 2 1,200 SH SH_DEF 1 1,200 GOLDEN STAR RESOURCES LTD COM 38119T104 82 49,800 SH SOLE 49,800 GOLDEN STAR RESOURCES LTD PUT 38119T104 3 2,000 PUT SH_DEF 1 2,000 GOLDMAN SACHS GROUP INC COM 38141G104 642 6,993 SH SOLE 6,993 GOODYEAR TIRE & RUBBER CO COM 382550101 532 37,000 SH SOLE 37,000 GOOGLE INC CLASS A COM 38259P508 1,962 2,991 SH SOLE 2,991 GOOGLE INC-CL A COM 38259P508 513,062 794,336 SH SH_DEF 2 794,336 GRACO INC COM 384109104 391 9,425 SH SOLE 9,425 GRAN TIERRA ENERGY INC CALL 38500T101 868 179,500 CALL SH_DEF 1 179,500 GRAN TIERRA ENERGY INC COM 38500T101 20 4,200 SH SH_DEF 1 4,200 GRAN TIERRA ENERGY INC COM 38500T101 103 21,200 SH SOLE 21,200 GRAN TIERRA ENERGY INC PUT 38500T101 39 8,000 PUT SH_DEF 1 8,000 GREAT BASIN GOLD LTD COM 390124105 83 89,300 SH SOLE 89,300 GREAT PANTHER SILVER LIMITED COM 39115V101 311 156,500 SH SOLE 156,500 HALLIBURTON CO COM 406216101 28 800 SH SOLE 800 HALLIBURTON CO. COM 406216101 582 16,604 SH SOLE 16,604 HARMONY GOLD MNG-SPON ADR COM 413216300 23 1,980 SH SOLE 1,980 HARRY WINSTON DIAMOND CORP CALL 41587B100 560 52,400 CALL SH_DEF 1 52,400 HARRY WINSTON DIAMOND CORP COM 41587B100 53 5,000 SH SH_DEF 1 5,000 HARRY WINSTON DIAMOND CORP COM 41587B100 178 16,700 SH SOLE 16,700 HARRY WINSTON DIAMOND CORP COM 41587B100 43 4,000 SH SOLE 4,000 HARRY WINSTON DIAMOND CORP PUT 41587B100 21 2,000 PUT SH_DEF 1 2,000 HARTFORD FINANCIAL SVCS GROUP INC COM 416515104 111 6,739 SH SOLE 6,739 HASBRO INC COM 418056107 64 2,000 SH SH_DEF 1 2,000 HEALTH CARE SELECT SECTOR SPDR COM 81369Y209 11 300 SH SOLE 300 HECKMANN CORPORATION COM 422680108 236 35,000 SH SOLE 35,000 HEINZ (H.J.) COMPANY COM 423074103 66 1,195 SH SOLE 1,195 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1,126 96,097 SH SOLE 96,097 HERTZ GLOBAL HOLDINGS INC PUT 42805T105 1,875 160,000 PUT SOLE 160,000 HESS CORPORATION COM 42809H107 159 2,755 SH SOLE 2,755 HEWLETT-PACKARD CO COM 428236103 3 107 SH SH_DEF 1 107 HEWLETT-PACKARD COMPANY COM 428236103 1,031 39,424 SH SOLE 39,424 HOLLYFRONTIER CORPORATION COM 436106108 46 1,924 SH SOLE 1,924 HOME DEPOT INC COM 437076102 4 107 SH SH_DEF 1 107 HOME DEPOT INC COM 437076102 733 17,180 SH SOLE 17,180 HONDA MOTOR CO LTD SPONSORED ADR COM 438128308 282 9,075 SH SOLE 9,075 HONEYWELL INTERNATIONAL INC COM 438516106 205 3,715 SH SOLE 3,715 HORSEHEAD HOLDING CORPORATION COM 440694305 3 350 SH SOLE 350 HOSPIRA INC COM 441060100 12 392 SH SOLE 392 HSBC HOLDINGS PLC 6.2% SER A PFD COM 404280604 33 1,350 SH SOLE 1,350 HSBC HOLDINGS PLC SPONS ADR COM 404280406 335 8,657 SH SOLE 8,657 HSBC HOLDINGS PLC-SPONS ADR COM 404280406 892 37,332 SH SOLE 37,332 HUDBAY MINERALS INC CALL 443628102 510 51,200 CALL SH_DEF 1 51,200 HUDBAY MINERALS INC COM 443628102 72 7,200 SH SH_DEF 1 7,200 HUDBAY MINERALS INC COM 443628102 672 67,400 SH SOLE 67,400 HUDBAY MINERALS INC COM 443628102 410 40,530 SH SOLE 40,530 HUDBAY MINERALS INC PUT 443628102 547 54,900 PUT SH_DEF 1 54,900 HUMANA INC COM 444859102 27 300 SH SOLE 300
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- IAMGOLD CORP CALL 450913108 2,294 144,200 CALL SH_DEF 1 144,200 IAMGOLD CORP COM 450913108 13,191 829,114 SH SH_DEF 1 829,114 IAMGOLD CORP COM 450913108 50,903 3,199,550 SH SOLE 3,199,550 IAMGOLD CORP COM 450913108 79 5,000 SH SH_DEF 1 5,000 IAMGOLD CORP COM 450913108 54 3,400 SH SH_DEF 1 3,400 IAMGOLD CORP PUT 450913108 1,311 82,400 PUT SH_DEF 1 82,400 IAMGOLD CORPORATION COM 450913108 6 355 SH SOLE 355 IHS INC CLASS A COM 451734107 96 1,100 SH SOLE 1,100 ILLINOIS TOOL WORKS INC COM 452308109 303 6,395 SH SOLE 6,395 IMPERIAL OIL LTD CALL 453038408 8,766 196,400 CALL SH_DEF 1 196,400 IMPERIAL OIL LTD COM 453038408 6,374 142,825 SH SH_DEF 1 142,825 IMPERIAL OIL LTD COM 453038408 117,327 2,628,805 SH SOLE 2,628,805 IMPERIAL OIL LTD COM 453038408 43,567 962,534 SH SOLE 962,534 IMPERIAL OIL LTD COM 453038408 4 96 SH SH_DEF 1 96 IMPERIAL OIL LTD PUT 453038408 2,138 47,900 PUT SH_DEF 1 47,900 INDIA FUND INC COM 454089103 193 10,000 SH SOLE 10,000 ING GROEP SPONSORED ADR COM 456837103 28 3,910 SH SOLE 3,910 INTEL CORPORATION COM 458140100 6,130 248,929 SH SOLE 248,929 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 22,200 118,899 SH SOLE 118,899 INTERNATIONAL FLAVORS & FRAGRANCES COM 459506101 53 1,000 SH SOLE 1,000 INTERNATIONAL PAPER COMPANY COM 460146103 69 2,285 SH SOLE 2,285 INTL BUSINESS MACHINES CORP COM 459200101 20 107 SH SH_DEF 1 107 INTUIT INC COM 461202103 97 1,825 SH SOLE 1,825 INVESCO LIMITED COM G491BT108 1,184 58,056 SH SOLE 58,056 IRON MOUNTAIN INC COM 462846106 9 280 SH SOLE 280 ISHARES BARC 20+ YEAR TR COM 464287432 25 200 SH SOLE 200 ISHARES BARC SHORT TREASURY BOND FD COM 464288679 28 250 SH SOLE 250 ISHARES BARCLAYS INTERMEDIATE CR BD COM 464288638 52 475 SH SOLE 475 ISHARES BARCLAYS TIPS BOND FUND COM 464287176 36 300 SH SOLE 300 ISHARES DJ INTL SEL DIV FD COM 464288448 13 435 SH SOLE 435 ISHARES DJ U.S. TECH SECTOR IDX FUND COM 464287721 13 200 SH SOLE 200 ISHARES DJ US FINANCIAL SECT COM 464287788 202 4,060 SH SOLE 4,060 ISHARES FTSE CHINA 25 INDEX COM 464287184 35 985 SH SOLE 985 ISHARES IBOXX $ H/ YLD CORP BOND FD COM 464288513 133 1,460 SH SOLE 1,460 ISHARES INC MSCI SINGAPORE IDX FD COM 464286673 66 6,000 SH SOLE 6,000 ISHARES MSCI AUSTRALIA COM 464286103 9 400 SH SOLE 400 ISHARES MSCI BRAZIL INDEX FUND ETF COM 464286400 17 300 SH SOLE 300 ISHARES MSCI EAFE INDEX FUND COM 464287465 269 5,355 SH SOLE 5,355 ISHARES MSCI EMERGING MKTS INDEX COM 464287234 57 1,475 SH SOLE 1,475 ISHARES MSCI EUROPE FINL SECT COM 464289180 405 26,295 SH SOLE 26,295 ISHARES MSCI HONG KONG INDEX FUND COM 464286871 94 6,000 SH SOLE 6,000 ISHARES MSCI JAPAN INDEX FUND COM 464286848 32 3,500 SH SOLE 3,500 ISHARES NASDAQ BIOTECH INDEX FUND COM 464287556 13 125 SH SOLE 125 ISHARES S&P 100 INDEX FUND COM 464287101 52 900 SH SOLE 900 ISHARES S&P 500 INDEX FUND COM 464287200 113 880 SH SOLE 880 ISHARES S&P ASIA 50 ETF COM 464288430 40 1,000 SH SOLE 1,000 ISHARES S&P EMERG MKTS INFRAS COM 464288216 107 3,670 SH SOLE 3,670 ISHARES S&P LATIN AMERICAN 40 IDX FD COM 464287390 35 800 SH SOLE 800 ISHARES S&P MIDCAP 400 ETF COM 464287507 111 1,250 SH SOLE 1,250 ISHARES SILVER TRUST COM 46428Q109 78 2,900 SH SOLE 2,900 ISHARES TR RUSSEL 2000 INDEX FUND COM 464287655 58 775 SH SOLE 775 ISHARES TRUST DJ SEL DIV COM 464287168 1,908 34,950 SH SOLE 34,950 IVANHOE ENERGY INC COM 465790103 6 5,000 SH SH_DEF 1 5,000 IVANHOE MINES LTD CALL 46579N103 1,247 70,100 CALL SH_DEF 1 70,100 IVANHOE MINES LTD COM 46579N103 9 500 SH SH_DEF 1 500 IVANHOE MINES LTD COM 46579N103 1,469 82,600 SH SOLE 82,600 IVANHOE MINES LTD COM 46579N103 69 3,900 SH SOLE 3,900 IVANHOE MINES LTD PUT 46579N103 1,334 75,000 PUT SH_DEF 1 75,000 JAGUAR MINING INC CALL 47009M103 51 8,000 CALL SH_DEF 1 8,000 JAGUAR MINING INC COM 47009M103 27 4,200 SH SH_DEF 1 4,200 JAGUAR MINING INC COM 47009M103 104 16,300 SH SOLE 16,300 JAGUAR MINING INC COM 47009M103 0 39 SH SH_DEF 1 39 JAGUAR MINING INC PUT 47009M103 11 1,700 PUT SH_DEF 1 1,700 JOHNSON & JOHNSON COM 478160104 197 3,000 SH SH_DEF 2 3,000 JOHNSON & JOHNSON COM 478160104 26,768 401,980 SH SOLE 401,980 JOHNSON CONTROLS INC COM 478366107 34 1,075 SH SOLE 1,075 JOS A BANK CLOTHIERS INC COM 480838101 54 1,100 SH SOLE 1,100 JOY GLOBAL INC COM 481165108 5 61 SH SH_DEF 1 61 JPMORGAN CHASE & CO COM 46625H100 4 107 SH SH_DEF 1 107 JPMORGAN CHASE & CO COM 46625H100 16,394 493,060 SH SOLE 493,060 JPMORGAN CHASE & CO COM 46625H100 4,954 146,718 SH SOLE 146,718 KANSAS CITY SOUTHERN COM 485170302 138 2,000 SH SOLE 2,000 KAPSTONE PAPER&PACKAGING COM 48562P103 0 30 SH SH_DEF 1 30 KB FINANCIAL GROUP INC ADR COM 48241A105 16 500 SH SOLE 500 KELLOGG COMPANY COM 487836108 26 500 SH SOLE 500 KIMBERLY-CLARK CORPORATION COM 494368103 1,334 17,865 SH SOLE 17,865 KINDER MORGAN ENERGY PARTNERS LPU COM 494550106 17 200 SH SOLE 200 KINDER MORGAN MANAGEMENT LLC COM 49455U100 180 2,258 SH SOLE 2,258 KINGSWAY FINANCIAL SVCS COM 496904103 0 244 SH SH_DEF 1 244 KINROSS GOLD CORP CALL 496902404 3,226 282,100 CALL SH_DEF 1 282,100 KINROSS GOLD CORP CALL 496902404 4,468 391,900 CALL SOLE 391,900 KINROSS GOLD CORP COM 496902404 15,807 1,382,240 SH SH_DEF 1 1,382,240 KINROSS GOLD CORP COM 496902404 125,479 10,972,636 SH SOLE 10,972,636 KINROSS GOLD CORP COM 496902404 780 68,390 SH SOLE 68,390 KINROSS GOLD CORP COM 496902404 568 49,800 SH SH_DEF 1 49,800 KINROSS GOLD CORP PUT 496902404 4,692 410,300 PUT SH_DEF 1 410,300 KINROSS GOLD CORP PUT 496902404 2,900 254,400 PUT SOLE 254,400 KINROSS GOLD CORPORATION NO PAR COM 496902404 632 54,456 SH SOLE 54,456 KLA-TENCOR CORPORATION COM 482480100 11 225 SH SOLE 225 KOBEX MINERALS INC COM 49989C105 0 320 SH SH_DEF 1 320 KOHL'S CORP COM 500255104 758 15,135 SH SOLE 15,135 KONINKLIJKE PHILIPS ELECTRONICS COM 500472303 8 356 SH SOLE 356 KOREA EQUITY FUND INC COM 50063B104 721 77,900 SH SOLE 77,900 KRAFT FOODS INC CL A COM 50075N104 1,862 49,092 SH SOLE 49,092 KRAFT FOODS INC- CLASS A COM 50075N104 4 107 SH SH_DEF 1 107 KRAFT FOODS INC- CLASS A COM 50075N104 112 3,000 SH SH_DEF 2 3,000 KROGER CO COM 501044101 330 13,400 SH SOLE 13,400 LABORATORY CORP OF AMER HOLDINGS COM 50540R409 9 100 SH SOLE 100 LAKE SHORE GOLD CORP COM 510728108 365 289,900 SH SOLE 289,900 LAKE SHORE GOLD CORP COM 510728108 1,144 896,500 SH SOLE 896,500 LAKE SHORE GOLD CORP COM 510728108 4 3,000 SH SH_DEF 1 3,000 LANDAUER INC COM 51476K103 16 300 SH SOLE 300 LAS VEGAS SANDS INC COM 517834107 694 16,000 SH SOLE 16,000 LEGG MASON INC COM 524901105 11 437 SH SH_DEF 2 437 LEXMARK INTERNATIONAL INC COM 529771107 517 15,400 SH SOLE 15,400 LIFEPOINT HOSPITALS INC COM 53219L109 1,030 27,300 SH SOLE 27,300 LILLY (ELI) & COMPANY COM 532457108 537 12,736 SH SOLE 12,736 LINDSAY CORPORATION COM 535555106 6 100 SH SOLE 100 LKQ CORPORATION COM 501889208 7 225 SH SOLE 225 LLOYDS BANKING GROUP PLC COM 539439109 2,068 5,138,030 SH SH_DEF 2 5,138,030 LOUISIANA-PACIFIC CORPORATION COM 546347105 16 2,000 SH SOLE 2,000 LOWE'S COMPANIES COM 548661107 551 21,365 SH SOLE 21,365 LPL INVESTMENT HOLDINGS INC COM 50213H100 559 18,013 SH SOLE 18,013 LULULEMON ATHLETICA INC CALL 550021109 1,248 26,700 CALL SH_DEF 1 26,700 LULULEMON ATHLETICA INC COM 550021109 9 200 SH SH_DEF 1 200 LULULEMON ATHLETICA INC COM 550021109 37 800 SH SOLE 800 LULULEMON ATHLETICA INC PUT 550021109 935 20,000 PUT SH_DEF 1 20,000 LUMINEX CORP COM 55027E102 1 24 SH SOLE 24 LUXOTTICA GROUP S P A SPON ADR COM 55068R202 6 200 SH SOLE 200 M & T BANK CORP COM 55261F104 1,337 17,250 SH SOLE 17,250 MAD CATZ INTERACTIVE COM 556162105 5 10,000 SH SH_DEF 1 10,000 MAG SILVER CORP COM 55903Q104 3 500 SH SOLE 500 MAG SILVER CORP COM 55903Q104 13 2,000 SH SH_DEF 1 2,000 MAGNA INTERNATIONAL INC CALL 559222401 3,213 96,100 CALL SH_DEF 1 96,100 MAGNA INTERNATIONAL INC COM 559222401 4,418 132,143 SH SH_DEF 1 132,143 MAGNA INTERNATIONAL INC COM 559222401 83,160 2,487,450 SH SOLE 2,487,450 MAGNA INTERNATIONAL INC COM 559222401 1,903 56,136 SH SOLE 56,136 MAGNA INTERNATIONAL INC PUT 559222401 1,514 45,300 PUT SH_DEF 1 45,300
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- MAGNA INTERNATIONAL INC-CL A CALL 559222401 1,942 58,300 CALL SOLE 58,300 MAGNA INTL INC COM 559222401 67 2,000 SH SH_DEF 1 2,000 MAIDEN HOLDINGS LTD COM G5753U112 178 20,000 SH SOLE 20,000 MANULIFE FINANCIAL CORP CALL 56501R106 5,204 487,800 CALL SH_DEF 1 487,800 MANULIFE FINANCIAL CORP CALL 56501R106 3,582 337,300 CALL SOLE 337,300 MANULIFE FINANCIAL CORP COM 56501R106 42,097 3,945,862 SH SH_DEF 1 3,945,862 MANULIFE FINANCIAL CORP COM 56501R106 324,192 30,392,482 SH SOLE 30,392,482 MANULIFE FINANCIAL CORP COM 56501R106 -- 100 SH SH_DEF 2 100 MANULIFE FINANCIAL CORP COM 56501R106 9,400 868,831 SH SOLE 868,831 MANULIFE FINANCIAL CORP COM 56501R106 106 10,000 SH SH_DEF 1 10,000 MANULIFE FINANCIAL CORP COM 56501R106 7,090 665,800 SH SH_DEF 1 665,800 MANULIFE FINANCIAL CORP COM 56501R106 9 800 SH SH_DEF 1 800 MANULIFE FINANCIAL CORP COM 56501R106 25 2,311 SH SH_DEF 1 2,311 MANULIFE FINANCIAL CORP PUT 56501R106 10,035 940,600 PUT SH_DEF 1 940,600 MANULIFE FINANCIAL CORP PUT 56501R106 738 69,500 PUT SOLE 69,500 MARATHON OIL CORP COM 565849106 34 1,145 SH SOLE 1,145 MARATHON OIL CORPORATION COM 565849106 1,123 37,775 SH SOLE 37,775 MARATHON PETROLEUM CORP COM 56585A102 638 18,887 SH SOLE 18,887 MARKET VECTORS GOLD MINERS COM 57060U100 134 2,600 SH SOLE 2,600 MARRIOTT INTERNATIONAL INC CLASS A COM 571903202 11 360 SH SOLE 360 MARSH & MCLENNAN COMPANIES INC COM 571748102 610 19,005 SH SOLE 19,005 MASTERCARD INC CLASS A COM 57636Q104 170 450 SH SOLE 450 MATERIALS SELECT SECTOR SPDR COM 81369Y100 417 12,439 SH SOLE 12,439 MCCORMICK & CO INC NVS COM 579780206 72 1,400 SH SOLE 1,400 MCDONALDS CORP COM 580135101 70 700 SH SOLE 700 MCDONALD'S CORPORATION COM 580135101 5,415 53,155 SH SOLE 53,155 MCGRAW-HILL COMPANIES INC COM 580645109 323 7,080 SH SOLE 7,080 MEDCO HEALTH SOLUTIONS INC COM 58405U102 96 1,684 SH SOLE 1,684 MEDTRONIC INC COM 585055106 275 7,090 SH SOLE 7,090 MELCO CROWN ENTERTAINMENT LTD ADR COM 585464100 98 10,000 SH SOLE 10,000 MEMC ELECTRONIC MATERIALS COM 552715104 2 400 SH SOLE 400 MERCK & CO INC COM 58933Y105 5,086 132,850 SH SOLE 132,850 MERCK & CO. INC. COM 58933Y105 4 107 SH SH_DEF 1 107 METHANEX CORP CALL 59151K108 447 19,500 CALL SH_DEF 1 19,500 METHANEX CORP COM 59151K108 385 16,800 SH SH_DEF 1 16,800 METHANEX CORP COM 59151K108 1,190 51,900 SH SOLE 51,900 METHANEX CORP COM 59151K108 224 9,650 SH SOLE 9,650 METHANEX CORP PUT 59151K108 367 16,000 PUT SH_DEF 1 16,000 METLIFE INC COM 59156R108 3,532 111,558 SH SOLE 111,558 MGM RESORTS INTERNATIONAL COM 552953101 417 40,000 SH SOLE 40,000 MI DEVELOPMENTS INC COM 55304X104 9,285 290,000 SH SH_DEF 1 290,000 MI DEVELOPMENTS INC COM 55304X104 432 13,497 SH SH_DEF 1 13,497 MI DEVELOPMENTS INC CL A SVS COM 55304X104 79 2,440 SH SOLE 2,440 MICROCHIP TECHNOLOGY INC COM 595017104 58 1,550 SH SOLE 1,550 MICROSOFT CORP COM 594918104 10 400 SH SH_DEF 2 400 MICROSOFT CORPORATION COM 594918104 6,597 250,260 SH SOLE 250,260 MIDAS INC COM 595626102 186 21,300 SH SOLE 21,300 MIDDLEBY CORP COM 596278101 86 900 SH SOLE 900 MIDWAY GOLD CORP COM 598153104 0 9 SH SH_DEF 1 9 MINEFINDERS CORP CALL 602900102 38 3,600 CALL SH_DEF 1 3,600 MINEFINDERS CORP COM 602900102 162 15,200 SH SOLE 15,200 MINEFINDERS CORP PUT 602900102 5 500 PUT SH_DEF 1 500 MINEFINDERS CORPORATION LTD COM 602900102 54 5,000 SH SOLE 5,000 MINES MANAGEMENT INC COM 603432105 22 11,200 SH SH_DEF 1 11,200 MOLEX INC COM 608554101 7 300 SH SOLE 300 MOLSON COORS BREWING COMPANY CL B COM 60871R209 398 9,000 SH SOLE 9,000 MONEYGRAM INTERNATIONAL INC* COM 60935Y109 2 700 SH SOLE 700 MONSANTO COMPANY COM 61166W101 256 3,600 SH SOLE 3,600 MOODY'S CORPORATION COM 615369105 157 4,600 SH SOLE 4,600 MORGAN STANLEY COM 617446448 24 1,580 SH SOLE 1,580 MOSAIC COMPANY COM 61945C103 56 1,100 SH SOLE 1,100 MOTOROLA MOBILITY HOLDINGS INC COM 620097105 44 1,123 SH SOLE 1,123 MOTOROLA SOLUTIONS INC COM 620076307 60 1,283 SH SOLE 1,283 MOUNTAIN PROVINCE DIAMOND COM 62426E402 0 28 SH SH_DEF 1 28 MSCI INC CLASS A COM 55354G100 53 1,600 SH SOLE 1,600 NABORS INDUSTRIES LTD COM G6359F103 173 9,850 SH SOLE 9,850 NATIONAL GRID PLC COM 636274300 4,420 455,271 SH SH_DEF 2 455,271 NATIONAL GRID PLC SP ADR COM 636274300 118 2,400 SH SOLE 2,400 NATIONAL OILWELL VARCO INC NEW COM 637071101 7 100 SH SOLE 100 NAVISTAR INTL CORP COM 63934E108 23 600 SH SOLE 600 NEVSUN RESOURCES LTD CALL 64156L101 17 3,000 CALL SH_DEF 1 3,000 NEVSUN RESOURCES LTD COM 64156L101 95 17,000 SH SH_DEF 1 17,000 NEVSUN RESOURCES LTD COM 64156L101 218 39,200 SH SOLE 39,200 NEVSUN RESOURCES LTD PUT 64156L101 150 27,000 PUT SH_DEF 1 27,000 NEW GERMANY FUND INC COM 644465106 570 45,700 SH SOLE 45,700 NEW GOLD INC CALL 644535106 2,537 251,000 CALL SH_DEF 1 251,000 NEW GOLD INC CALL 644535106 37 3,700 CALL SOLE 3,700 NEW GOLD INC COM 644535106 440 43,500 SH SH_DEF 1 43,500 NEW GOLD INC COM 644535106 1,098 108,600 SH SOLE 108,600 NEW GOLD INC COM 644535106 953 92,920 SH SOLE 92,920 NEW GOLD INC COM 644535106 0 3 SH SH_DEF 1 3 NEW GOLD INC PUT 644535106 781 77,300 PUT SH_DEF 1 77,300 NEW YORK & COMPANY INC COM 649295102 58 21,300 SH SOLE 21,300 NEWMONT MINING CORP CALL 651639106 7,165 119,400 CALL SOLE 119,400 NEWMONT MINING CORP COM 651639106 125 2,075 SH SOLE 2,075 NEWMONT MINING CORP-HOLDING COMPANY COM 651639106 1,381 22,670 SH SOLE 22,670 NEWS CORPORATION CLASS A COM 65248E104 1 54 SH SOLE 54 NEXEN INC CALL 65334H102 18,494 1,160,300 CALL SH_DEF 1 1,160,300 NEXEN INC COM 65334H102 2,752 172,666 SH SH_DEF 1 172,666 NEXEN INC COM 65334H102 89,836 5,636,208 SH SOLE 5,636,208 NEXEN INC COM 65334H102 13 814 SH SOLE 814 NEXEN INC COM 65334H102 3,438 212,690 SH SOLE 212,690 NEXEN INC PUT 65334H102 2,420 151,800 PUT SH_DEF 1 151,800 NEXTERA ENERGY INC COM 65339F101 322 5,205 SH SOLE 5,205 NIDEC CORPORATION ADR COM 654090109 7 340 SH SOLE 340 NIKE INC CL B COM 654106103 2,880 29,428 SH SOLE 29,428 NIKE INC -CL B COM 654106103 -- 700 SH SH_DEF 2 700 NOKIA CORP ADR COM 654902204 4 910 SH SOLE 910 NORDION INC COM 65563C105 79 9,400 SH SH_DEF 1 9,400 NORDION INC COM 65563C105 108 12,900 SH SOLE 12,900 NORDION INC COM 65563C105 8 908 SH SH_DEF 2 908 NORDION INC COM 65563C105 25 3,000 SH SOLE 3,000 NORDION INC COM 65563C105 79 9,400 SH SH_DEF 1 9,400 NORTH AMER PALLADIUM LTD CALL 656912102 5 2,000 CALL SH_DEF 1 2,000 NORTH AMER PALLADIUM LTD COM 656912102 5 1,800 SH SH_DEF 1 1,800 NORTH AMER PALLADIUM LTD COM 656912102 69 27,000 SH SOLE 27,000 NORTHERN DYNASTY MINERALS COM 66510M204 89 14,700 SH SOLE 14,700 NORTHERN DYNASTY MINERALS PUT 66510M204 18 3,000 PUT SH_DEF 1 3,000 NORTHERN TRUST CORPORATION COM 665859104 448 11,120 SH SOLE 11,120 NORTHWEST PIPE COMPANY COM 667746101 302 13,000 SH SOLE 13,000 NOVAGOLD RES INC COM 66987E206 42 5,000 SH SH_DEF 1 5,000 NOVAGOLD RESOURCES INC COM 66987E206 312 36,600 SH SOLE 36,600 NOVAGOLD RESOURCES INC PUT 66987E206 17 2,000 PUT SH_DEF 1 2,000 NOVARTIS AG SPONSORED ADR COM 66987V109 726 12,500 SH SOLE 12,500 NOVO-NORDISK A/S ADR COM 670100205 468 4,000 SH SOLE 4,000 NUCOR CORPORATION COM 670346105 43 1,060 SH SOLE 1,060 OCCIDENTAL PETROLEUM CORP COM 674599105 1,145 12,032 SH SOLE 12,032 OIL SERVICE HOLDERS TRUST COM 678002106 23 200 SH SOLE 200 OMNICOM GROUP INC COM 681919106 881 19,465 SH SOLE 19,465 ONCOLYTICS BIOTECH INC COM 682310107 8 2,000 SH SOLE 2,000 OPEN TEXT CORP CALL 683715106 308 6,000 CALL SH_DEF 1 6,000 OPEN TEXT CORP COM 683715106 1,659 32,300 SH SH_DEF 1 32,300 OPEN TEXT CORP COM 683715106 585 11,400 SH SOLE 11,400 OPEN TEXT CORP COM 683715106 61,786 1,203,067 SH SH_DEF 2 1,203,067 OPEN TEXT CORP PUT 683715106 2,927 57,000 PUT SH_DEF 1 57,000 OPEN TEXT CORPORATION COM 683715106 310 5,950 SH SOLE 5,950 ORACLE CORP COM 68389X105 141 5,500 SH SOLE 5,500 ORACLE CORPORATION COM 68389X105 1,954 75,035 SH SOLE 75,035
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- --------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- --------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- ORIENT-EXPRESS HOTELS LTD A COM G67743107 190 25,000 SH SOLE 25,000 PACCAR INC COM 693718108 28 742 SH SOLE 742 PAN AMERICAN SILVER CORP CALL 697900108 4,627 211,200 CALL SH_DEF 1 211,200 PAN AMERICAN SILVER CORP CALL 697900108 654 30,000 CALL SH_DEF 1 30,000 PAN AMERICAN SILVER CORP COM 697900108 434 19,800 SH SH_DEF 1 19,800 PAN AMERICAN SILVER CORP COM 697900108 892 40,700 SH SOLE 40,700 PAN AMERICAN SILVER CORP COM 697900108 9 390 SH SOLE 390 PAN AMERICAN SILVER CORP COM 697900108 22 1,000 SH SOLE 1,000 PAN AMERICAN SILVER CORP PUT 697900108 1,382 63,100 PUT SH_DEF 1 63,100 PARKER DRILLING CO COM 701081101 25 3,500 SH SOLE 3,500 PARKER HANNIFIN CORP COM 701094104 10 135 SH SOLE 135 PARTNERRE LTD COM G6852T105 42 650 SH SOLE 650 PATRIOT COAL CORP COM 70336T104 0 40 SH SOLE 40 PATTERSON COMPANIES INC COM 703395103 316 10,530 SH SOLE 10,530 PAYCHEX INC COM 704326107 316 10,320 SH SOLE 10,320 PEABODY ENERGY CORP COM 704549104 10 300 SH SOLE 300 PEARSON PLC COM 705015105 1,956 104,041 SH SH_DEF 2 104,041 PENGROWTH ENERGY CORP CALL 70706P104 15 1,400 CALL SH_DEF 1 1,400 PENGROWTH ENERGY CORP COM 70706P104 1 100 SH SH_DEF 1 100 PENGROWTH ENERGY CORP COM 70706P104 1,660 156,900 SH SOLE 156,900 PENGROWTH ENERGY CORP COM 70706P104 1,694 157,910 SH SOLE 157,910 PENGROWTH ENERGY CORP PUT 70706P104 11 1,000 PUT SH_DEF 1 1,000 PENN WEST PETROLEUM LTD CALL 707887105 2,871 144,600 CALL SH_DEF 1 144,600 PENN WEST PETROLEUM LTD COM 707887105 3,043 153,287 SH SH_DEF 1 153,287 PENN WEST PETROLEUM LTD COM 707887105 96,054 4,838,400 SH SOLE 4,838,400 PENN WEST PETROLEUM LTD COM 707887105 4,646 230,746 SH SOLE 230,746 PENN WEST PETROLEUM LTD PUT 707887105 770 38,800 PUT SH_DEF 1 38,800 PEPSICO INC COM 713448108 13,471 199,954 SH SOLE 199,954 PETROLEO BRASILEIRO S.A. ADR COM 71654V101 620 26,005 SH SOLE 26,005 PETROLEO BRASILEIRO SA ADR COM 71654V408 310 12,270 SH SOLE 12,270 PFIZER INC COM 717081103 2 107 SH SH_DEF 1 107 PFIZER INC COM 717081103 2 100 SH SOLE 100 PFIZER INC COM 717081103 5 250 SH SH_DEF 2 250 PFIZER INC COM 717081103 6,764 307,826 SH SOLE 307,826 PG & E CORPORATION COM 69331C108 382 9,136 SH SOLE 9,136 PHILIP MORRIS INTERNATIONAL COM 718172109 4,429 55,578 SH SOLE 55,578 PHOTRONICS INC COM 719405102 185 30,025 SH SOLE 30,025 PLUM CREEK TIMBER COMPANY INC COM 729251108 37 1,000 SH SOLE 1,000 POLYMET MINING CORP COM 731916102 164 156,300 SH SOLE 156,300 POSCO SPONSORED ADR COM 693483109 391 4,685 SH SOLE 4,685 POTASH CORP OF SASK INC COM 73755L107 124 3,000 SH SH_DEF 1 3,000 POTASH CORP OF SASKATCHEWAN CALL 73755L107 5,652 136,500 CALL SH_DEF 1 136,500 POTASH CORP OF SASKATCHEWAN CALL 73755L107 5,887 142,600 CALL SOLE 142,600 POTASH CORP OF SASKATCHEWAN COM 73755L107 17,759 428,895 SH SH_DEF 1 428,895 POTASH CORP OF SASKATCHEWAN COM 73755L107 368,087 8,889,692 SH SOLE 8,889,692 POTASH CORP OF SASKATCHEWAN PUT 73755L107 7,478 180,600 PUT SH_DEF 1 180,600 POTASH CORPORATION OF SASKATCHEWAN COM 73755L107 6,618 157,610 SH SOLE 157,610 POWERSHARES EXCH INTL DIV ACHIEVERS COM 73935X716 3 200 SH SOLE 200 POWERSHARES QQQ TRUST SERIES 1 COM 73935A104 94 1,665 SH SOLE 1,665 PRAXAIR INC COM 74005P104 113 1,045 SH SOLE 1,045 PRECISION DRILLING CORP COM 74022D308 51 5,000 SH SH_DEF 1 5,000 PRECISION DRILLING CORPORATION COM 74022D308 345 32,975 SH SOLE 32,975 PRIMUS TELECOMMUNICATIONS GROUP INC COM 741929301 283 22,000 SH SOLE 22,000 PROCTER & GAMBLE CO COM 742718109 33 500 SH SH_DEF 2 500 PROCTER & GAMBLE COMPANY COM 742718109 21,535 317,919 SH SOLE 317,919 PROGRESS ENERGY INC COM 743263105 52 920 SH SOLE 920 PROGRESSIVE CORP OHIO COM 743315103 36 1,800 SH SOLE 1,800 PROGRESSIVE WASTE SOLS LT COM 74339G101 76 3,900 SH SH_DEF 1 3,900 PROGRESSIVE WASTE SOLUTIONS LTD COM 74339G101 659 33,160 SH SOLE 33,160 PROSHARES SHORT S&P500 COM 74347R503 41 1,000 SH SOLE 1,000 PROSHARES ULTRASHORT EURO COM 74347W882 103 5,000 SH SOLE 5,000 PROSHARES ULTRASHORT LEHMAN 20+YR COM 74347R297 55 3,000 SH SOLE 3,000 PROSHRS ULTRASRT LEH20+YR COM 74347R297 72 4,000 SH SH_DEF 1 4,000 PROVIDENT ENERGY LTD COM 74386V100 6 600 SH SH_DEF 1 600 PROVIDENT ENERGY LTD COM 74386V100 1,894 195,502 SH SOLE 195,502 PROVIDENT ENERGY LTD NEW COM 74386V100 67 6,800 SH SOLE 6,800 PRUDENTIAL PLC COM 74435K204 3,203 322,866 SH SH_DEF 2 322,866 PRUDENTIAL PLC ADR COM 74435K204 12 600 SH SOLE 600 PRUDENTIAL PLC- ADR COM 74435K204 775 30,577 SH SOLE 30,577 PUBLIC STORAGE COM 74460D109 787 30,902 SH SOLE 30,902 QLT INC COM 746927102 15 2,000 SH SOLE 2,000 QUALCOMM INC COM 747525103 461 8,295 SH SOLE 8,295 QUALITY SYSTEMS INC COM 747582104 60 1,600 SH SOLE 1,600 RANDGOLD RESOURCES LIMITED ADR COM 752344309 426 4,107 SH SOLE 4,107 RANDGOLD RESOURCES LTD- ADR COM 752344309 31 300 SH SOLE 300 RARE ELEMENT RESOURCES LTD COM 75381M102 49 15,000 SH SOLE 15,000 RAYONIER INC COM 754907103 27 600 SH SOLE 600 RAYTHEON COMPANY COM 755111507 309 6,300 SH SOLE 6,300 RESEARCH IN MOTION CALL 760975102 1,358 93,300 CALL SH_DEF 1 93,300 RESEARCH IN MOTION CALL 760975102 34,814 2,401,000 CALL SOLE 2,401,000 RESEARCH IN MOTION COM 760975102 10,137 696,548 SH SH_DEF 1 696,548 RESEARCH IN MOTION COM 760975102 70,292 4,830,183 SH SOLE 4,830,183 RESEARCH IN MOTION COM 760975102 10,587 727,499 SH SH_DEF 2 727,499 RESEARCH IN MOTION PUT 760975102 1,708 117,400 PUT SH_DEF 1 117,400 RESEARCH IN MOTION PUT 760975102 1,011 69,700 PUT SOLE 69,700 RESEARCH IN MOTION LTD COM 760975102 1,142 77,353 SH SOLE 77,353 RESEARCH IN MOTION LTD COM 760975102 7 500 SH SH_DEF 1 500 REVETT MINERALS INC-NEW COM 761505205 0 13 SH SH_DEF 1 13 RIO TINTO PLC COM 767204100 9,348 192,548 SH SH_DEF 2 192,548 RIO TINTO PLC SPONSORED ADR COM 767204100 225 4,525 SH SOLE 4,525 RIO TINTO PLC-SPON ADR COM 767204100 157 3,200 SH SOLE 3,200 RITCHIE BROS AUCTIONEERS COM 767744105 449 20,400 SH SOLE 20,400 RITCHIE BROS. AUCTIONEERS COM 767744105 4 200 SH SOLE 200 ROCHESTER MEDICAL CORP COM 771497104 404 48,000 SH SOLE 48,000 ROCKWELL AUTOMATION INC COM 773903109 198 2,660 SH SOLE 2,660 ROGERS COMMUNICATION- B NV COM 775109200 1 21 SH SH_DEF 1 21 ROGERS COMMUNICATION- B NV COM 775109200 220 5,700 SH SH_DEF 1 5,700 ROGERS COMMUNICATIONS -CL B CALL 775109200 12,126 314,200 CALL SH_DEF 1 314,200 ROGERS COMMUNICATIONS -CL B COM 775109200 8,447 218,861 SH SH_DEF 1 218,861 ROGERS COMMUNICATIONS -CL B COM 775109200 177,247 4,592,612 SH SOLE 4,592,612 ROGERS COMMUNICATIONS -CL B PUT 775109200 11,841 306,800 PUT SH_DEF 1 306,800 ROGERS COMMUNICATIONS INC CL B NVS COM 775109200 14,612 373,333 SH SOLE 373,333 ROYAL BANK OF CANADA CALL 780087102 78,895 1,543,600 CALL SH_DEF 1 1,543,600 ROYAL BANK OF CANADA CALL 780087102 12,681 248,100 CALL SOLE 248,100 ROYAL BANK OF CANADA COM 780087102 80,254 1,570,179 SH SH_DEF 1 1,570,179 ROYAL BANK OF CANADA COM 780087102 2,791,485 54,625,117 SH SOLE 54,625,117 ROYAL BANK OF CANADA COM 780087102 77 1,500 SH SH_DEF 2 1,500 ROYAL BANK OF CANADA COM 780087102 114,664 2,212,101 SH SOLE 2,212,101 ROYAL BANK OF CANADA COM 780087102 153 3,000 SH SH_DEF 1 3,000 ROYAL BANK OF CANADA COM 780087102 60 1,183 SH SH_DEF 1 1,183 ROYAL BANK OF CANADA COM 780087102 810 15,870 SH SH_DEF 1 15,870 ROYAL BANK OF CANADA PUT 780087102 69,123 1,352,400 PUT SH_DEF 1 1,352,400 ROYAL BANK OF CANADA PUT 780087102 9,456 185,000 PUT SOLE 185,000 ROYAL BANK OF CANADA PUT 780087102 1,447 28,400 PUT SOLE 28,400 ROYAL BK SCOT 5.75% SER-L ADR PFD COM 780097788 11 740 SH SOLE 740 ROYAL BK SCOTLAND ADS SER F PFD COM 780097804 17 1,000 SH SOLE 1,000 ROYAL DUTCH SHELL PLC ADR CL A COM 780259206 3,134 42,226 SH SOLE 42,226 ROYAL DUTCH SHELL PLC SPON ADR B COM 780259107 77 1,000 SH SOLE 1,000 ROYAL DUTCH SHELL PLC-A SHS COM 780259107 -- 2,103 SH SH_DEF 2 2,103 ROYAL DUTCH SHELL PLC-A SHS COM 780259107 17,156 465,782 SH SH_DEF 2 465,782 ROYAL DUTCH SHELL PLC-B SHS COM 780259107 13,103 343,696 SH SH_DEF 2 343,696 ROYAL GOLD INC COM 780287108 6 93 SH SOLE 93 ROYAL GOLD INC COM 780287108 162 2,400 SH SOLE 2,400 ROYAL GOLD INC COM 780287108 49 710 SH SOLE 710 ROYCE VALUE TRUST COM 780910105 54 4,333 SH SOLE 4,333 RPM INTERNATIONAL INC COM 749685103 56 2,250 SH SOLE 2,250 RUBICON MINERALS CORP CALL 780911103 4 1,000 CALL SH_DEF 1 1,000 RUBICON MINERALS CORP COM 780911103 16 4,300 SH SH_DEF 1 4,300
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- RUBICON MINERALS CORP COM 780911103 570 149,900 SH SOLE 149,900 RUBICON MINERALS CORP PUT 780911103 11 3,000 PUT SH_DEF 1 3,000 S&P 500 INDEX CALL 464287900 50,794 403,900 CALL SOLE 403,900 S&P 500 INDEX PUT 464287900 28,610 227,500 PUT SOLE 227,500 SANOFI COM 80105N105 341 9,190 SH SOLE 9,190 SAP AG COM 803054204 1,154 21,465 SH SOLE 21,465 SASOL LIMITED SPONSORED ADR COM 803866300 429 8,905 SH SOLE 8,905 SCANSOURCE INC COM 806037107 57 1,550 SH SOLE 1,550 SCHLUMBERGER LTD COM 806857108 20 300 SH SOLE 300 SCHLUMBERGER LTD COM 806857108 1,198 17,275 SH SOLE 17,275 SCHWAB, CHARLES CORP COM 808513105 8 675 SH SOLE 675 SEADRILL LTD COM G7945E105 101 3,000 SH SOLE 3,000 SEASPAN CORP COM Y75638109 208 15,000 SH SOLE 15,000 SECTOR SPDR TR- UTILITIES COM 81369Y886 58 1,585 SH SOLE 1,585 SEMICONDUCTOR MFG INTL CORP ADR COM 81663N206 235 98,300 SH SOLE 98,300 SEMPRA ENERGY COM 816851109 91 1,630 SH SOLE 1,630 SERVICE CORPORATION INTERNATIONAL COM 817565104 54 5,000 SH SOLE 5,000 SERVICESOURCE INTERNATIONAL CALL 81763U100 1,458 92,900 CALL SOLE 92,900 SHAW COMMUNICATION- B NV COM 82028K200 159 8,000 SH SH_DEF 1 8,000 SHAW COMMUNICATION- B NV COM 82028K200 143 7,200 SH SH_DEF 1 7,200 SHAW COMMUNICATIONS INC CL B NVS COM 82028K200 13,293 658,300 SH SOLE 658,300 SHAW COMMUNICATIONS INC-B CALL 82028K200 3,869 194,300 CALL SH_DEF 1 194,300 SHAW COMMUNICATIONS INC-B COM 82028K200 3,665 184,045 SH SH_DEF 1 184,045 SHAW COMMUNICATIONS INC-B COM 82028K200 139,406 7,001,256 SH SOLE 7,001,256 SHAW COMMUNICATIONS INC-B COM 82028K200 -- 6,053,236 SH SH_DEF 2 6,053,236 SHAW COMMUNICATIONS INC-B PUT 82028K200 378 19,000 PUT SH_DEF 1 19,000 SHERWIN-WILLIAMS COMPANY (THE) COM 824348106 170 1,880 SH SOLE 1,880 SHIRE PLC COM 82481R106 2,493 71,546 SH SH_DEF 2 71,546 SIEMENS AG SPONSORED ADR COM 826197501 738 7,604 SH SOLE 7,604 SIEMENS AG-SPONS ADR COM 826197501 67 700 SH SOLE 700 SIGMA-ALDRICH CORP COM 826552101 70 1,100 SH SOLE 1,100 SILVER BULL RESOURCES INC COM 827458100 0 200 SH SH_DEF 1 200 SILVER STANDARD RES INC COM 82823L106 1 57 SH SH_DEF 1 57 SILVER STANDARD RESOURCES CALL 82823L106 614 44,300 CALL SH_DEF 1 44,300 SILVER STANDARD RESOURCES COM 82823L106 680 49,077 SH SH_DEF 1 49,077 SILVER STANDARD RESOURCES COM 82823L106 373 26,900 SH SOLE 26,900 SILVER STANDARD RESOURCES COM 82823L106 18 1,300 SH SOLE 1,300 SILVER STANDARD RESOURCES PUT 82823L106 1,637 118,100 PUT SH_DEF 1 118,100 SILVER STANDARD RESOURCES INC COM 82823L106 0 11 SH SOLE 11 SILVER WHEATON CORP CALL 828336107 4,879 168,200 CALL SH_DEF 1 168,200 SILVER WHEATON CORP CALL 828336107 1,781 61,500 CALL SOLE 61,500 SILVER WHEATON CORP COM 828336107 22,497 775,575 SH SH_DEF 1 775,575 SILVER WHEATON CORP COM 828336107 89,565 3,087,700 SH SOLE 3,087,700 SILVER WHEATON CORP COM 828336107 38 1,325 SH SOLE 1,325 SILVER WHEATON CORP COM 828336107 640 21,750 SH SOLE 21,750 SILVER WHEATON CORP COM 828336107 945 32,600 SH SH_DEF 1 32,600 SILVER WHEATON CORP PUT 828336107 3,452 119,000 PUT SH_DEF 1 119,000 SILVER WHEATON CORP PUT 828336107 17 600 PUT SOLE 600 SILVERCORP METALS INC CALL 82835P103 129 20,100 CALL SH_DEF 1 20,100 SILVERCORP METALS INC COM 82835P103 100 15,600 SH SH_DEF 1 15,600 SILVERCORP METALS INC COM 82835P103 237 36,900 SH SOLE 36,900 SILVERCORP METALS INC PUT 82835P103 217 33,700 PUT SH_DEF 1 33,700 SMART TECHNOLOGIES INC CL A SVS COM 83172R108 4 1,000 SH SOLE 1,000 SMITH & NEPHEW PLC COM 83175M205 1,103 113,521 SH SH_DEF 2 113,521 SMITH & NEPHEW PLC SPONSORED ADR COM 83175M205 131 2,680 SH SOLE 2,680 SMITHFIELD FOODS INC COM 832248108 44 1,800 SH SOLE 1,800 SMUCKER (J.M.) CO COM 832696405 7 87 SH SOLE 87 SOLERA HOLDINGS INC COM 83421A104 64 1,425 SH SOLE 1,425 SOUTHERN COMPANY COM 842587107 542 11,537 SH SOLE 11,537 SOUTHWEST AIRLINES CO COM 844741108 2 270 SH SOLE 270 SPDR BARCLAYS CAPITAL HI YLD BD ETF COM 78464A417 433 11,100 SH SOLE 11,100 SPDR DJIA ETF COM 78467X109 80 645 SH SOLE 645 SPDR FTSE/ MACQUARIE GLB INFR 100 ETF COM 78463X855 289 7,200 SH SOLE 7,200 SPDR GOLD TRUST COM 78463V107 201 1,325 SH SOLE 1,325 SPDR GOLD TRUST COM 78463V107 13,369 86,626 SH SOLE 86,626 SPDR GOLD TRUST ETF COM 78463V107 304 2,000 SH SH_DEF 1 2,000 SPDR S&P 500 ETF TRUST COM 78462F103 848 6,652 SH SOLE 6,652 SPDR S&P BIOTECH ETF COM 78464A870 13 200 SH SOLE 200 SPDR S&P DIVIDEND ETF COM 78464A763 68 1,250 SH SOLE 1,250 SPDR S&P MIDCAP 400 ETF TRUST COM 78467Y107 20 125 SH SOLE 125 SPDR TRUST SERIES 1 PUT 78462F103 28,296 225,000 PUT SOLE 225,000 SPECTRA ENERGY CORP COM 847560109 284 9,099 SH SOLE 9,099 SPX CORP COM 784635104 -- 1 SH SH_DEF 2 1 SPX CORPORATION COM 784635104 21 350 SH SOLE 350 STANTEC INC COM 85472N109 239 8,800 SH SOLE 8,800 STANTEC INC COM 85472N109 355 12,895 SH SOLE 12,895 STAPLES INC COM 855030102 25 1,800 SH SOLE 1,800 STARBUCKS CORPORATION COM 855244109 75 1,600 SH SOLE 1,600 STATE STREET CORP COM 857477103 1,108 27,060 SH SOLE 27,060 STATOIL ASA SPON ADR COM 85771P102 158 6,061 SH SOLE 6,061 STEIN MART INC COM 858375108 271 39,200 SH SOLE 39,200 STRYKER CORPORATION COM 863667101 59 1,170 SH SOLE 1,170 SUN LIFE FINANCIAL INC CALL 866796105 3,819 205,500 CALL SH_DEF 1 205,500 SUN LIFE FINANCIAL INC COM 866796105 11,272 606,535 SH SH_DEF 1 606,535 SUN LIFE FINANCIAL INC COM 866796105 177,485 9,550,409 SH SOLE 9,550,409 SUN LIFE FINANCIAL INC COM 866796105 6,328 335,751 SH SOLE 335,751 SUN LIFE FINANCIAL INC COM 866796105 16 836 SH SH_DEF 1 836 SUN LIFE FINANCIAL INC COM 866796105 845 45,481 SH SH_DEF 1 45,481 SUN LIFE FINANCIAL INC PUT 866796105 7,413 398,900 PUT SH_DEF 1 398,900 SUNCOR ENERGY INC COM 867224107 23 784 SH SH_DEF 2 784 SUNCOR ENERGY INC (NEW) COM 867224107 23,880 815,065 SH SOLE 815,065 SUNCOR ENERGY INC NEW COM 867224107 347 12,000 SH SH_DEF 1 12,000 SUNCOR ENERGY INC NEW COM 867224107 728 25,208 SH SH_DEF 1 25,208 SUNTECH POWER HOLDINGS ADR COM 86800C104 0 150 SH SOLE 150 SWISHER HYGIENE INC COM 870808102 46 12,000 SH SOLE 12,000 SXC HEALTH SOLUTIONS CORP COM 78505P100 338 6,000 SH SH_DEF 1 6,000 SXC HEALTH SOLUTIONS CORP COM 78505P100 693 12,300 SH SOLE 12,300 SXC HEALTH SOLUTIONS CORP COM 78505P100 885 15,500 SH SOLE 15,500 SYSCO CORPORATION COM 871829107 527 17,705 SH SOLE 17,705 T ROWE PRICE GROUP INC COM 74144T108 248 4,280 SH SOLE 4,280 TAIWAN SEMICONDUCTOR MFTG SP ADR COM 874039100 7 500 SH SOLE 500 TALISMAN ENERGY INC CALL 87425E103 5,553 435,100 CALL SH_DEF 1 435,100 TALISMAN ENERGY INC CALL 87425E103 437 34,300 CALL SOLE 34,300 TALISMAN ENERGY INC COM 87425E103 8,720 683,198 SH SH_DEF 1 683,198 TALISMAN ENERGY INC COM 87425E103 135,939 10,650,997 SH SOLE 10,650,997 TALISMAN ENERGY INC COM 87425E103 10 800 SH SH_DEF 2 800 TALISMAN ENERGY INC COM 87425E103 5,031 388,653 SH SOLE 388,653 TALISMAN ENERGY INC COM 87425E103 64 5,000 SH SH_DEF 1 5,000 TALISMAN ENERGY INC COM 87425E103 1 87 SH SH_DEF 1 87 TALISMAN ENERGY INC PUT 87425E103 5,440 426,200 PUT SH_DEF 1 426,200 TARGET CORP COM 87612E106 2,153 41,401 SH SOLE 41,401 TASEKO MINES LTD CALL 876511106 84 30,700 CALL SH_DEF 1 30,700 TASEKO MINES LTD COM 876511106 4 1,600 SH SH_DEF 1 1,600 TASEKO MINES LTD COM 876511106 100 36,500 SH SOLE 36,500 TASEKO MINES LTD PUT 876511106 14 5,200 PUT SH_DEF 1 5,200 TECHNOLOGY SELECT SECTOR SPDR FUND COM 81369Y803 336 13,000 SH SOLE 13,000 TECK COMINCO LTD-CL B CALL 878742204 39,928 1,130,800 CALL SH_DEF 1 1,130,800 TECK COMINCO LTD-CL B CALL 878742204 2,643 75,100 CALL SOLE 75,100 TECK COMINCO LTD-CL B COM 878742204 20,183 571,607 SH SH_DEF 1 571,607 TECK COMINCO LTD-CL B COM 878742204 176,044 4,985,719 SH SOLE 4,985,719 TECK COMINCO LTD-CL B COM 878742204 2,520 71,600 SH SOLE 71,600 TECK COMINCO LTD-CL B PUT 878742204 18,933 536,200 PUT SH_DEF 1 536,200 TECK COMINCO LTD-CL B PUT 878742204 345 9,800 PUT SH_DEF 1 9,800 TECK COMINCO LTD-CL B PUT 878742204 3,991 113,400 PUT SOLE 113,400 TECK RESOURCES LTD -B- SV COM 878742204 176 5,000 SH SH_DEF 1 5,000 TECK RESOURCES LTD -B- SV COM 878742204 35 990 SH SH_DEF 1 990 TECK RESOURCES LTD -B- SV COM 878742204 162 4,600 SH SH_DEF 1 4,600 TECK RESOURCES LTD CL B SVS COM 878742204 7,909 220,872 SH SOLE 220,872
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- ---------- ---- ---------- ---------- ------- -------- ---------- --------- ---- TEEKAY CORPORATION COM Y8564W103 204 7,500 SH SOLE 7,500 TELEFLEX INCORPORATED COM 879369106 93 1,500 SH SOLE 1,500 TELEFONICA S.A. SPONSORED ADR COM 879382208 141 8,095 SH SOLE 8,095 TELSA MOTORS INC COM 88160R101 1 50 SH SOLE 50 TELUS CORP - NV COM 87971M202 6,701 124,900 SH SH_DEF 1 124,900 TELUS CORPORATION - NON VOTE COM 87971M202 183 3,400 SH SH_DEF 1 3,400 TELUS CORPORATION - NON VOTE COM 87971M202 131,812 2,453,387 SH SOLE 2,453,387 TELUS CORPORATION NV COM 87971M202 5,168 94,840 SH SOLE 94,840 TEMPLETON DRAGON FUND COM 88018T101 584 22,600 SH SOLE 22,600 TENARIS S.A. ADR COM 88031M109 224 5,935 SH SOLE 5,935 TERADYNE INC COM 880770102 4 294 SH SOLE 294 TESCO CORP COM 88157K101 46 3,600 SH SOLE 3,600 TESORO CORP COM 881609101 1 37 SH SOLE 37 TEVA PHARMACEUTICAL INDUSTRIES ADR COM 881624209 532 12,970 SH SOLE 12,970 TEXAS INSTRUMENTS INC COM 882508104 74 2,512 SH SOLE 2,512 THERATECHNOLOGIES INC COM 88338H100 0 43 SH SH_DEF 1 43 THERMO FISHER SCIENTIFIC COM 883556102 82 1,800 SH SOLE 1,800 THOMPSON CREEK METALS CO COM 884768102 101 14,500 SH SH_DEF 1 14,500 THOMPSON CREEK METALS CO INC CALL 884768102 189 27,000 CALL SH_DEF 1 27,000 THOMPSON CREEK METALS CO INC COM 884768102 133 19,000 SH SH_DEF 1 19,000 THOMPSON CREEK METALS CO INC COM 884768102 284 40,500 SH SOLE 40,500 THOMPSON CREEK METALS CO INC PUT 884768102 375 53,500 PUT SH_DEF 1 53,500 THOMPSON CREEK METALS COMPANY COM 884768102 184 25,955 SH SOLE 25,955 THOMSON REUTERS CORP CALL 884903105 1,360 50,800 CALL SH_DEF 1 50,800 THOMSON REUTERS CORP COM 884903105 20,149 752,520 SH SH_DEF 1 752,520 THOMSON REUTERS CORP COM 884903105 114,996 4,294,939 SH SOLE 4,294,939 THOMSON REUTERS CORP COM 884903105 66 2,476 SH SOLE 2,476 THOMSON REUTERS CORP COM 884903105 267 10,000 SH SH_DEF 1 10,000 THOMSON REUTERS CORP COM 884903105 549 20,541 SH SH_DEF 1 20,541 THOMSON REUTERS CORP PUT 884903105 14,959 558,700 PUT SH_DEF 1 558,700 THOMSON REUTERS CORPORATION COM 884903105 12,115 446,150 SH SOLE 446,150 THOR INDUSTRIES INC COM 885160101 266 15,300 SH SOLE 15,300 TIM HORTONS INC CALL 88706M103 5,261 108,400 CALL SH_DEF 1 108,400 TIM HORTONS INC COM 88706M103 4,016 82,752 SH SH_DEF 1 82,752 TIM HORTONS INC COM 88706M103 82,890 1,707,850 SH SOLE 1,707,850 TIM HORTONS INC COM 88706M103 5 100 SH SOLE 100 TIM HORTONS INC COM 88706M103 9,909 201,307 SH SOLE 201,307 TIM HORTONS INC COM 88706M103 8,036 165,664 SH SH_DEF 1 165,664 TIM HORTONS INC PUT 88706M103 5,101 105,100 PUT SH_DEF 1 105,100 TIMBERLINE RESOURCES CORP COM 887133106 0 285 SH SH_DEF 1 285 TIME WARNER CABLE INC COM 88732J207 565 8,755 SH SOLE 8,755 TIME WARNER INC COM 887317303 71 1,927 SH SOLE 1,927 TJX COMPANIES INC COM 872540109 149 2,275 SH SOLE 2,275 TOLL BROTHERS INC COM 889478103 41 2,000 SH SOLE 2,000 TORONTO DOMINION BANK COM 891160509 75 1,000 SH SH_DEF 1 1,000 TORONTO DOMINION BANK COM 891160509 7 97 SH SH_DEF 1 97 TORONTO DOMINION BANK COM 891160509 8,629 115,113 SH SH_DEF 1 115,113 TORONTO DOMINION BANK COM 891160509 3,925 52,361 SH SH_DEF 1 52,361 TORONTO- DOMINION BANK CALL 891160509 65,075 867,500 CALL SH_DEF 1 867,500 TORONTO- DOMINION BANK COM 891160509 301,003 4,012,589 SH SH_DEF 1 4,012,589 TORONTO- DOMINION BANK COM 891160509 99,917 1,331,963 SH SH_DEF 2 1,331,963 TORONTO- DOMINION BANK COM 891160509 83,954 1,103,541 SH SOLE 1,103,541 TORONTO- DOMINION BANK PUT 891160509 70,649 941,800 PUT SH_DEF 1 941,800 TORONTO- DOMINION BANK PUT 891160509 8 100 PUT SOLE 100 TOTAL S.A. SPONSORED ADR COM 89151E109 2,093 40,325 SH SOLE 40,325 TOWERSTREAM CORPORATION COM 892000100 696 326,400 SH SOLE 326,400 TOYOTA MOTOR CORP ADR COM 892331307 417 6,204 SH SOLE 6,204 TRACTOR SUPPLY COMPANY COM 892356106 71 1,000 SH SOLE 1,000 TRANSALTA CORP CALL 89346D107 3,348 162,000 CALL SH_DEF 1 162,000 TRANSALTA CORP COM 89346D107 2,528 122,322 SH SH_DEF 1 122,322 TRANSALTA CORP COM 89346D107 141,548 6,848,465 SH SOLE 6,848,465 TRANSALTA CORP COM 89346D107 21 1,025 SH SH_DEF 1 1,025 TRANSALTA CORP COM 89346D107 180 8,700 SH SH_DEF 1 8,700 TRANSALTA CORP PUT 89346D107 2,019 97,700 PUT SH_DEF 1 97,700 TRANSALTA CORP PUT 89346D107 632 30,600 PUT SOLE 30,600 TRANSALTA CORPORATION COM 89346D107 8,573 409,009 SH SOLE 409,009 TRANSCANADA CORP CALL 89353D107 30,720 701,600 CALL SH_DEF 1 701,600 TRANSCANADA CORP COM 89353D107 14,812 338,286 SH SH_DEF 1 338,286 TRANSCANADA CORP COM 89353D107 488,581 11,158,466 SH SOLE 11,158,466 TRANSCANADA CORP COM 89353D107 2 36 SH SOLE 36 TRANSCANADA CORP COM 89353D107 51 1,175 SH SH_DEF 1 1,175 TRANSCANADA CORP COM 89353D107 179 4,100 SH SH_DEF 1 4,100 TRANSCANADA CORP PUT 89353D107 15,202 347,200 PUT SH_DEF 1 347,200 TRANSCANADA CORPORATION COM 89353D107 45,418 1,022,807 SH SOLE 1,022,807 TRANSGLOBE ENERGY CORP CALL 893662106 8 1,000 CALL SH_DEF 1 1,000 TRANSGLOBE ENERGY CORP COM 893662106 2 200 SH SH_DEF 1 200 TRANSGLOBE ENERGY CORP COM 893662106 125 15,700 SH SOLE 15,700 TRANSGLOBE ENERGY CORP PUT 893662106 4 500 PUT SH_DEF 1 500 TRANSITION THERAPEUT COM 893716209 0 47 SH SH_DEF 1 47 TRAVELERS COMPANIES INC COM 89417E109 234 3,891 SH SOLE 3,891 TRAVELERS COS INC/THE COM 89417E109 9 160 SH SH_DEF 1 160 TRAVELERS COS INC/THE COM 89417E109 -- 1 SH SH_DEF 2 1 TRW AUTOMOTIVE HOLDINGS CORP COM 87264S106 561 16,940 SH SOLE 16,940 TSAKOS ENERGY NAVIGATION LTD COM G9108L108 260 53,600 SH SOLE 53,600 TUPPERWARE BRANDS CORP COM 899896104 126 2,225 SH SOLE 2,225 U.S. BANCORP COM 902973304 332 12,100 SH SOLE 12,100 U.S. GEOTHERMAL INC COM 90338S102 151 414,500 SH SOLE 414,500 UFP TECHNOLOGIES INC COM 902673102 53 3,545 SH SOLE 3,545 ULTRA PETROLEUM CORP COM 903914109 44 1,460 SH SOLE 1,460 UNILEVER N.V. NEW YORK SHARES COM 904784709 274 7,838 SH SOLE 7,838 UNILEVER PLC COM 904767704 5,635 167,687 SH SH_DEF 2 167,687 UNILEVER PLC SPON ADR COM 904767704 975 28,645 SH SOLE 28,645 UNION PACIFIC CORPORATION COM 907818108 893 8,306 SH SOLE 8,306 UNITED PARCEL SERVICE INC CL B COM 911312106 52 700 SH SOLE 700 UNITED TECHNOLOGIES CORP COM 913017109 8 107 SH SH_DEF 1 107 UNITED TECHNOLOGIES CORPORATION COM 913017109 6,987 94,148 SH SOLE 94,148 UNITEDHEALTH GROUP INC COM 91324P102 393 7,640 SH SOLE 7,640 UNUM GROUP COM 91529Y106 944 44,100 SH SOLE 44,100 UR ENERGY INC COM 91688R108 204 235,500 SH SOLE 235,500 URS CORPORATION COM 903236107 63 1,760 SH SOLE 1,760 US BANCORP COM 902973304 218 8,073 SH SOLE 8,073 US ECOLOGY INC COM 91732J102 5 240 SH SOLE 240 VALE S.A SPON ADR COM 91912E105 825 37,900 SH SOLE 37,900 VALE S.A. CLASS PFD ADR COM 91912E204 201 9,600 SH SOLE 9,600 VALE SA-SP ADR COM 91912E105 62 2,900 SH SOLE 2,900 VALEANT PHARMACEUTICALS INTE CALL 91911K102 1,682 35,900 CALL SH_DEF 1 35,900 VALEANT PHARMACEUTICALS INTE COM 91911K102 8,335 177,860 SH SH_DEF 1 177,860 VALEANT PHARMACEUTICALS INTE COM 91911K102 149,550 3,191,188 SH SOLE 3,191,188 VALEANT PHARMACEUTICALS INTE PUT 91911K102 272 5,800 PUT SH_DEF 1 5,800 VALEANT PHARMACEUTICALS INTL INC COM 91911K102 482 10,146 SH SOLE 10,146 VALERO ENERGY CORP COM 91913Y100 1 26 SH SOLE 26 VALERO ENERGY CORP COM 91913Y100 135 6,300 SH SOLE 6,300 VANCEINFO TECHNOLOGIES INC ADR COM 921564100 349 37,890 SH SOLE 37,890 VANGUARD EMERGING MARKETS ETF COM 922042858 221 5,700 SH SOLE 5,700 VANGUARD EUROPEAN ETF COM 922042874 8 200 SH SOLE 200 VANGUARD MSCI EAFE ETF COM 921943858 212 6,805 SH SOLE 6,805 VANGUARD TOTAL STOCK MARKET ETF COM 922908769 55 850 SH SOLE 850 VARIAN MEDICAL SYSTEMS INC COM 92220P105 159 2,335 SH SOLE 2,335 VCA ANTECH INC COM 918194101 86 4,265 SH SOLE 4,265 VEECO INSTRUMENTS INC COM 922417100 2 110 SH SOLE 110 VEOLIA ENVIRONNEMENT SPON ADR COM 92334N103 1 75 SH SOLE 75 VERISK ANALYTICS INC CLASS A COM 92345Y106 122 3,000 SH SOLE 3,000 VERIZON COMMUNICATIONS INC COM 92343V104 4 107 SH SH_DEF 1 107 VERIZON COMMUNICATIONS INC COM 92343V104 8 200 SH SOLE 200 VERIZON COMMUNICATIONS INC COM 92343V104 60 1,500 SH SH_DEF 2 1,500 VERIZON COMMUNICATIONS INC COM 92343V104 2,538 62,290 SH SOLE 62,290 VERTEX PHARMACEUTICALS INC COM 92532F100 353 10,475 SH SOLE 10,475 VISA INC- CLASS A SHARES COM 92826C839 204 1,975 SH SOLE 1,975
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ------- --------- ------- ---------- ---------- -------- ------------------------- Voting Authority (Shares) Title Fair Shares or Investment (b) (c) Managers ------------------------- of CUSIP Market Principal Discretion Shared- Shared- See (a) (b) (c) Name of Issuer Class Number Value Amount (a) Sole As Defined other Instr. V Sole Shared None -------------- ------- --------- ------- ---------- ---- ---------- ---------- ------- -------- --------- ---------- ---- TEEKAY CORPORATION COM Y8564W103 204 7,500 SH SOLE 7,500 VISIONCHINA MEDIA INC COM 92833U103 114 90,900 SH SOLE 90,900 VISTA GOLD CORP REORG SHS COM 927926303 446 143,000 SH SOLE 143,000 VISTEON CORPORATION COM 92839U206 0 5 SH SOLE 5 VODAFONE GROUP PLC COM 92857W209 97,824 35,198,534 SH SH_DEF 2 35,198,534 VODAFONE GROUP PLC COM 92857W209 6,204 217,984 SH SOLE 217,984 VULCAN MATERIALS COMPANY COM 929160109 113 2,835 SH SOLE 2,835 WALGREEN CO COM 931422109 1,533 45,660 SH SOLE 45,660 WAL-MART STORES INC COM 931142103 5,843 96,298 SH SOLE 96,298 WALTER ENERGY INC COM 93317Q105 123 2,000 SH SOLE 2,000 WASTE MANAGEMENT INC COM 94106L109 688 20,715 SH SOLE 20,715 WELLCARE HEALTH PLANS INC COM 94946T106 16 300 SH SOLE 300 WELLPOINT INC COM 94973V107 1,630 24,225 SH SOLE 24,225 WELLS FARGO & CO COM 949746101 4 159 SH SH_DEF 2 159 WELLS FARGO & CO COM 949746101 5,329 190,417 SH SOLE 190,417 WESTERN UNION CO COM 959802109 1,037 55,930 SH SOLE 55,930 WESTPORT INNOVATIONS INC CALL 960908309 33 1,000 CALL SH_DEF 1 1,000 WESTPORT INNOVATIONS INC COM 960908309 186 5,600 SH SH_DEF 1 5,600 WESTPORT INNOVATIONS INC COM 960908309 319 9,600 SH SOLE 9,600 WESTPORT INNOVATIONS INC COM 960908309 1,859 55,976 SH SH_DEF 2 55,976 WESTPORT INNOVATIONS INC PUT 960908309 1,860 56,000 PUT SH_DEF 1 56,000 WESTPORT INNOVATIONS INC NEW COM 960908309 67 2,000 SH SOLE 2,000 WEYERHAEUSER CO COM 962166104 4 228 SH SOLE 228 WI-LAN INC CALL 928972108 43 7,500 CALL SH_DEF 1 7,500 WI-LAN INC COM 928972108 756 131,000 SH SOLE 131,000 WI-LAN INC COM 928972108 23 4,000 SH SH_DEF 1 4,000 WINNEBAGO INDUSTRIES INC COM 974637100 9 1,200 SH SOLE 1,200 WINTHROP REALTY TRUST COM 976391300 52 5,000 SH SOLE 5,000 WISDOMTREE INDIA EARNINGS FUND COM 97717W422 678 42,800 SH SOLE 42,800 WPP PLC COM 92933H101 1,690 161,051 SH SH_DEF 2 161,051 WPP PLC - SPONSORED ADR COM 92933H101 25 465 SH SOLE 465 WRIGHT EXPRESS CORP COM 98233Q105 306 5,545 SH SOLE 5,545 WYNN RESORTS LTD COM 983134107 168 1,500 SH SOLE 1,500 XEROX CORPORATION COM 984121103 46 5,725 SH SOLE 5,725 YAHOO INC COM 984332106 242 14,800 SH SOLE 14,800 YAHOO! INC COM 984332106 13 800 SH SOLE 800 YAMANA GOLD INC CALL 98462Y100 5,032 340,700 CALL SH_DEF 1 340,700 YAMANA GOLD INC CALL 98462Y100 2,803 190,800 CALL SOLE 190,800 YAMANA GOLD INC COM 98462Y100 6,753 457,244 SH SH_DEF 1 457,244 YAMANA GOLD INC COM 98462Y100 113,007 7,651,650 SH SOLE 7,651,650 YAMANA GOLD INC COM 98462Y100 554 37,742 SH SOLE 37,742 YAMANA GOLD INC COM 98462Y100 1,429 95,439 SH SOLE 95,439 YAMANA GOLD INC COM 98462Y100 0 17 SH SH_DEF 1 17 YAMANA GOLD INC COM 98462Y100 595 40,400 SH SH_DEF 1 40,400 YAMANA GOLD INC PUT 98462Y100 4,188 283,600 PUT SH_DEF 1 283,600 YAMANA GOLD INC PUT 98462Y100 889 60,500 PUT SOLE 60,500 YUM! BRANDS INC COM 988498101 256 4,270 SH SOLE 4,270 ZALICUS INC COM 98887C105 227 184,500 SH SOLE 184,500 ZHONGPIN INC COM 98952K107 598 69,100 SH SOLE 69,100 ZIMMER HOLDINGS INC COM 98956P102 254 4,690 SH SOLE 4,690